Base
NVOCC

ASF GLOBAL, LLC

MOBILE, AL, UNITED STATES

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-28 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “ASF GLOBAL, LLC” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “ASF GLOBAL, LLC” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

812-15728812-15728-27812-15728-53812-15728-20812-15728-71812-15728-64812-15728-44812-15728-12812-15728-31812-15728-33812-15728-10812-15728-25812-15728-46812-15728-59812-15728-28812-15728-69812-15728-43812-15728-67812-15728-54812-15728-42812-15728-05812-15728-18812-15728-60812-15728-47812-15728-01812-15728-70812-15728-56812-15728-45812-15728-17812-15728-02812-15728-03812-15728-09812-15728-52812-15728-51812-15728-26812-15728-35812-15728-48812-15728-61812-15728-22812-15728-40812-15728-57812-15728-11812-15728-07812-15728-16812-15728-15812-15728-14812-15728-13812-15728-06812-15728-24812-15728-39812-15728-23812-15728-41812-15728-29812-15728-04812-15728-62812-15728-08812-15728-55812-15728-58812-15728-63812-15728-49812-15728-50812-15728-19812-15728-32812-15728-38812-15728-66812-15728-37812-15728-36812-15728-34812-15728-65812-15728-30812-15728-68812-15728-21
2025-04-25

40-APP/A

View on SEC.gov →
812-15728812-15728-27812-15728-53812-15728-20812-15728-71812-15728-64812-15728-44812-15728-12812-15728-31812-15728-33812-15728-10812-15728-25812-15728-46812-15728-59812-15728-28812-15728-69812-15728-43812-15728-67812-15728-54812-15728-42812-15728-05812-15728-18812-15728-60812-15728-47812-15728-01812-15728-70812-15728-56812-15728-45812-15728-17812-15728-02812-15728-03812-15728-09812-15728-52812-15728-51812-15728-26812-15728-35812-15728-48812-15728-61812-15728-22812-15728-40812-15728-57812-15728-11812-15728-07812-15728-16812-15728-15812-15728-14812-15728-13812-15728-06812-15728-24812-15728-39812-15728-23812-15728-41812-15728-29812-15728-04812-15728-62812-15728-08812-15728-55812-15728-58812-15728-63812-15728-49812-15728-50812-15728-19812-15728-32812-15728-38812-15728-66812-15728-37812-15728-36812-15728-34812-15728-65812-15728-30812-15728-68812-15728-21812-15728-77812-15728-76812-15728-75812-15728-79812-15728-78812-15728-73812-15728-74812-15728-72
2025-06-24

40-APP/A

View on SEC.gov →
812-15728812-15728-27812-15728-53812-15728-20812-15728-71812-15728-64812-15728-44812-15728-12812-15728-31812-15728-33812-15728-10812-15728-25812-15728-46812-15728-59812-15728-28812-15728-69812-15728-43812-15728-67812-15728-54812-15728-42812-15728-05812-15728-18812-15728-60812-15728-47812-15728-01812-15728-70812-15728-56812-15728-45812-15728-17812-15728-02812-15728-03812-15728-09812-15728-52812-15728-51812-15728-26812-15728-35812-15728-48812-15728-61812-15728-22812-15728-40812-15728-57812-15728-11812-15728-07812-15728-16812-15728-15812-15728-14812-15728-13812-15728-06812-15728-24812-15728-39812-15728-23812-15728-41812-15728-29812-15728-04812-15728-62812-15728-08812-15728-55812-15728-58812-15728-63812-15728-49812-15728-50812-15728-19812-15728-32812-15728-38812-15728-66812-15728-37812-15728-36812-15728-34812-15728-65812-15728-30812-15728-68812-15728-21812-15728-77812-15728-76812-15728-75812-15728-79812-15728-78812-15728-73812-15728-74812-15728-72
2025-07-09

