Base
NVOCC

SANTA FE GROUP AMERICAS, INC.

HOUSTON, TX, UNITED STATES

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-28 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “SANTA FE GROUP AMERICAS, INC.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “SANTA FE GROUP AMERICAS, INC.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

Federal Register Mentions (1)

Notice2012-28475
2012-11-23

Ocean Transportation Intermediary License Applicants

SEC Filings (100)

005-58821
2005-07-19

EX-99.1

View on SEC.gov →
001-31240
2002-03-27

SUBSIDIARIES OF NEWMONT MINING

View on SEC.gov →
005-12919
2001-02-12

AMENDMENT #11 TO SCHEDULE 13G

View on SEC.gov →
333-113986
2004-03-26

EXHIBIT 10.5

View on SEC.gov →
000-21640
2004-08-06

EX-4.1

View on SEC.gov →
811-03618
2013-03-01

12.31.12 RULE 10F-3 EXHIBIT

View on SEC.gov →
001-35522
2015-07-07

EX-99.1

View on SEC.gov →
333-180881
2014-10-24

ARDEN INVESTMENT SERIES TRUST

View on SEC.gov →
333-180881
2015-05-26

SEC filing

View on SEC.gov →
005-11050
2005-02-17

SEC filing

View on SEC.gov →
333-180881
2015-05-21

SEC filing

View on SEC.gov →
811-10631
2014-09-08

N-MFP

View on SEC.gov →
005-44429
2009-02-10

SEC filing

View on SEC.gov →
005-91255
2022-04-12

SCHEDULE 13D

View on SEC.gov →
001-32258
2014-11-20

EX-99.1

View on SEC.gov →
005-44429
2008-02-11

SEC filing

View on SEC.gov →
001-32258
2012-05-07

FORM 8-K

View on SEC.gov →
811-08236
2015-07-07

N-MFP

View on SEC.gov →
001-36711
2017-06-01

EX-10.1

View on SEC.gov →
000-21640
2006-09-29

EX-99.1

View on SEC.gov →
333-130214
2008-03-11

FREE WRITING PROSPECTUS

View on SEC.gov →
811-05950
2018-04-06

SEC filing

View on SEC.gov →
333-166755
2010-05-12

FWP

View on SEC.gov →
333-280224-07
2025-05-13

FREE WRITING PROSPECTUS

View on SEC.gov →
811-08236
2015-03-06

N-MFP

View on SEC.gov →
001-32846
2008-01-03

DEV STRATEGY UPDATE

View on SEC.gov →
811-03605
2014-08-07

N-MFP

View on SEC.gov →
333-280224-07
2025-05-15

FWP

View on SEC.gov →
005-44429
2007-02-21

SEC filing

View on SEC.gov →
000-21640
2006-06-29

EX-99

View on SEC.gov →
001-36711
2017-06-01

EX-10.2

View on SEC.gov →
811-07254
2019-11-29

SEC filing

View on SEC.gov →
811-07254
2021-05-28

SEC filing

View on SEC.gov →
811-07254
2021-08-30

SEC filing

View on SEC.gov →
811-07254
2021-02-26

SEC filing

View on SEC.gov →
811-07254
2021-11-29

SEC filing

View on SEC.gov →
811-07254
2020-11-25

SEC filing

View on SEC.gov →
811-06589
2006-07-18

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
005-83389
2009-02-27

CHIMERA 13G/A ADDRESS CHANGE FEB 09

View on SEC.gov →
005-80391
2010-01-08

APOLLO INVESTMENT CORP 13G

View on SEC.gov →
005-83389
2010-01-08

CHIMERA 13G AMEND

View on SEC.gov →
005-83389
2009-01-15

CHIMERA INVESTMENT 13G DEC 08

View on SEC.gov →
811-03605
2013-08-07

N-MFP

View on SEC.gov →
811-22167
2020-02-25

SEC filing

View on SEC.gov →
811-22167
2020-05-12

SEC filing

View on SEC.gov →
811-02090
2006-05-30

QUARTERLY REPORT

View on SEC.gov →
000-06877
2020-09-09

SEC filing

View on SEC.gov →
001-10324
2021-11-15

SEC filing

View on SEC.gov →
000-04057
2007-02-13

PORTSMOUTH SQUARE 10-QSB 12-31-2006

View on SEC.gov →
001-10324
2021-09-17

SEC filing

View on SEC.gov →
000-04057
2020-09-09

SEC filing

View on SEC.gov →
005-50672
2003-07-25

AMENDMENT NO. 1 TO SCHEDULE TO

View on SEC.gov →
811-02368
2019-12-27

SEC filing

View on SEC.gov →
001-10351
2017-02-24

EX-99(B)

