Base
NVOCC

VENTANA SERRA LLC

MIAMI, FL, UNITED STATES

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “VENTANA SERRA LLC” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “VENTANA SERRA LLC” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

811-06249
2002-04-16

EXHIBIT 10.6

View on SEC.gov →
001-08923
2017-02-22

EX-21

View on SEC.gov →
811-08662
2004-02-24

SEC filing

View on SEC.gov →
333-54410
2001-01-26

EB2B COMMERCE, INC. S-3

View on SEC.gov →
811-05075
2003-12-23

SEC filing

View on SEC.gov →
811-01879
2006-09-29

JIF N-Q 7.31.06

View on SEC.gov →
811-05075
2004-06-30

SEC filing

View on SEC.gov →
811-00214
2007-08-03

SENTINEL GROUP FUNDS, INC

View on SEC.gov →
811-05075
2003-07-01

SEC filing

View on SEC.gov →
333-54410
2002-05-14

EB2B COMMERCE AMENDMENT #2 TO SB-2/A

View on SEC.gov →
811-03605
2007-04-27

NORTHERN INSTITUTIONAL FUNDS

View on SEC.gov →
811-04603
2005-03-01

THRIVENT SERIES FUND, INC.

View on SEC.gov →
811-08236
2008-02-28

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

View on SEC.gov →
811-03605
2007-10-29

NORTHERN INSTITUTIONAL FUNDS N-Q

View on SEC.gov →
811-04603
2005-08-25

THRIVENT SERIES FUND

View on SEC.gov →
333-54410
2001-07-13

AMENDMENT #1 TO FORM S-3 ON S-3/A

View on SEC.gov →
811-00214
2007-01-31

FORM N-CSR

View on SEC.gov →
811-05075
2005-06-27

THRIVENT MUTUAL FUNDS

View on SEC.gov →
811-05075
2005-01-07

THRIVENT MUTUAL FUNDS

View on SEC.gov →
811-08236
2007-08-27

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

View on SEC.gov →
811-04603
2004-09-02

SEC filing

View on SEC.gov →
811-04603
2006-02-28

THRIVENT SERIES FUND, INC.

View on SEC.gov →
811-08236
2007-12-05

CERTIFIED SHAREHOLDER REPORT

View on SEC.gov →
001-32482
2020-03-30

EX-99.1

View on SEC.gov →
002-77284
2004-07-29

497

View on SEC.gov →
811-09253
2007-05-02

G37865_FUNDSTRUSTNCSR.TXT

View on SEC.gov →
811-09253
2006-11-02

D35618_FUNDSTRUSTNCSRS

View on SEC.gov →
811-05225
2011-08-09

SEC filing

View on SEC.gov →
811-03605
2007-08-01

NORTHERN INSTITUTIONAL FUNDS

View on SEC.gov →
811-03605
2007-08-03

NORTHERN INSTITUTIONAL FUNDS

View on SEC.gov →
002-77284
2004-04-23

485BPOS

View on SEC.gov →
002-77284
2004-05-04

497

View on SEC.gov →
811-03605
2008-02-06

NORTHERN INSTITUTIONAL FUNDS

View on SEC.gov →
811-08236
2007-06-06

CERTIFIED SHAREHOLDER REPORT

View on SEC.gov →
811-01879
2006-12-22

CERTIFIED ANNUAL SHAREHOLDER REPORT

View on SEC.gov →
811-04492
2007-08-29

MFS SERIES TRUST X

View on SEC.gov →
001-12102
2012-05-16

SEC filing

View on SEC.gov →
811-08085
2004-11-02

STRATEGIC PARTNERS MUTUAL FUND INC.

View on SEC.gov →
811-08085
2004-08-27

STRATEGIC PARTNERS MUTUAL FUNDS, INC.

View on SEC.gov →
001-32482
2021-03-31

EX-99.1

View on SEC.gov →
001-12102
2008-04-15

SEC filing

View on SEC.gov →
001-12102
2008-10-20

SEC filing

View on SEC.gov →
811-05547
2004-08-30

FORM N-PX

View on SEC.gov →
001-12102
2011-04-12

20-F

View on SEC.gov →
811-01879
2006-06-30

CERTIFIED SEMI-ANNUAL SHAREHOLDER REPORT

View on SEC.gov →
811-07589
2007-08-30

THE HARTFORD MUTUAL FUNDS, INC.

View on SEC.gov →
811-08932
2007-08-30

ARTISAN FUNDS, INC.