40-APP/A

View on SEC.gov →
811-06324
2026-03-27

AMENDMENT NO. 10 (DECEMBER 1, 2025) TO MUTUAL FUND CUSTODY AND SERVICES AGREEMENT

View on SEC.gov →
811-06324
2026-03-27

AMENDMENT NO. 9 (DECEMBER 1, 2025) TO AMENDED AND RESTATED FUND ACCOUNTING AND FINANCIAL ADMINISTRATION SERVICES AGREEMENT

View on SEC.gov →
812-15932812-15932-04812-15932-11812-15932-12812-15932-100812-15932-125812-15932-05812-15932-98812-15932-106812-15932-03812-15932-96812-15932-97812-15932-63812-15932-65812-15932-66812-15932-10812-15932-68812-15932-08812-15932-09812-15932-02812-15932-140812-15932-64812-15932-104812-15932-95812-15932-14812-15932-13812-15932-103812-15932-102812-15932-107812-15932-89812-15932-91812-15932-07812-15932-67812-15932-101812-15932-139812-15932-85812-15932-74812-15932-77812-15932-18812-15932-22812-15932-86812-15932-87812-15932-88812-15932-134812-15932-70812-15932-92812-15932-138812-15932-135812-15932-90812-15932-17812-15932-15812-15932-76812-15932-21812-15932-73812-15932-72812-15932-71812-15932-69812-15932-75812-15932-80812-15932-16812-15932-19812-15932-20812-15932-82812-15932-83812-15932-94812-15932-137812-15932-141812-15932-78812-15932-133812-15932-06812-15932-124812-15932-79812-15932-111812-15932-112812-15932-81812-15932-84812-15932-136812-15932-61812-15932-62812-15932-93812-15932-60812-15932-58812-15932-59812-15932-105812-15932-28812-15932-29812-15932-30812-15932-31812-15932-32812-15932-33812-15932-34812-15932-35812-15932-36812-15932-37812-15932-27812-15932-38812-15932-26812-15932-25812-15932-39812-15932-24812-15932-40812-15932-23812-15932-41812-15932-57812-15932-56812-15932-55812-15932-54812-15932-42812-15932-01812-15932-109812-15932-52812-15932-47812-15932-48812-15932-49812-15932-50812-15932-51812-15932-128812-15932-116812-15932-114812-15932-115812-15932-117812-15932-118812-15932-119812-15932-120812-15932-121812-15932-122812-15932-123812-15932-126812-15932-127812-15932-129812-15932-113812-15932-45812-15932-44812-15932-43812-15932-132812-15932-130812-15932-131812-15932-46812-15932-110812-15932-108812-15932-53
2025-10-31

40-APP

View on SEC.gov →
811-04413
2026-01-28

AMENDMENT NO. 10 (DECEMBER 1, 2025) TO MUTUAL FUND CUSTODY AND SERVICES AGREEMENT

View on SEC.gov →
811-02715
2025-12-29

AMENDMENT NO. 10 (DECEMBER 1, 2025) TO MUTUAL FUND CUSTODY AND SERVICES AGREEMENT

View on SEC.gov →
002-37707
2026-02-09

AMENDMENT NO. 10 (DECEMBER 1, 2025) TO MUTUAL FUND CUSTODY AND SERVICES AGREEMENT

View on SEC.gov →
033-45961
2014-09-30

SCHEDULE I TO THE CUSTODY AGREEMENT

View on SEC.gov →
033-45961
2016-09-30

SCHEDULE I TO THE IVY CUSTODY AGREEMENT

View on SEC.gov →
811-03910
2025-12-29

AMENDMENT NO. 10 (DECEMBER 1, 2025) TO MUTUAL FUND CUSTODY AND SERVICES AGREEMENT

View on SEC.gov →
002-97889
2026-02-09

AMENDMENT NO. 9 (DECEMBER 1, 2025) TO AMENDED AND RESTATED FUND ACCOUNTING AND FINANCIAL ADMINISTRATION SERVICES AGREEMENT

