Base
NVOCC

NEPTUNE LOGISTICS SHANGHAI COMPANY LIMITED

SHANGHAI, CHINA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “NEPTUNE LOGISTICS SHANGHAI COMPANY LIMITED” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “NEPTUNE LOGISTICS SHANGHAI COMPANY LIMITED” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

001-12273
2015-02-20

SEC filing

View on SEC.gov →
001-12273
2014-02-21

SUBSIDIARY LIST

View on SEC.gov →
001-12273
2016-02-26

SEC filing

View on SEC.gov →
001-12273
2019-02-25

EXHIBIT 21.1

View on SEC.gov →
001-12273
2018-02-23

EXHIBIT 21.1

View on SEC.gov →
001-12273
2013-02-25

SUBSIDIARIES

View on SEC.gov →
001-12273
2017-02-27

SEC filing

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001-12273
2012-02-24

SEC filing

View on SEC.gov →
001-12273
2009-03-02

SUBSIDIARY LIST

View on SEC.gov →
001-12273
2010-02-26

SUBSIDIARY LIST

View on SEC.gov →
001-12273
2005-03-16

21-1 SUB LIST

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001-12273
2008-02-29

21.1 SUBSIDIARY LIST

View on SEC.gov →
001-12273
2007-03-01

EX. 21.1

View on SEC.gov →
001-12273
2021-02-22

EX-21.1

View on SEC.gov →
001-12273
2020-02-28

EXHIBIT 21.1

View on SEC.gov →
001-12273
2011-02-25

SUBSIDIARY LIST

View on SEC.gov →
001-12273
2022-02-22

EX-21.1

View on SEC.gov →
001-39937
2026-03-09

EXHIBIT 8.1

View on SEC.gov →
001-39937
2022-03-09

EX-8.1

View on SEC.gov →
001-12273
2023-02-27

EX-21.1

View on SEC.gov →
001-39937
2023-03-13

EXHIBIT 8.1

View on SEC.gov →
333-256663
2021-06-01

EXHIBIT 21.1

View on SEC.gov →
001-39937
2024-03-13

EXHIBIT 8.1

View on SEC.gov →
377-03611
2020-12-18

SEC filing

View on SEC.gov →
001-39937
2025-03-12

EXHIBIT 8.1

View on SEC.gov →
333-251822
2021-01-19

EXHIBIT 21.1

View on SEC.gov →
333-251822
2020-12-30

EXHIBIT 21.1

View on SEC.gov →
001-04018
2012-02-10

EX-21

View on SEC.gov →
001-04018
2010-02-19

EX-21

View on SEC.gov →
001-04018
2009-02-20

EX-21: SUBSIDIARIES

View on SEC.gov →
001-04018
2013-02-15

EX-21

View on SEC.gov →
001-04018
2011-02-11

EX-21

View on SEC.gov →
001-04018
2014-02-14

EX-21

View on SEC.gov →
001-16625
2011-03-01

EX-21.1

View on SEC.gov →
001-13184
2021-03-16

EXHIBIT 99.1

View on SEC.gov →
001-16625
2009-03-02

EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT

View on SEC.gov →
001-16625
2010-03-01

EXHIBIT 21.1

View on SEC.gov →
001-13184
2020-02-24

EXHIBIT 99.1

View on SEC.gov →
001-13184
2022-02-25

EXHIBIT 99.2

View on SEC.gov →
001-13184
2020-02-27

EXHIBIT 99.3

View on SEC.gov →
001-34934
2024-08-09

EXHIBIT 99.3

View on SEC.gov →
001-13184
2022-02-28

EX-99.3

View on SEC.gov →
333-134820
2016-12-01

TIAA SEPARATE ACCOUNT VA-3 SUPPLEMENTS

View on SEC.gov →
001-34934
2025-08-08

EXHIBIT 99.3

View on SEC.gov →
001-34934
2026-03-04

20-F

View on SEC.gov →
001-13184
2021-02-23

EX-99.3

View on SEC.gov →
001-34934
2024-03-29

20-F

View on SEC.gov →
811-10063
2004-09-23

N-Q FILING~INTERNATIONAL EQUITY INDEX FUND

View on SEC.gov →
000-30389
2003-03-31

FORM 10-K

View on SEC.gov →
001-34934
2023-06-23

EXHIBIT 99.1

View on SEC.gov →
001-34934
2025-02-20

20-F

View on SEC.gov →
001-13184
2022-03-18

EXHIBIT 99.1

View on SEC.gov →
000-52275
2007-04-02

SEC filing

View on SEC.gov →
811-08360
2004-08-31

GUINNESS ATKINSON FUNDS

View on SEC.gov →
001-33526
2017-06-29

EXHIBIT 99.1

View on SEC.gov →
001-13184
2020-04-22

EXHIBIT 99.1

View on SEC.gov →
001-34934
2023-04-03

SEC filing

View on SEC.gov →
001-34934
2023-08-09

EXHIBIT 99.3

View on SEC.gov →
001-13184
2023-02-21

EX-99.3

View on SEC.gov →
811-10063
2005-03-30

N-Q ~ INTERNATIONAL EQUITY INDEX FUND

View on SEC.gov →
811-10063
2006-03-28

NQ ~ INTERNATIONAL INDEX FUND, INC.

