Base
NVOCC

UTI GROUP

SANTA FE SPRINGS, CA, UNITED STATES

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “UTI GROUP” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “UTI GROUP” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

000-31869
2012-12-10

EMPLOYMENT AGREEMENT

View on SEC.gov →
000-31869
2008-12-10

EX-10.1

View on SEC.gov →
000-31869
2006-02-27

EXHIBIT 99.4

View on SEC.gov →
000-31869
2015-04-01

EX-10.37

View on SEC.gov →
000-31869
2010-03-29

EX-10.8

View on SEC.gov →
000-31869
2015-04-01

EX-10.38

View on SEC.gov →
000-31869
2015-04-01

EX-10.22

View on SEC.gov →
000-31869
2010-03-29

EX-10.9

View on SEC.gov →
000-31869
2010-03-29

EX-10.12

View on SEC.gov →
000-31869
2008-12-10

EX-10.2

View on SEC.gov →
000-31869
2010-03-29

EX-10.7

View on SEC.gov →
000-31869
2008-04-14

EXHIBIT 10.39

View on SEC.gov →
000-31869
2006-02-27

EXHIBIT 99.1

View on SEC.gov →
000-31869
2006-02-27

EXHIBIT 99.3

View on SEC.gov →
000-31869
2006-02-27

EXHIBIT 99.5

View on SEC.gov →
000-31869
2015-01-06

EX-10.1

View on SEC.gov →
000-31869
2006-02-27

EXHIBIT 99.2

View on SEC.gov →
000-31869
2008-04-14

EXHIBIT 10.2

View on SEC.gov →
000-31869
2015-04-01

EX-10.39

View on SEC.gov →
000-31869
2008-12-10

EX-10.4

View on SEC.gov →
000-31869
2010-03-29

EX-10.11

View on SEC.gov →
000-31869
2013-04-01

EX-10.42

View on SEC.gov →
000-31869
2009-01-05

EX-10.1

View on SEC.gov →
000-31869
2014-03-31

EX-10.6

View on SEC.gov →
000-31869
2012-12-10

EMPLOYMENT AGREEMENT

View on SEC.gov →
000-31869
2010-03-29

EX-10.13

View on SEC.gov →
001-39270
2021-02-09

EX-4.1

View on SEC.gov →
000-31869
2007-03-21

EXHIBIT 10.1

View on SEC.gov →
000-31869
2009-04-01

EX-10.13

View on SEC.gov →
000-22664
2017-03-13

FORM 10-K/A

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000-31869
2008-12-10

EX-10.3

View on SEC.gov →
000-31869
2015-04-01

EX-10.40

View on SEC.gov →
000-22664
2016-04-15

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
005-12398
2001-04-13

SEC filing

View on SEC.gov →
001-31923
2024-12-05

EX-19.1

View on SEC.gov →
000-31869
2006-03-13

EX. 10.1

View on SEC.gov →
000-22664
2018-04-13

PRE 14A

View on SEC.gov →
005-40020
2005-08-01

SC13D/A NO. 16

View on SEC.gov →
005-40020
2016-08-17

UTG SCHEDULE 13D/A 8-2016

View on SEC.gov →
000-22664
2012-04-16

NOTICE & PROXY STATEMENT

View on SEC.gov →
001-31923
2006-01-09

DEF 14A

View on SEC.gov →
000-31869
2004-09-09

EXHIBIT 10.6

View on SEC.gov →
000-22664
2013-04-11

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
005-40020
2003-05-02

13D AMENDMENT 15

View on SEC.gov →
000-31869
2006-11-21

EXHIBIT 99.1

View on SEC.gov →
001-39270
2025-04-10

DEF 14A

View on SEC.gov →
000-22664
2015-04-17

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
000-22664
2017-05-18

PTEN_DEF 14A

View on SEC.gov →
001-39270
2022-04-11

DEF 14A

View on SEC.gov →
000-22664
2018-04-24

DEF 14A

View on SEC.gov →
005-12398
2001-09-13

SCHEDULE 13 D/A AMENDMENT 6

View on SEC.gov →
005-40020
2008-10-08

FIRST SOUTHERN FUNDING 13D 10-08

View on SEC.gov →
005-40020
2001-09-13

SCHEDULE 13D/A AMENDMENT 12

View on SEC.gov →
001-31923
2020-04-01

EXHIBIT 99.1

View on SEC.gov →
005-40020
2003-02-27

AMENDMENT 14

View on SEC.gov →
000-22664
2020-04-13

DEF 14A

View on SEC.gov →
005-40020
2006-05-03

FIRST SOUTHERN FUNDING, INC.