View on SEC.gov →
811-04989
2025-12-29

AMENDMENT NO. 10 (DECEMBER 1, 2025) TO MUTUAL FUND CUSTODY AND SERVICES AGREEMENT

View on SEC.gov →
811-03850
2025-12-29

AMENDMENT NO. 9 (DECEMBER 1, 2025) TO AMENDED AND RESTATED FUND ACCOUNTING AND FINANCIAL ADMINISTRATION SERVICES AGREEMENT

View on SEC.gov →
811-03910
2025-12-29

AMENDMENT NO. 9 (DECEMBER 1, 2025) TO AMENDED AND RESTATED FUND ACCOUNTING AND FINANCIAL ADMINISTRATION SERVICES AGREEMENT

View on SEC.gov →
811-04413
2026-01-28

AMENDMENT NO. 9 (DECEMBER 1, 2025) TO AMENDED AND RESTATED FUND ACCOUNTING AND FINANCIAL ADMINISTRATION SERVICES AGREEMENT

View on SEC.gov →
811-07972
2026-02-26

AMENDMENT NO. 9 (DECEMBER 1, 2025) TO AMENDED AND RESTATED FUND ACCOUNTING AND FINANCIAL ADMINISTRATION SERVICES AGREEMENT

View on SEC.gov →
002-37707
2026-02-09

AMENDMENT NO. 9 (DECEMBER 1, 2025) TO AMENDED AND RESTATED FUND ACCOUNTING AND FINANCIAL ADMINISTRATION SERVICES AGREEMENT

View on SEC.gov →
002-97889
2026-02-09

AMENDMENT NO. 10 (DECEMBER 1, 2025) TO MUTUAL FUND CUSTODY AND SERVICES AGREEMENT

View on SEC.gov →
811-00750
2026-03-27

AMENDMENT NO. 10 (DECEMBER 1, 2025) TO MUTUAL FUND CUSTODY AND SERVICES AGREEMENT

View on SEC.gov →
811-07742
2025-12-29

AMENDMENT NO. 10 (DECEMBER 1, 2025) TO MUTUAL FUND CUSTODY AND SERVICES AGREEMENT

View on SEC.gov →
811-06322
2026-02-26

AMENDMENT NO. 9 (DECEMBER 1, 2025) TO AMENDED AND RESTATED FUND ACCOUNTING AND FINANCIAL ADMINISTRATION SERVICES AGREEMENT

View on SEC.gov →
811-03850
2025-12-29

AMENDMENT NO. 10 (DECEMBER 1, 2025) TO MUTUAL FUND CUSTODY AND SERVICES AGREEMENT

View on SEC.gov →
812-15932812-15932-04812-15932-11812-15932-12812-15932-100812-15932-125812-15932-05812-15932-98812-15932-106812-15932-03812-15932-96812-15932-97812-15932-63812-15932-65812-15932-66812-15932-10812-15932-68812-15932-08812-15932-09812-15932-02812-15932-140812-15932-64812-15932-104812-15932-95812-15932-14812-15932-13812-15932-103812-15932-102812-15932-107812-15932-89812-15932-91812-15932-07812-15932-67812-15932-101812-15932-139812-15932-85812-15932-74812-15932-77812-15932-18812-15932-22812-15932-86812-15932-87812-15932-88812-15932-134812-15932-70812-15932-92812-15932-138812-15932-135812-15932-90812-15932-17812-15932-15812-15932-76812-15932-21812-15932-73812-15932-72812-15932-71812-15932-69812-15932-75812-15932-80812-15932-16812-15932-19812-15932-20812-15932-82812-15932-83812-15932-94812-15932-137812-15932-141812-15932-78812-15932-133812-15932-06812-15932-124812-15932-79812-15932-111812-15932-112812-15932-81812-15932-84812-15932-136812-15932-61812-15932-62812-15932-93812-15932-60812-15932-58812-15932-59812-15932-105812-15932-28812-15932-29812-15932-30812-15932-31812-15932-32812-15932-33812-15932-34812-15932-35812-15932-36812-15932-37812-15932-27812-15932-38812-15932-26812-15932-25812-15932-39812-15932-24812-15932-40812-15932-23812-15932-41812-15932-57812-15932-56812-15932-55812-15932-54812-15932-42812-15932-01812-15932-109812-15932-52812-15932-47812-15932-48812-15932-49812-15932-50812-15932-51812-15932-128812-15932-116812-15932-114812-15932-115812-15932-117812-15932-118812-15932-119812-15932-120812-15932-121812-15932-122812-15932-123812-15932-126812-15932-127812-15932-129812-15932-113812-15932-45812-15932-44812-15932-43812-15932-132812-15932-130812-15932-131812-15932-46812-15932-110812-15932-108812-15932-53
2026-01-08