View on SEC.gov →
811-10063
2004-06-25

T. ROWE PRICE INTERNATIONAL EQUITY INDEX FUND

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811-23580
2023-12-28

SEC filing

View on SEC.gov →
811-10063
2005-09-15

N-Q~INTERNATIONAL EQUITY INDEX FUND

View on SEC.gov →
811-22519
2011-11-23

QUARTERLY PORTFOLIO OF INVESTMENTS

View on SEC.gov →
811-07655
2025-11-19

SEC filing

View on SEC.gov →
811-07655
2025-11-19

SEC filing

View on SEC.gov →
811-10063
2003-06-23

T. ROWE PRICE INTERNATIONAL EQUITY INDEX FUND

View on SEC.gov →
811-07655
2025-11-19

SEC filing

View on SEC.gov →
811-23580
2023-06-26

SEC filing

View on SEC.gov →
811-07655
2025-11-19

SEC filing

View on SEC.gov →
811-07655
2025-11-19

SEC filing

View on SEC.gov →
811-07655
2025-11-19

SEC filing

View on SEC.gov →
811-10063
2003-06-19

T. ROWE PRICE INT'L EQUITY INDEX FUND 04-30-03

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811-07655
2025-11-19

SEC filing

View on SEC.gov →
811-23580
2024-12-30

SEC filing

View on SEC.gov →
811-23580
2024-03-28

SEC filing

View on SEC.gov →
811-07655
2025-11-19

SEC filing

View on SEC.gov →
811-07655
2025-11-19

SEC filing

View on SEC.gov →
811-23580
2024-06-26

SEC filing

View on SEC.gov →
811-23580
2025-06-26

SEC filing

View on SEC.gov →
811-23580
2023-09-27

SEC filing

View on SEC.gov →
811-23580
2025-03-28

SEC filing

View on SEC.gov →
001-13184
2024-02-23

EX-99.3

View on SEC.gov →
811-22153
2025-03-27

DUNHAM U.S. ENHANCED MARKET FUND NQ 1.31.25

View on SEC.gov →
811-23580
2024-09-27

SEC filing

View on SEC.gov →
811-22153
2025-03-27

DUNHAM INTERNATIONAL OPPORTUNITY BOND FUND NQ 1.31.25

View on SEC.gov →
811-22153
2025-03-27

DUNHAM NQS 1.31.25

View on SEC.gov →
811-22153
2025-03-27

DUNHAM NQS 1.31.25

View on SEC.gov →
811-22153
2025-03-27

DUNHAM EMERGING MARKETS STOCK FUND NQ 1.31.25

View on SEC.gov →
811-22153
2025-03-27

DUNHAM LARGE CAP VALUE FUND NQ 1.31.25

View on SEC.gov →
811-22153
2025-03-27

DUNHAM NQS 1.31.25

View on SEC.gov →
811-22153
2025-03-27

DUNHAM DYNAMIC MACRO FUND NQ 1.31.25

View on SEC.gov →
811-22153
2025-03-27

DUNHAM NQS 1.31.25

View on SEC.gov →
811-22153
2025-03-27

DUNHAM NQS 1.31.25

View on SEC.gov →
811-22153
2025-03-27

DUNHAM CORPORATE/GOVERNMENT BOND FUND NQ 1.31.25

View on SEC.gov →
811-22153
2025-03-27

DUNHAM SMALL CAP VALUE FUND NQ 1.31.25

View on SEC.gov →
811-22153
2025-03-27

DUNHAM NQS 1.31.25

View on SEC.gov →
811-22153
2025-03-27

DUNHAM INTERNATIONAL STOCK FUND NQ 1.31.25

View on SEC.gov →
811-22132
2024-09-26

SEC filing

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
027891
License Status
Active
Bond Status
Bonded — AMERICAN ALTERNATIVE INSURANCE CORPORATION
Address
RM K, L 13TH FLOOR OF LADOLL INTERNATIONAL, 831 LANE XINZHA ROAD, SHANGHAI, CHINA
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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