View on SEC.gov →
005-40020
2002-06-14

SCHEDULE 13D/A AMENDMENT 13

View on SEC.gov →
000-22664
2006-06-12

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
005-40020
2008-10-08

FIRST SOUTHERN FUNDING 13D 10-08

View on SEC.gov →
000-22664
2015-10-28

EX-10.1

View on SEC.gov →
005-40020
2001-04-13

SEC filing

View on SEC.gov →
005-40020
2009-01-16

UTG SCHEDULE 13D/A 1-16-09

View on SEC.gov →
001-14930
2003-12-02

HSBC TO ACQ STAKE IN UTI BANK

View on SEC.gov →
005-12398
2001-02-15

SEC filing

View on SEC.gov →
2011-02-09

SEC filing

View on SEC.gov →
000-22664
2004-05-17

PATTERSON-UTI ENERGY, INC.

View on SEC.gov →
001-39270
2024-04-01

PRE 14A

View on SEC.gov →
000-22664
2015-10-28

EX-10.2

View on SEC.gov →
000-22664
2014-02-27

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
001-31923
2019-10-21

EXHIBIT 10.2

View on SEC.gov →
000-31869
2005-06-09

EXHIBIT 10.1

View on SEC.gov →
000-31869
2009-07-14

EXHIBIT 10.3

View on SEC.gov →
001-39270
2024-04-11

DEF 14A

View on SEC.gov →
001-31923
2005-01-13

DEF 14A

View on SEC.gov →
000-22664
2019-04-12

DEF 14A

View on SEC.gov →
000-22664
2004-06-01

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
001-39270
2023-04-11

DEF 14A

View on SEC.gov →
001-39270
2026-04-13

DEF 14A

View on SEC.gov →
005-40020
2001-02-15

SEC filing

View on SEC.gov →
2006-10-27

SEC filing

View on SEC.gov →
000-31869
2013-12-10

EX-10.1

View on SEC.gov →
000-22664
2010-03-11

DEF 14A

View on SEC.gov →
001-14930
2004-06-10

HSBC COMP. ACQ. 14.62% OF UTI

View on SEC.gov →
005-44095
2004-02-12

AMENDMENT TO SCHEDULE 13D

View on SEC.gov →
001-39270
2025-02-11

EX-21.1

View on SEC.gov →
000-31869
2013-12-10

EX-10.5

View on SEC.gov →
005-12398
2002-06-14

SCHEDULE 13D/A AMENDMENT 7

View on SEC.gov →
000-22664
2011-04-18

DEF 14A

View on SEC.gov →
000-31869
2011-06-29

EXHIBIT 10.3

View on SEC.gov →
811-05845
2024-08-29

SEC filing

View on SEC.gov →
811-08743
2024-08-29

SEC filing

View on SEC.gov →
001-39270
2026-02-10

EX-21.1

View on SEC.gov →
001-31923
2008-01-15

DEF 14A

View on SEC.gov →
001-39270
2024-02-27

EX-21.1

View on SEC.gov →
000-31869
2009-07-14

EXHIBIT 10.2

View on SEC.gov →
811-08743
2025-08-28

SEC filing

View on SEC.gov →
811-21726
2013-08-19

SEC filing

View on SEC.gov →
001-39270
2021-04-12

DEF 14A

View on SEC.gov →
2006-12-27

SEC filing

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
026561
License Status
Active
Bond Status
Bonded — AMERICAN ALTERNATIVE INSURANCE CORPORATION
Address
9830 BELL RANCH DRIVE, 102, SANTA FE SPRINGS, CA, UNITED STATES
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List
← SOURCE LOGISTICS LLCNR INT'L CARGO SERVICES, INC. →