40-APP/A

View on SEC.gov →
033-45961
2014-01-29

SCHEDULE I TO THE CUSTODY AGREEMENT

View on SEC.gov →
033-45961
2015-01-28

SCHEDULE I TO THE CUSTODY AGREEMENT

View on SEC.gov →
811-04997
2026-03-27

AMENDMENT NO. 9 (DECEMBER 1, 2025) TO AMENDED AND RESTATED FUND ACCOUNTING AND FINANCIAL ADMINISTRATION SERVICES AGREEMENT

View on SEC.gov →
033-45961
2014-04-29

SCHEDULE I TO THE CUSTODY AGREEMENT

View on SEC.gov →
811-02715
2025-12-29

AMENDMENT NO. 9 (DECEMBER 1, 2025) TO AMENDED AND RESTATED FUND ACCOUNTING AND FINANCIAL ADMINISTRATION SERVICES AGREEMENT

View on SEC.gov →
812-15728812-15728-27812-15728-53812-15728-20812-15728-71812-15728-64812-15728-44812-15728-12812-15728-31812-15728-33812-15728-10812-15728-25812-15728-46812-15728-59812-15728-28812-15728-69812-15728-43812-15728-67812-15728-54812-15728-42812-15728-05812-15728-18812-15728-60812-15728-47812-15728-01812-15728-70812-15728-56812-15728-45812-15728-17812-15728-02812-15728-03812-15728-09812-15728-52812-15728-51812-15728-26812-15728-35812-15728-48812-15728-61812-15728-22812-15728-40812-15728-57812-15728-11812-15728-07812-15728-16812-15728-15812-15728-14812-15728-13812-15728-06812-15728-24812-15728-39812-15728-23812-15728-41812-15728-29812-15728-04812-15728-62812-15728-08812-15728-55812-15728-58812-15728-63812-15728-49812-15728-50812-15728-19812-15728-32812-15728-38812-15728-66812-15728-37812-15728-36812-15728-34812-15728-65812-15728-30812-15728-68812-15728-21
2025-03-21

40-APP

View on SEC.gov →
033-45961
2015-09-30

SCHEDULE I TO THE IVY CUSTODY AGREEMENT

View on SEC.gov →
033-45961
2015-12-30

SCHEDULE I TO THE CUSTODY AGREEMENT

View on SEC.gov →
811-07972
2026-02-26

AMENDMENT NO. 10 (DECEMBER 1, 2025) TO MUTUAL FUND CUSTODY AND SERVICES AGREEMENT

View on SEC.gov →
811-07742
2025-12-29

AMENDMENT NO. 9 (DECEMBER 1, 2025) TO AMENDED AND RESTATED FUND ACCOUNTING AND FINANCIAL ADMINISTRATION SERVICES AGREEMENT

View on SEC.gov →
033-45961
2017-01-09

SCHEDULE I TO THE IVY CUSTODY AGREEMENT

View on SEC.gov →
811-04989
2025-12-29

AMENDMENT NO. 9 (DECEMBER 1, 2025) TO AMENDED AND RESTATED FUND ACCOUNTING AND FINANCIAL ADMINISTRATION SERVICES AGREEMENT

View on SEC.gov →
811-00750
2023-03-29

EXECUTED AMENDMENT NO. 6 (DECEMBER 31, 2021)

