Base
NVOCC

JOSEPH SMITH CUSTOMS HOUSE BROKER INC.

VALLEY STREAM, NY, UNITED STATES

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “JOSEPH SMITH CUSTOMS HOUSE BROKER INC.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “JOSEPH SMITH CUSTOMS HOUSE BROKER INC.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

Federal Register Mentions (1)

NoticeE8-7466
2008-04-09

Ocean Transportation Intermediary License Applicants

SEC Filings (100)

333-76084
2001-12-28

AMENDED & RESTATED STOCKHOLDER RIGHTS AGREEMENT

View on SEC.gov →
811-08788
2001-12-06

RUSSIA FUND SEMIANNUAL REPORT DTD 9/30/01

View on SEC.gov →
333-113215
2004-03-02

EX-10.9 FORM OF DEALER AGREEMENT & DEALER LISTING

View on SEC.gov →
000-18461
2003-03-28

MARKETING SECTION OF 2002 ANNUAL REPORT

View on SEC.gov →
811-08788
2001-06-01

ANNUAL REPORT DTD 3/31/01

View on SEC.gov →
000-52668
2014-06-13

FORM 10-K

View on SEC.gov →
333-136138
2006-07-28

FORM SB-2

View on SEC.gov →
811-05628
2009-08-27

VOTING

View on SEC.gov →
333-202119
2015-07-21

EX-10.19

View on SEC.gov →
333-136138
2006-11-14

SB-2/A

View on SEC.gov →
000-23189
2002-03-15

FORM 10-K

View on SEC.gov →
333-136138
2007-01-23

PROSPECTUS

View on SEC.gov →
333-136138
2006-12-22

AMENDMENT NO.2 TO FORM SB-2/A

View on SEC.gov →
333-121796
2005-02-11

SEC filing

View on SEC.gov →
033-07075-LA
2006-04-14

THE FASHION HOUSE HOLDINGS, INC. - 12/31/2005

View on SEC.gov →
000-26680
2011-02-11

FORM OF DEALER AGREEMENT AND SCHEDULE

View on SEC.gov →
000-26680
2010-11-12

FORM OF DEALER AGREEMENT AND SCHEDULE

View on SEC.gov →
811-08788
2002-12-09

TRF SEMIANNUAL REPORT DTD 9/30/02

View on SEC.gov →
000-30194
2003-05-20

FORM 6-K

View on SEC.gov →
333-60432
2001-05-08

SEC filing

View on SEC.gov →
333-60432
2001-08-21

THIRD AMENDMENT TO REGISTRATION ON FORM SB-2

View on SEC.gov →
333-60432
2001-08-21

THIRD AMENDMENT TO REGISTRATION ON FORM SB-2

View on SEC.gov →
333-100462
2003-03-07

SEC filing

View on SEC.gov →
333-100462
2003-03-14

SEC filing

View on SEC.gov →
333-85306
2002-07-11

SEC filing

View on SEC.gov →
000-23189
2003-03-17

FORM 10-K

View on SEC.gov →
333-85306
2002-07-17

SEC filing

View on SEC.gov →
333-60432
2001-07-13

AMENDMENT NO. 1 TO SB-2

View on SEC.gov →
333-60432
2001-08-10

PACIFIC CMA, INC. AMENDMENT NO. 2 TO SB-2

View on SEC.gov →
333-100462
2003-03-14

SEC filing

View on SEC.gov →
000-30194
2004-04-13

SEC filing

View on SEC.gov →
811-04347
2010-02-26

GMO TRUST

View on SEC.gov →
333-100462
2003-03-07

SEC filing

View on SEC.gov →
333-235300
2019-12-11

PROSPECTUS SUPPLEMENT

View on SEC.gov →
000-30058
2001-05-10

SEC filing

View on SEC.gov →
333-127749
2005-08-22

SEC filing

View on SEC.gov →
333-112432
2004-02-02

SEC filing

View on SEC.gov →
000-26585
2002-04-19

PRELIMINARY PROXY STATEMENT

View on SEC.gov →
333-100462
2003-02-19

SEC filing

View on SEC.gov →
811-08788
2003-06-02

TEMP. RUSSIA FUND ANNUAL REPORT DTD 3/31/03

View on SEC.gov →
333-108605
2003-09-24

424B4

View on SEC.gov →
333-228109
2019-08-13

PROSPECTUS

View on SEC.gov →
333-235300
2019-12-06

AMENDMENT NO.1 TO REGISTRATION STATEMENT

View on SEC.gov →
333-85306
2002-10-09

SEC filing

View on SEC.gov →
000-30058
2002-03-28

E*COMNETRIX 10KSB FOR 12/31/2001

View on SEC.gov →
333-112432
2004-05-05

SEC filing

View on SEC.gov →
333-89244
2002-05-28

S-1

View on SEC.gov →
333-235300
2019-11-27

REGISTRATION STATEMENT

View on SEC.gov →
001-07832
2005-11-23

CREDIT AGREEMENT

View on SEC.gov →
002-11357
2018-08-31

SEC filing

View on SEC.gov →
333-121796
2004-12-30

SEC filing

View on SEC.gov →
333-112432
2004-11-12

SEC filing

View on SEC.gov →
811-08788
2002-06-04

RUSSIA FUND ANNUAL REPORT DTD 3/31/02

View on SEC.gov →
000-15535
2010-04-16

SEC filing

View on SEC.gov →
002-11357
2015-12-21

SEC filing

View on SEC.gov →
033-07075-LA
2007-04-12

FASHION HOUSE 10-KSB

View on SEC.gov →
002-11357
2016-05-24

SEC filing

View on SEC.gov →
033-07075-LA
2008-09-12

SEC filing

View on SEC.gov →
002-11357
2019-01-18

SEC filing

View on SEC.gov →
033-07075-LA
2008-05-14

SEC filing

View on SEC.gov →
333-228109
2019-02-11

S-1/A

View on SEC.gov →
002-11357
2024-07-23

SEC filing

