Base
NVOCC

STOLT-NIELSEN USA INC.

HOUSTON, TX, UNITED STATES

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “STOLT-NIELSEN USA INC.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “STOLT-NIELSEN USA INC.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

Federal Register Mentions (3)

Proposed Rule2013-31046
2013-12-30

Hazardous Materials: Adoption of ASME Code Section XII and the National Board Inspection Code

NoticeE8-18110
2008-08-06

Ocean Transportation Intermediary License Applicants

NoticeE8-12502
2008-06-04

Ocean Transportation Intermediary License Applicants

SEC Filings (100)

000-16977
2007-05-22

EXHIBIT 99.2

View on SEC.gov →
000-16977
2008-04-16

EX-99.2

View on SEC.gov →
000-16977
2006-05-04

EXHIBIT 99.3

View on SEC.gov →
000-16977
2001-10-26

20-F/A

View on SEC.gov →
000-16977
2006-05-31

ANNUAL AND TRANSITION REPORT OF FOREIGN PRIVATE ISSUERS

View on SEC.gov →
000-16977
2006-06-13

CURRENT REPORT OF FOREIGN ISSUER

View on SEC.gov →
000-16977
2007-05-22

EXHIBIT 99.3

View on SEC.gov →
000-16977
2007-05-24

20-F

View on SEC.gov →
000-16977
2006-05-04

EXHIBIT 99.2

View on SEC.gov →
000-16977
2001-05-30

20-F

View on SEC.gov →
000-28732
2004-12-16

EX-10.40

View on SEC.gov →
000-16977
2008-04-16

EX-99.3

View on SEC.gov →
000-16977
2003-06-02

20-F

View on SEC.gov →
000-16977
2007-06-08

EX-99.1

View on SEC.gov →
000-16977
2002-05-31

FORM 20-F

View on SEC.gov →
000-16977
2003-06-04

20-F/A

View on SEC.gov →
000-16977
2005-05-31

20-F

View on SEC.gov →
000-16977
2004-06-16

20-F

View on SEC.gov →
000-21742
2002-10-15

EXHIBIT 99.1

View on SEC.gov →
000-16977
2005-05-16

6-K

View on SEC.gov →
000-16977
2007-05-24

EX-15.1

View on SEC.gov →
000-16977
2004-06-17

6-K

View on SEC.gov →
000-16977
2004-07-01

20-F/A

View on SEC.gov →
811-21903
2013-08-19

NUVEEN GLOBAL VALUE OPPORTUNITIES FUND

View on SEC.gov →
811-10401
2020-05-29

SEC filing

View on SEC.gov →
811-09116
2005-08-15

N-PX

View on SEC.gov →
811-10401
2020-07-30

SEC filing

View on SEC.gov →
000-16977
2006-05-31

EX-4

View on SEC.gov →
000-16977
2003-06-02

6-K

View on SEC.gov →
811-04118
2025-03-31

SEC filing

View on SEC.gov →
811-03785
2025-07-24

SEC filing

View on SEC.gov →
811-04118
2025-06-26

SEC filing

View on SEC.gov →
000-16977
2003-06-02

EXHIBIT 10.4

View on SEC.gov →
000-21742
2004-03-11

EXHIBIT 99.1

View on SEC.gov →
811-21872
2025-09-02

SEC filing

View on SEC.gov →
811-04118
2025-09-26

SEC filing

View on SEC.gov →
811-03785
2024-10-29

SEC filing

View on SEC.gov →
811-04118
2024-12-27

SEC filing

View on SEC.gov →
811-03785
2025-01-27

SEC filing

View on SEC.gov →
811-04118
2024-09-25

SEC filing

View on SEC.gov →
000-16977
2003-06-04

EXHIBIT 10.4

View on SEC.gov →
811-10401
2020-10-21

SEC filing

View on SEC.gov →
811-04118
2025-12-23

SEC filing

View on SEC.gov →
811-03785
2025-04-25

SEC filing

View on SEC.gov →
001-10351
2017-02-24

EX-99(B)