View on SEC.gov →
811-06322
2026-02-26

AMENDMENT NO. 10 (DECEMBER 1, 2025) TO MUTUAL FUND CUSTODY AND SERVICES AGREEMENT

View on SEC.gov →
811-04997
2026-03-27

AMENDMENT NO. 10 (DECEMBER 1, 2025) TO MUTUAL FUND CUSTODY AND SERVICES AGREEMENT

View on SEC.gov →
333-82447
2015-01-28

SCHEDULE I TO THE CUSTODY AGREEMENT

View on SEC.gov →
811-07742
2022-12-28

EXECUTED AMENDMENT NO. 6 (DECEMBER 31, 2021)

View on SEC.gov →
033-87244
2013-09-13

EX 99.28(G)(2)(III)

View on SEC.gov →
811-07972
2023-02-27

EXECUTED AMENDMENT NO. 6 (DECEMBER 31, 2021)

View on SEC.gov →
811-02715
2023-12-28

EXECUTED AMENDMENT NO. 4 (JANUARY 31, 2022)

View on SEC.gov →
811-02071
2023-11-30

EXECUTED AMENDMENT NO. 4 (JANUARY 31, 2022)

View on SEC.gov →
811-00750
2023-03-29

EXECUTED AMENDMENT NO. 4 (JANUARY 31, 2022)

View on SEC.gov →
811-03363
2023-04-28

EXECUTED AMENDMENT NO. 6 (DECEMBER 31, 2021)

View on SEC.gov →
033-11466
2013-07-31

SCHEDULE I TO THE CUSTODY AGREEMENT

View on SEC.gov →
811-06324
2023-03-29

EXECUTED AMENDMENT NO. 6 (DECEMBER 31, 2021)

View on SEC.gov →
811-04973
2023-12-28

EXECUTED AMENDMENT NO. 4 (JANUARY 31, 2022)

View on SEC.gov →
005-86106
2022-11-14

AMENDMENT NO. 6 DATED DECEMBER 31, 2021

View on SEC.gov →
811-04547
2023-02-28

EXECUTED AMENDMENT NO. 6 (DECEMBER 31, 2021)

View on SEC.gov →
811-04413
2023-01-19

EXECUTED AMENDMENT NO. 6 (DECEMBER 31, 2021)

View on SEC.gov →
033-87244
2015-09-25

SEC filing

View on SEC.gov →
811-06322
2023-02-27

EXECUTED AMENDMENT NO. 6 (DECEMBER 31, 2021)

View on SEC.gov →
811-02806
2023-07-28

EXECUTED AMENDMENT NO. 6 (DECEMBER 31, 2021)

View on SEC.gov →
333-177369
2015-09-25

SEC filing

View on SEC.gov →
005-85259
2023-01-12

AMENDMENT NO. 6 DATED DECEMBER 31, 2021 TO THE MUTUAL FUND CUSTODY

View on SEC.gov →
811-05017
2025-04-29

AMENDMENT NO. 6 (JULY 30, 2024)

View on SEC.gov →
811-04304
2022-11-28

EXECUTED AMENDMENT NO. 6 (DECEMBER 31, 2021)

View on SEC.gov →
811-07742
2023-12-28

EXECUTED AMENDMENT NO. 4 (JANUARY 31, 2022)

View on SEC.gov →
811-06569
2023-01-27

EXECUTED AMENDMENT NO. 6 (DECEMBER 31, 2021)

View on SEC.gov →
811-06324
2025-03-28

AMENDMENT NO. 6 (JULY 30, 2024)

View on SEC.gov →
811-02715
2025-12-29

AMENDMENT NO. 6 (JULY 30, 2024) TO AMENDED AND RESTATED FUND ACCOUNTING AND FINANCIAL ADMINISTRATION SERVICES AGREEMENT

View on SEC.gov →
033-11466
2015-04-29

SCHEDULE I TO THE VIP CUSTODY AGREEMENT

View on SEC.gov →
811-04364
2023-12-28

EXECUTED AMENDMENT NO. 4 (JANUARY 31, 2022)

View on SEC.gov →
811-04304
2023-11-30

EXECUTED AMENDMENT NO. 4 (JANUARY 31, 2022)