View on SEC.gov →
333-85041
2001-03-29

FORM 10-K

View on SEC.gov →
002-11357
2019-03-28

SEC filing

View on SEC.gov →
000-15535
2009-04-15

FORM 10-K

View on SEC.gov →
333-92322
2006-01-25

CUSTODIAN AGREEMENT

View on SEC.gov →
002-11357
2024-07-24

SEC filing

View on SEC.gov →
002-11357
2018-09-07

SEC filing

View on SEC.gov →
002-11357
2018-04-04

SEC filing

View on SEC.gov →
333-228109
2019-02-13

FORM S-1/A

View on SEC.gov →
002-11357
2019-03-28

SEC filing

View on SEC.gov →
333-145082
2008-08-01

EXHIBIT 10.2

View on SEC.gov →
333-89244
2002-07-03

S-1/A

View on SEC.gov →
333-152691
2008-08-07

EXHIBIT 10.8

View on SEC.gov →
001-32491
2011-01-31

PERIOD ENDED OCTOBER 31, 2010

View on SEC.gov →
001-14978
2017-03-06

20-F

View on SEC.gov →
333-228109
2018-11-01

S-1

View on SEC.gov →
333-228109
2018-12-21

S-1/A

View on SEC.gov →
001-14978
2010-03-26

FORM 20-F ANNUAL REPORT PURSUANT TO RULE 13 OR 15 (D)

View on SEC.gov →
333-112432
2004-10-22

SEC filing

View on SEC.gov →
811-00582
2023-08-11

SEC filing

View on SEC.gov →
002-73948
2013-05-06

SEC filing

View on SEC.gov →
333-210190
2018-12-11

S-1/A

View on SEC.gov →
333-112432
2004-09-20

SEC filing

View on SEC.gov →
002-11357
2020-01-16

SEC filing

View on SEC.gov →
001-03619
2022-03-17

PFIZER PROXY

View on SEC.gov →
333-112432
2004-08-04

SEC filing

View on SEC.gov →
333-112432
2004-06-21

SEC filing

View on SEC.gov →
811-00582
2023-06-14

SEC filing

View on SEC.gov →
000-21003
2003-10-22

FORM 6. SCHEDULES

View on SEC.gov →
333-85306
2003-03-04

SEC filing

View on SEC.gov →
333-85306
2003-04-01

SEC filing

View on SEC.gov →
333-231300333-231300-01333-231300-02333-231300-03333-231300-04333-231300-05333-231300-06333-231300-07333-231300-08333-231300-09333-231300-10333-231300-100333-231300-101333-231300-102333-231300-103333-231300-104333-231300-105333-231300-106333-231300-107333-231300-108333-231300-109333-231300-11333-231300-110333-231300-111333-231300-112333-231300-113333-231300-114333-231300-115333-231300-116333-231300-117333-231300-118333-231300-119333-231300-12333-231300-120333-231300-121333-231300-122333-231300-123333-231300-124333-231300-125333-231300-126333-231300-127333-231300-128333-231300-129333-231300-13333-231300-130333-231300-131333-231300-132333-231300-133333-231300-134333-231300-135333-231300-14333-231300-15333-231300-16333-231300-17333-231300-18333-231300-19333-231300-20333-231300-21333-231300-22333-231300-23333-231300-24333-231300-25333-231300-26333-231300-27333-231300-28333-231300-29333-231300-30333-231300-31333-231300-32333-231300-33333-231300-34333-231300-35333-231300-36333-231300-37333-231300-38333-231300-39333-231300-40333-231300-41333-231300-42333-231300-43333-231300-44333-231300-45333-231300-46333-231300-47333-231300-48333-231300-49333-231300-50333-231300-51333-231300-52333-231300-53333-231300-54333-231300-55333-231300-56333-231300-57333-231300-58333-231300-59333-231300-60333-231300-61333-231300-62333-231300-63333-231300-64333-231300-65333-231300-66333-231300-67333-231300-68333-231300-69333-231300-70333-231300-71333-231300-72333-231300-73333-231300-74333-231300-75333-231300-76333-231300-77333-231300-78333-231300-79333-231300-80333-231300-81333-231300-82333-231300-83333-231300-84333-231300-85333-231300-86333-231300-87333-231300-88333-231300-89333-231300-90333-231300-91333-231300-92333-231300-93333-231300-94333-231300-95333-231300-96333-231300-97333-231300-98
2019-05-08

S-4

View on SEC.gov →
333-121796
2005-03-25

SEC filing

View on SEC.gov →
333-85306
2003-02-14

SEC filing

View on SEC.gov →
002-85229
2013-03-15

SEC filing

View on SEC.gov →
033-52643
2006-08-28

POST-EFFECTIVE AMENDMENT

View on SEC.gov →
001-36693
2018-12-13

SUPERPRIORITY SENIOR SECURED DEBTOR-IN-POSSESSION AGREEMENT

View on SEC.gov →
033-33980
2013-05-06

SEC filing

View on SEC.gov →
333-128443333-128443-01333-128443-02333-128443-03
2005-09-20

S-4

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
021492
License Status
Active
Bond Status
Bonded — AMERICAN ALTERNATIVE INSURANCE CORPORATION
Address
210 E SUNRISE HWY, VALLEY STREAM, NY, UNITED STATES
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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