View on SEC.gov →
001-32482
2022-03-31

EX-99.1

View on SEC.gov →
811-06161
2006-01-26

AMENDED N-PX/A FOR ALLIANZ FUNDS

View on SEC.gov →
811-06161
2005-08-31

ALLIANZ FUNDS

View on SEC.gov →
811-01530
2006-08-31

EXPLORER FUND

View on SEC.gov →
811-10183
2004-08-31

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-05186
2004-11-02

AMERICAN SKANDIA TRUST

View on SEC.gov →
811-05186
2004-08-30

AMERICAN SKANDIA TRUST

View on SEC.gov →
001-12102
2010-06-29

FORM 20-F

View on SEC.gov →
001-32482
2023-03-31

EX-99.1

View on SEC.gov →
811-01597
2007-08-22

BRDAG6_0000092500

View on SEC.gov →
811-03459
2004-08-31

PENN SERIES FUNDS, INC. N-PX (AMENDMENT)

View on SEC.gov →
811-07447
2006-08-24

FORM N-PX

View on SEC.gov →
001-32482
2024-03-28

EX-99.1

View on SEC.gov →
811-03459
2004-08-26

PENN SERIES FUNDS, INC - N-PX

View on SEC.gov →
811-08520
2007-08-23

SEC filing

View on SEC.gov →
811-02652
2007-08-30

SEC filing

View on SEC.gov →
811-03459
2005-01-25

PENN SERIES FUNDS, INC (2ND AMENDMENT)

View on SEC.gov →
001-12102
2009-06-30

FORM 20-F

View on SEC.gov →
001-32482
2025-03-31

EX-99.1

View on SEC.gov →
001-32482
2026-03-31

EX-99.1

View on SEC.gov →
811-08055
2007-08-23

SEC filing

View on SEC.gov →
811-08055
2007-08-23

SEC filing

View on SEC.gov →
811-02652
2006-08-31

SEC filing

View on SEC.gov →
811-08961
2007-08-23

SEC filing

View on SEC.gov →
811-21265
2007-08-31

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-01530
2007-08-30

SEC filing

View on SEC.gov →
811-02652
2007-08-30

SEC filing

View on SEC.gov →
811-02652
2005-08-30

SMALL CAP INDEX FUND 48

View on SEC.gov →
811-09729
2007-08-30

FORM N-PX FOR ISHARES TRUST

View on SEC.gov →
811-06093
2007-08-30

INSTITUTIONAL TOTAL STOCK

View on SEC.gov →
811-07447
2005-08-24

HARRIS N-PX 2005

View on SEC.gov →
811-58431
2007-08-30

SEC filing

View on SEC.gov →
811-02652
2007-08-30

SEC filing

View on SEC.gov →
811-08520
2005-08-17

SEC filing

View on SEC.gov →
811-21265
2007-10-01

N-PX/A

View on SEC.gov →
811-10001
2005-08-29

FORM N-PX

View on SEC.gov →
811-07261
2007-08-28

N-PX

View on SEC.gov →
811-08413
2007-08-28

EVERGREEN EQUITY TRUST - FORM N-PX

View on SEC.gov →
811-09333
2004-08-27

FORM N-PX WITH PROXY VOTING RECORD

View on SEC.gov →
811-02652
2004-09-22

VANGUARD INDEX FUNDS 48

View on SEC.gov →
811-21757
2007-08-31

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-07237
2004-08-30

PUTNAM INVESTMENT FUNDS

View on SEC.gov →
811-02652
2004-08-30

SMALL CAP INDEX FUND 48

View on SEC.gov →
811-03114
2010-08-23

SEC filing

View on SEC.gov →
811-21114
2007-08-23

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-03785
2007-08-30

SEC filing

View on SEC.gov →
811-08520
2006-08-25

SEC filing

View on SEC.gov →
811-02652
2006-08-31

SEC filing

View on SEC.gov →
811-08961
2006-08-25

SEC filing

View on SEC.gov →
811-05125
2005-08-23

FORM N-PX

View on SEC.gov →
811-08961
2005-08-17

SEC filing

View on SEC.gov →
811-10001
2004-08-27

FORM N-PX WITH PROXY VOTING RECORD

View on SEC.gov →
811-02652
2005-08-30

EXTENDED MARKET 98

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
028186
License Status
Active
Bond Status
Bonded — WESTERN SURETY COMPANY
Address
11190 NW 25TH STREET, SUITE 130, MIAMI, FL, UNITED STATES
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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