View on SEC.gov →
811-03363
2023-04-28

EXECUTED AMENDMENT NO. 4 (JANUARY 31, 2022)

View on SEC.gov →
811-06569
2023-01-27

EXECUTED AMENDMENT NO. 4 (JANUARY 31, 2022)

View on SEC.gov →
811-02715
2022-12-28

EXECUTED AMENDMENT NO. 6 (DECEMBER 31, 2021)

View on SEC.gov →
033-87244
2015-09-25

SEC filing

View on SEC.gov →
811-03910
2022-12-28

EXECUTED AMENDMENT NO. 6 (DECEMBER 31, 2021)

View on SEC.gov →
811-04989
2022-12-28

EXECUTED AMENDMENT NO. 6 (DECEMBER 31, 2021)

View on SEC.gov →
811-04364
2022-12-28

EXECUTED AMENDMENT NO. 6 (DECEMBER 31, 2021)

View on SEC.gov →
033-45961
2013-03-05

SCHEDULE I TO THE CUSTODY AGREEMENT

View on SEC.gov →
811-04304
2025-11-28

AMENDMENT NO. 6 (JULY 30, 2024) TO AMENDED AND RESTATED FUND ACCOUNTING AND FINANCIAL ADMINISTRATION SERVICES AGREEMENT

View on SEC.gov →
811-07972
2023-02-27

EXECUTED AMENDMENT NO. 4 (JANUARY 31, 2022)

View on SEC.gov →
811-04547
2023-02-28

EXECUTED AMENDMENT NO. 4 (JANUARY 31, 2022)

View on SEC.gov →
811-06322
2023-02-27

EXECUTED AMENDMENT NO. 4 (JANUARY 31, 2022)

View on SEC.gov →
811-05017
2023-04-28

EXECUTED AMENDMENT NO. 4 (JANUARY 31, 2022)

View on SEC.gov →
811-04989
2023-12-28

EXECUTED AMENDMENT NO. 4 (JANUARY 31, 2022)

View on SEC.gov →
811-05162
2023-04-28

EXECUTED AMENDMENT NO. 6 (DECEMBER 31, 2021)

View on SEC.gov →
811-00249
2023-02-27

EXECUTED AMENDMENT NO. 4 (JANUARY 31, 2022)

View on SEC.gov →
811-04973
2022-12-28

EXECUTED AMENDMENT NO. 6 (DECEMBER 31, 2021)

View on SEC.gov →
811-05017
2023-04-28

EXECUTED AMENDMENT NO. 6 (DECEMBER 31, 2021)

View on SEC.gov →
811-03850
2022-12-28

EXECUTED AMENDMENT NO. 6 (DECEMBER 31, 2021)

