Base
NVOCC

ROGUE WAVE INTERNATIONAL, LLC

BETHLEHEM, PA, UNITED STATES

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “ROGUE WAVE INTERNATIONAL, LLC” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “ROGUE WAVE INTERNATIONAL, LLC” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

000-29273
2006-03-08

FORM 10-K

View on SEC.gov →
000-29273
2007-03-09

FORM 10-K

View on SEC.gov →
000-28900
2001-11-30

FORM 10-K

View on SEC.gov →
333-110388
2003-12-10

AMENDMENT NO. 2 TO FORM S-4

View on SEC.gov →
333-110388
2003-12-16

PROSPECTUS

View on SEC.gov →
000-29273
2005-03-10

FORM 10-K

View on SEC.gov →
000-28900
2003-11-25

FORM 10-K

View on SEC.gov →
333-110388
2003-11-12

FORM S-4

View on SEC.gov →
000-29273
2004-08-16

FORM 10-Q

View on SEC.gov →
333-110388
2003-12-04

AMENDMENT NO. 1 TO FORM S-4

View on SEC.gov →
000-29273
2005-10-31

FORM 10-Q

View on SEC.gov →
000-29273
2007-03-09

EXHIBIT 99.1

View on SEC.gov →
000-29273
2004-11-09

FORM 10-Q

View on SEC.gov →
000-29273
2005-08-03

FORM 10-Q

View on SEC.gov →
000-29273
2005-05-05

FORM 10-Q

View on SEC.gov →
000-29273
2004-03-31

AMENDMENT TO FORM 10-K

View on SEC.gov →
000-29273
2004-03-18

FORM 10-K

View on SEC.gov →
000-29273
2004-08-16

AMENDMENT TO FORM 10-K

View on SEC.gov →
000-33197
2006-11-27

LIVE FILING

View on SEC.gov →
028-06377
2003-10-22

GAGNON SECURITIES LLC DATED SEPTEMBER 30, 2003

View on SEC.gov →
000-50356
2015-04-15

ANNUAL REPORT

View on SEC.gov →
814-00854
2012-11-14

FORM 10-Q

View on SEC.gov →
814-00854
2012-08-13

FORM 10-Q

View on SEC.gov →
000-50356
2014-05-20

QUARTERLY REPORT

View on SEC.gov →
001-31783
2010-09-20

EX-99.1

View on SEC.gov →
001-31783
2010-09-20

EX-99.1

View on SEC.gov →
000-29273
2007-06-18

DEFINITIVE NOTICE & PROXY STATEMENT

View on SEC.gov →
000-50356
2014-04-15

EAST COAST DIVERSIFIED CORPORATION

View on SEC.gov →
814-00854
2013-08-09

FORM 10-Q

View on SEC.gov →
814-00854
2013-11-08

FORM 10-Q

View on SEC.gov →
001-16463
2017-03-07

EX-99.1

View on SEC.gov →
000-27312
2003-02-27

PURCHASE AND SALE AGREEMENT

View on SEC.gov →
028-04527
2002-04-04

AMENDMENT 1 TO Q2/2001 REPORT

View on SEC.gov →
333-280801
2024-09-05

AMENDMENT NO. 1

View on SEC.gov →
333-280801
2024-07-12

FORM F-1

View on SEC.gov →
000-29273
2007-04-27

FORM 10-K AMENDMENT

View on SEC.gov →
814-00854
2013-05-10

FORM 10-Q

View on SEC.gov →
000-29273
2007-06-08

PRELIMINARY REVISED PROXY STATEMENT

View on SEC.gov →
028-04527
2001-02-14

FORM 13F QUARTER ENDED DECEMBER 31, 2000

View on SEC.gov →
814-00854
2012-05-15

FORM 10-Q

View on SEC.gov →
028-07390
2001-07-18

SGC ASSET QUARTER ENDED 6-30-01

View on SEC.gov →
000-14692
2001-06-05

EXHIBIT 10.9 RESCISSION AND SETTLEMENT AGREEMENT

View on SEC.gov →
000-29273
2007-05-14

PRELIMINARY MERGER NOTICE & PROXY STATEMENT

View on SEC.gov →
333-123864
2005-04-05

FORM S-2

View on SEC.gov →
033-07075-LA
2002-06-28

TANGIBLE DATA, INC. 3-31-02 10-KSB

View on SEC.gov →
028-10421
2003-11-17

FILING FOR 3RD QUARTER 2003

View on SEC.gov →
028-00165
2003-05-30

AMENDMENT NUMBER 2

View on SEC.gov →
333-123864
2005-07-19

AMENDMENT NO. 2 TO FORM S-2

View on SEC.gov →
333-123864
2005-06-21

AMENDMENT NO. 1 TO FORM S-2

View on SEC.gov →
000-29273
2006-05-09

REVISED DEFINITIVE PROXY STATMENT

View on SEC.gov →
000-29273
2006-05-01