View on SEC.gov →
811-03373
2025-02-21

SEC filing

View on SEC.gov →
811-03373
2026-02-27

SEC filing

View on SEC.gov →
811-03373
2025-05-27

SEC filing

View on SEC.gov →
001-38836
2019-10-10

EX-99.1

View on SEC.gov →
000-18860
2014-10-09

NEWS RELEASE OCTOBER 9, 2014

View on SEC.gov →
811-03373
2025-08-26

SEC filing

View on SEC.gov →
000-04057
2020-11-03

SEC filing

View on SEC.gov →
005-61743
2005-11-18

EXHIBIT-99-A

View on SEC.gov →
000-06877
2021-01-29

SEC filing

View on SEC.gov →
005-44429
2004-02-10

SEC filing

View on SEC.gov →
001-11535
2010-05-17

UNDERWRITING AGREEMENT

View on SEC.gov →
811-03373
2025-11-26

SEC filing

View on SEC.gov →
000-06877
2020-11-03

SEC filing

View on SEC.gov →
005-44429
2006-02-14

SEC filing

View on SEC.gov →
811-22167
2020-08-24

SEC filing

View on SEC.gov →
001-33894
2016-05-16

EX-10.2

View on SEC.gov →
005-61743
2006-01-17

EXHIBIT-99-A

View on SEC.gov →
811-03605
2014-05-07

N-MFP

View on SEC.gov →
005-90962
2022-11-17

SC 13D/A

View on SEC.gov →
811-02423
2006-07-27

QUARTERLY REPORT

View on SEC.gov →
000-04057
2021-01-29

SEC filing

View on SEC.gov →
811-03586
2001-03-01

SEC filing

View on SEC.gov →
001-11535
2003-03-11

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
005-44429
2001-02-12

SCHEDULE 13G

View on SEC.gov →
001-11535
2008-03-14

UNDERWRITING AGREEMENT

View on SEC.gov →
000-06877
2007-02-13

SANTA FE 10-QSB 12-31-2006

View on SEC.gov →
811-03129
2004-08-27

N-PX

View on SEC.gov →
001-10324
2021-01-29

SEC filing

View on SEC.gov →
005-50672
2003-07-21

AMENDMENT NO. 3 TO SCHEDULE 14D-9

View on SEC.gov →
000-06877
2020-01-24

SEC filing

View on SEC.gov →
811-07953
2014-02-21

EQ ADVISORS TRUST

View on SEC.gov →
811-09687
2004-10-29

SCHEDULE OF PORTFOLIO HOLDINGS

View on SEC.gov →
811-06475
2013-10-11

MAIN DOCUMENT

View on SEC.gov →
005-44429
2002-02-12

SEC filing

View on SEC.gov →
811-02423
2006-01-25

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

View on SEC.gov →
005-44429
2005-02-14

SEC filing

View on SEC.gov →
005-44429
2003-02-12

SEC filing

View on SEC.gov →
001-10324
2020-11-03

SEC filing

View on SEC.gov →
811-03605
2014-03-07

N-MFP

View on SEC.gov →
811-23600
2024-12-02

SEC filing

View on SEC.gov →
811-09687
2005-04-29

SCHEDULE OF INVESTMENTS

View on SEC.gov →
001-10324
2021-05-21

SEC filing

View on SEC.gov →
811-00126
2005-09-27

SCHEDULE OF PORTFOLIO HONDINGS

View on SEC.gov →
811-23600
2025-12-02

SEC filing

View on SEC.gov →
811-00126
2004-09-29

SCHEDULE OF PORTFOLIO HOILDINGS

View on SEC.gov →
811-00126
2005-04-01

SCHEDULE OF PORTFOLIO HOLDINGS

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
024258
License Status
Active
Bond Status
Bonded — SURETEC INSURANCE COMPANY
Address
1880 S. DAIRY ASHFORD, SUITE 280, HOUSTON, TX, UNITED STATES
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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