View on SEC.gov →
812-15836812-15836-454812-15836-369812-15836-30812-15836-32812-15836-252812-15836-02812-15836-251812-15836-206812-15836-342812-15836-205812-15836-341812-15836-33812-15836-343812-15836-344812-15836-125812-15836-199812-15836-429812-15836-28812-15836-39812-15836-41812-15836-38812-15836-40812-15836-35812-15836-37812-15836-36812-15836-68812-15836-73812-15836-71812-15836-70812-15836-72812-15836-24812-15836-22812-15836-69812-15836-77812-15836-23812-15836-49812-15836-48812-15836-29812-15836-01812-15836-10812-15836-192812-15836-07812-15836-191812-15836-06812-15836-04812-15836-193812-15836-03812-15836-150812-15836-184812-15836-26812-15836-194812-15836-204812-15836-210812-15836-202812-15836-203812-15836-211812-15836-25812-15836-27812-15836-31812-15836-165812-15836-281812-15836-317812-15836-250812-15836-145812-15836-21812-15836-20812-15836-19812-15836-209812-15836-208812-15836-372812-15836-324812-15836-293812-15836-294812-15836-103812-15836-102812-15836-323812-15836-335812-15836-249812-15836-299812-15836-248812-15836-247812-15836-388812-15836-96812-15836-43812-15836-304812-15836-300812-15836-42812-15836-352812-15836-351812-15836-350812-15836-53812-15836-18812-15836-197812-15836-207812-15836-303812-15836-302812-15836-301812-15836-286812-15836-285812-15836-284812-15836-283812-15836-47812-15836-349812-15836-11812-15836-200812-15836-189812-15836-190812-15836-05812-15836-280812-15836-198812-15836-188812-15836-167812-15836-166812-15836-390812-15836-185812-15836-186812-15836-09812-15836-187812-15836-183812-15836-182812-15836-181812-15836-298812-15836-180812-15836-74812-15836-345812-15836-346812-15836-347812-15836-348812-15836-459812-15836-282812-15836-279812-15836-278812-15836-276812-15836-242812-15836-124812-15836-277812-15836-123812-15836-122812-15836-460812-15836-97812-15836-85812-15836-86812-15836-44812-15836-46812-15836-353812-15836-387812-15836-386812-15836-385812-15836-121812-15836-119812-15836-389812-15836-116812-15836-08812-15836-45812-15836-243812-15836-168812-15836-195812-15836-354812-15836-120812-15836-117812-15836-244812-15836-118812-15836-143812-15836-156812-15836-153812-15836-144812-15836-258812-15836-259812-15836-256812-15836-257812-15836-260812-15836-261812-15836-262812-15836-263812-15836-94812-15836-95812-15836-331812-15836-330812-15836-329812-15836-357812-15836-356812-15836-337812-15836-66812-15836-315812-15836-297812-15836-296812-15836-98812-15836-93812-15836-321812-15836-320812-15836-319812-15836-318812-15836-316812-15836-328812-15836-326812-15836-325812-15836-336812-15836-295812-15836-78812-15836-79812-15836-100812-15836-322812-15836-334812-15836-333812-15836-332812-15836-101812-15836-363812-15836-377812-15836-378812-15836-255812-15836-392812-15836-391812-15836-241812-15836-160812-15836-161812-15836-90812-15836-375812-15836-111812-15836-110812-15836-89812-15836-34812-15836-115812-15836-113812-15836-142812-15836-76812-15836-364812-15836-365812-15836-366812-15836-367812-15836-379812-15836-54812-15836-55812-15836-56812-15836-57812-15836-141812-15836-140812-15836-376812-15836-114812-15836-91812-15836-92812-15836-362812-15836-246812-15836-245812-15836-159812-15836-157812-15836-149812-15836-131812-15836-130812-15836-128812-15836-155812-15836-126812-15836-129812-15836-127812-15836-154812-15836-158812-15836-152812-15836-151812-15836-17812-15836-16812-15836-440812-15836-264812-15836-265812-15836-266812-15836-327812-15836-267812-15836-268812-15836-269812-15836-373812-15836-374812-15836-253812-15836-87812-15836-254812-15836-88812-15836-58812-15836-59812-15836-60812-15836-61812-15836-112812-15836-272812-15836-370812-15836-271812-15836-287812-15836-270812-15836-292812-15836-288812-15836-275812-15836-289812-15836-274812-15836-273812-15836-290812-15836-164812-15836-441812-15836-201812-15836-419812-15836-420812-15836-416812-15836-339812-15836-355812-15836-338812-15836-340812-15836-414812-15836-436812-15836-371812-15836-63812-15836-62812-15836-83812-15836-81812-15836-82812-15836-65812-15836-64812-15836-84812-15836-434812-15836-435812-15836-314812-15836-415812-15836-426812-15836-174812-15836-162812-15836-75812-15836-368812-15836-384812-15836-228812-15836-227812-15836-163812-15836-226812-15836-225812-15836-80812-15836-67812-15836-313812-15836-51812-15836-50812-15836-306812-15836-12812-15836-215812-15836-14812-15836-382812-15836-383812-15836-216812-15836-171812-15836-172812-15836-173812-15836-212812-15836-179812-15836-175812-15836-135812-15836-178812-15836-177812-15836-214812-15836-213812-15836-176812-15836-170812-15836-136812-15836-311812-15836-312812-15836-310812-15836-132812-15836-139812-15836-138812-15836-240812-15836-239812-15836-238812-15836-133812-15836-134812-15836-169812-15836-236812-15836-237812-15836-305812-15836-361812-15836-358812-15836-309812-15836-359812-15836-360812-15836-308812-15836-307812-15836-15812-15836-137812-15836-109812-15836-411812-15836-234812-15836-381812-15836-52812-15836-222812-15836-230812-15836-235812-15836-412812-15836-148812-15836-233812-15836-232812-15836-438812-15836-437812-15836-439812-15836-229812-15836-231812-15836-146812-15836-405812-15836-224812-15836-217812-15836-218812-15836-219812-15836-105812-15836-220812-15836-106812-15836-108812-15836-221812-15836-107812-15836-104812-15836-223812-15836-13812-15836-147812-15836-464812-15836-463812-15836-403812-15836-400812-15836-427812-15836-428812-15836-471812-15836-423812-15836-467812-15836-433812-15836-422812-15836-418812-15836-408812-15836-468812-15836-461812-15836-410812-15836-466812-15836-424812-15836-421812-15836-431812-15836-430812-15836-462812-15836-407812-15836-417812-15836-425812-15836-432812-15836-406812-15836-404812-15836-465812-15836-469812-15836-470812-15836-397812-15836-456812-15836-395812-15836-409812-15836-398812-15836-399812-15836-402812-15836-401812-15836-446812-15836-447812-15836-393812-15836-449812-15836-396812-15836-458812-15836-445812-15836-452812-15836-413812-15836-451812-15836-448812-15836-450812-15836-455812-15836-444812-15836-394812-15836-457812-15836-443812-15836-453812-15836-442
2025-09-08