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
028-04527
2001-05-14

SEC filing

View on SEC.gov →
028-04527
2001-12-21

RESTATEMENT OF Q1 2001

View on SEC.gov →
000-33197
2005-11-14

FORM 10-QSB

View on SEC.gov →
028-04527
2002-04-19

AMENDMENT 1 TO THE 9/30/01 HOLDINGS REPORT

View on SEC.gov →
028-04527
2001-11-14

Q3/2001 HOLDINGS REPORT

View on SEC.gov →
811-09815
2004-02-06

THE ARBITRAGE FUNDS - N-CSRS

View on SEC.gov →
028-05563
2001-11-15

SEC filing

View on SEC.gov →
814-00757
2018-12-19

EX-99.2

View on SEC.gov →
000-33197
2006-10-11

FORM 10-QSB/A

View on SEC.gov →
033-07075-LA
2001-06-28

TANGIBLEDATA FORM 10-KSB DTD 3-31-01

View on SEC.gov →
028-10421
2003-08-25

FILING FOR 2ND QUARTER 2003

View on SEC.gov →
028-04527
2001-08-14

SEC filing

View on SEC.gov →
000-29273
2005-05-03

REVISED DEFINITIVE PROXY STATEMENT

View on SEC.gov →
000-33197
2005-05-20

WARP TECHNOLOGY HOLDINGS, INC.

View on SEC.gov →
000-29273
2005-05-02

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
028-04527
2001-10-04

SEC filing

View on SEC.gov →
000-33197
2006-10-26

AMENDMENT #1 TO FORM 10-KSB

View on SEC.gov →
028-04527
2001-10-04

SEC filing

View on SEC.gov →
811-07537
2002-08-29

SAR

View on SEC.gov →
814-00854
2013-03-15

FORM 10-K

View on SEC.gov →
005-58139
2001-11-15

ECOMETRY - MATERIALS PRESENTED BY RAYMOND JAMES

View on SEC.gov →
005-58139
2002-04-16

MATERIALS PRESENTED BY RAYMOND JAMES & ASSOCIATES

View on SEC.gov →
814-00854
2014-03-14

AMENDMENT NO. 1 TO FORM 10-K

View on SEC.gov →
000-33197
2006-10-13

FORM 10KSB

View on SEC.gov →
000-33197
2006-10-11

AMENDMENT TO FORM 10-QSB

View on SEC.gov →
811-03599
2002-08-29

SAR

View on SEC.gov →
000-26427
2001-04-30

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
000-30093
2003-04-30

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
811-03258
2002-08-08

N-30D

View on SEC.gov →
000-31045
2002-04-15

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
001-09553
2002-07-01

11-K

View on SEC.gov →
028-06271
2001-08-20

SEC filing

View on SEC.gov →
028-06271
2001-08-14

SEC filing

View on SEC.gov →
811-06067
2002-08-08

N-30D

View on SEC.gov →
000-53505
2024-02-08

ASSET PURCHASE AGREEMENT

View on SEC.gov →
000-31045
2001-04-27

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
333-68510
2001-08-28

TANGIBLEDATA SB-2 RS

View on SEC.gov →
811-06067
2002-08-08

N-30D

View on SEC.gov →
000-31045
2003-04-16

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
001-12386
2018-02-28

EXHIBIT 99.1

View on SEC.gov →
028-06918
2003-05-15

SEC filing

View on SEC.gov →
001-12386
2016-02-24

EXHIBIT 99.1

View on SEC.gov →
005-44407
2001-10-31

SC 14D9

View on SEC.gov →
001-12386
2016-05-06

EXHIBIT 99.1

View on SEC.gov →
001-12386
2018-08-09

EXHIBIT 99.1

View on SEC.gov →
000-33197
2006-11-17

FORM 10QSB

View on SEC.gov →
811-06067
2003-02-05

N-30D

View on SEC.gov →
333-125640
2007-06-07

FORM 424(B)(4) PROSPECTUS

View on SEC.gov →
811-04605
2008-12-02

N-CSRS

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
026927
License Status
Active
Bond Status
Bonded — UNITED STATES FIRE INSURANCE COMPANY
Address
ONE WEST BROAD STREET, 11TH FLOOR, SUITE 20, BETHLEHEM, PA, UNITED STATES
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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