View on SEC.gov →
000-16977
2006-05-31

EX-4

View on SEC.gov →
000-16977
2006-05-31

EX-4

View on SEC.gov →
000-16977
2004-06-16

EXHIBIT 4.7

View on SEC.gov →
028-03511
2001-11-28

FORM 13-F

View on SEC.gov →
028-03511
2002-03-18

FORM 13F

View on SEC.gov →
000-16977
2005-05-31

EXHIBIT 4-9

View on SEC.gov →
028-03511
2001-10-16

FORM 13F-HR

View on SEC.gov →
028-03511
2001-10-16

FORM 13F-HR

View on SEC.gov →
811-22431
2020-08-28

SEC filing

View on SEC.gov →
028-03511
2001-10-16

FORM 13F-HR

View on SEC.gov →
028-03511
2001-10-16

FORM 13F-HR

View on SEC.gov →
000-16977
2005-05-31

EXHIBIT 4-8

View on SEC.gov →
811-05385
2018-05-11

DEUTSCHE SMALL CAP VALUE FUND

View on SEC.gov →
811-22211
2015-02-27

SEC filing

View on SEC.gov →
811-22431
2020-05-29

SEC filing

View on SEC.gov →
811-07238
2021-06-29

SEC filing

View on SEC.gov →
811-22431
2020-11-23

SEC filing

View on SEC.gov →
001-36433
2019-04-25

EX-99.1

View on SEC.gov →
811-07238
2022-06-29

SEC filing

View on SEC.gov →
811-07238
2022-09-26

SEC filing

View on SEC.gov →
811-22865
2021-08-19

SEC filing

View on SEC.gov →
811-10401
2026-02-20

SEC filing

View on SEC.gov →
811-22431
2021-03-01

SEC filing

View on SEC.gov →
005-86196
2016-07-28

SEC filing

View on SEC.gov →
000-21742
2003-06-02

20-F

View on SEC.gov →
811-04118
2025-06-26

SEC filing

View on SEC.gov →
028-05248
2001-01-30

FORM 13F HOLDINGS REPORT INITIAL FILING

View on SEC.gov →
811-03785
2025-04-25

SEC filing

View on SEC.gov →
811-04118
2024-12-27

SEC filing

View on SEC.gov →
333-86288
2004-05-17

424B2

View on SEC.gov →
028-03763
2001-02-13

13F-HR

View on SEC.gov →
028-03579
2001-08-13

SEC filing

View on SEC.gov →
028-03579
2001-11-09

9-01 13F

View on SEC.gov →
028-10398
2005-02-14

WEXFORD CAPITAL 13F-HR 4TH Q 2004

View on SEC.gov →
028-10398
2005-05-16

WEXFORD CAPITAL 13F-HR 1ST Q 2005

View on SEC.gov →
028-10398
2004-11-12

WEXFORD CAPITAL 13F-HR 3RDQ 2004

View on SEC.gov →
811-04559
2005-03-01

N-Q

View on SEC.gov →
028-04376
2004-08-13

2ND QUARTER 04 13F

View on SEC.gov →
811-10401
2020-07-30

NPORT-EX

View on SEC.gov →
028-05794
2001-11-07

SEC filing

View on SEC.gov →
001-36061
2013-11-07

EX-99.1

View on SEC.gov →
811-22519
2025-11-24

SEC filing

View on SEC.gov →
028-04376
2004-11-12

13F 3RD QUARTER 2004

View on SEC.gov →
005-49411
2008-12-24

EX-8

View on SEC.gov →
811-09116
2005-05-31

N-Q

View on SEC.gov →
811-10401
2026-02-20

SEC filing

View on SEC.gov →
028-04207
2004-11-15

DCMINC13F2004QTR3

View on SEC.gov →
028-02854
2005-11-14

SEC filing

View on SEC.gov →
028-03763
2001-11-14

FORM 13F

View on SEC.gov →
028-04207
2005-02-14

DCM, INC. 2004 QTR 4 13FHR

View on SEC.gov →
028-05139
2003-02-07

HIGH ROCK CAPITAL LLC

View on SEC.gov →
811-22519
2024-08-21

SEC filing

View on SEC.gov →
811-21903
2012-08-29

NUVEEN GLOBAL VALUE OPPORTUNITIES FUND

View on SEC.gov →
001-34694
2014-06-26

FORM 6-K

View on SEC.gov →
005-49411
2008-12-24

EX-9

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
021620
License Status
Active
Bond Status
Bonded — WESTERN SURETY COMPANY
Address
15635 JACINTOPORT BOULEVARD, HOUSTON, TX, UNITED STATES
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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