40-APP/A

View on SEC.gov →
033-11466
2013-04-26

SCHEDULE I TO THE CUSTODY AGREEMENT

View on SEC.gov →
001-35538
2017-02-16

EXHIBIT 21.1

View on SEC.gov →
811-03850
2025-12-29

AMENDMENT NO. 6 (JULY 30, 2024) TO AMENDED AND RESTATED FUND ACCOUNTING AND FINANCIAL ADMINISTRATION SERVICES AGREEMENT

View on SEC.gov →
811-04997
2023-03-29

EXECUTED AMENDMENT NO. 4 (JANUARY 31, 2022)

View on SEC.gov →
811-00750
2026-03-27

AMENDMENT NO. 9 (APRIL 25, 2025) TO MUTUAL FUND CUSTODY AND SERVICES AGREEMENT

View on SEC.gov →
811-03850
2023-12-28

EXECUTED AMENDMENT NO. 4 (JANUARY 31, 2022)

View on SEC.gov →
811-02806
2025-07-29

AMENDMENT NO. 7 (JUNE 30, 2024)

View on SEC.gov →
811-06322
2026-02-26

AMENDMENT NO. 6 (JULY 30, 2024) TO AMENDED AND RESTATED FUND ACCOUNTING AND FINANCIAL ADMINISTRATION SERVICES AGREEMENT

View on SEC.gov →
811-00249
2023-02-27

EXECUTED AMENDMENT NO. 6 (DECEMBER 31, 2021)

View on SEC.gov →
811-02071
2025-11-28

AMENDMENT NO. 7 (JULY 30, 2024) TO MUTUAL FUND CUSTODY AND SERVICES AGREEMENT

View on SEC.gov →
811-05162
2023-04-28

EXECUTED AMENDMENT NO. 4 (JANUARY 31, 2022)

View on SEC.gov →
811-04304
2025-11-28

AMENDMENT NO. 7 (JULY 30, 2024) TO MUTUAL FUND CUSTODY AND SERVICES AGREEMENT

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
023885
License Status
Active
Bond Status
Bonded — AMERICAN ALTERNATIVE INSURANCE CORPORATION
Address
3812 SPRINGHILL AVENUE, MOBILE, AL, UNITED STATES
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List
← ALLIANCE CARGO SYSTEM INC.EAST COAST SHIPPING INC. →