Base
NVOCC

ASF, INC.

MOBILE, AL, UNITED STATES

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “ASF, INC.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “ASF, INC.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

Federal Register Mentions (2)

Notice2012-16473
2012-07-05

Ocean Transportation Intermediary License; Applicants

Notice98-6431
1998-03-13

Notice of Intention to Cancel Registrations of Certain Investment Advisers

SEC Filings (100)

001-34133
2015-12-04

EXHIBIT 10.2

View on SEC.gov →
333-84934
2003-02-27

SEC filing

View on SEC.gov →
001-34133
2014-12-19

EXHIBIT

View on SEC.gov →
812-15728812-15728-27812-15728-53812-15728-20812-15728-71812-15728-64812-15728-44812-15728-12812-15728-31812-15728-33812-15728-10812-15728-25812-15728-46812-15728-59812-15728-28812-15728-69812-15728-43812-15728-67812-15728-54812-15728-42812-15728-05812-15728-18812-15728-60812-15728-47812-15728-01812-15728-70812-15728-56812-15728-45812-15728-17812-15728-02812-15728-03812-15728-09812-15728-52812-15728-51812-15728-26812-15728-35812-15728-48812-15728-61812-15728-22812-15728-40812-15728-57812-15728-11812-15728-07812-15728-16812-15728-15812-15728-14812-15728-13812-15728-06812-15728-24812-15728-39812-15728-23812-15728-41812-15728-29812-15728-04812-15728-62812-15728-08812-15728-55812-15728-58812-15728-63812-15728-49812-15728-50812-15728-19812-15728-32812-15728-38812-15728-66812-15728-37812-15728-36812-15728-34812-15728-65812-15728-30812-15728-68812-15728-21
2025-04-25

40-APP/A

View on SEC.gov →
000-11204
2005-01-07

EX-31.1

View on SEC.gov →
000-11204
2010-02-26

SECTION 302 CEO CERTIFICATION

View on SEC.gov →
000-11204
2018-08-10

EXHIBIT 31.1

View on SEC.gov →
000-11204
2014-08-08

EXHIBIT 31.2

View on SEC.gov →
000-11204
2026-03-18

EX-31.1

View on SEC.gov →
005-41757
2016-04-29

EXHIBIT 99.3

View on SEC.gov →
001-34133
2014-10-27

EXHIBIT

View on SEC.gov →
001-34133
2015-11-09

EXHIBIT 10.1

View on SEC.gov →
000-11204
2012-05-09

SECTION 302 CEO CERTIFICATION

View on SEC.gov →
001-34133
2015-12-02

EXHIBIT 10.1

View on SEC.gov →
005-62457
2009-08-11

EXHIBIT (B)(2)

View on SEC.gov →
001-34133
2015-07-31

EXHIBIT 10.5

View on SEC.gov →
001-34133
2014-11-04

EXHIBIT 10.1

View on SEC.gov →
000-11204
2011-08-12

SECTION 302 CFO CERTIFICATION

View on SEC.gov →
000-11204
2014-05-09

EXHIBIT 31.1

View on SEC.gov →
005-48651
2001-02-22

SEC filing

View on SEC.gov →
000-11204
2023-11-09

EX-31.2

View on SEC.gov →
001-34133
2014-12-23

EXHIBIT

View on SEC.gov →
001-34133
2014-12-31

EXHIBIT

View on SEC.gov →
001-05426
2003-03-28

SUBSIDIARIES OF THE REGISTRANT

View on SEC.gov →
000-11204
2025-03-19

EX-31.1

View on SEC.gov →
000-11204
2012-08-09

EX-31.2

View on SEC.gov →
000-11204
2024-03-27

EX-31.2

View on SEC.gov →
000-11204
2015-03-06

EXHIBIT 31.1

View on SEC.gov →
812-15728812-15728-27812-15728-53812-15728-20812-15728-71812-15728-64812-15728-44812-15728-12812-15728-31812-15728-33812-15728-10812-15728-25812-15728-46812-15728-59812-15728-28812-15728-69812-15728-43812-15728-67812-15728-54812-15728-42812-15728-05812-15728-18812-15728-60812-15728-47812-15728-01812-15728-70812-15728-56812-15728-45812-15728-17812-15728-02812-15728-03812-15728-09812-15728-52812-15728-51812-15728-26812-15728-35812-15728-48812-15728-61812-15728-22812-15728-40812-15728-57812-15728-11812-15728-07812-15728-16812-15728-15812-15728-14812-15728-13812-15728-06812-15728-24812-15728-39812-15728-23812-15728-41812-15728-29812-15728-04812-15728-62812-15728-08812-15728-55812-15728-58812-15728-63812-15728-49812-15728-50812-15728-19812-15728-32812-15728-38812-15728-66812-15728-37812-15728-36812-15728-34812-15728-65812-15728-30812-15728-68812-15728-21812-15728-77812-15728-76812-15728-75812-15728-79812-15728-78812-15728-73812-15728-74812-15728-72
2025-06-24

40-APP/A

View on SEC.gov →
001-34133
2015-06-01

EXHIBIT 99.4

View on SEC.gov →
000-11204
2012-11-09

EX-31.2

View on SEC.gov →
000-11204
2016-05-06

EXHIBIT 31.2

View on SEC.gov →
000-11204
2023-03-27

EX-31.1

View on SEC.gov →
000-11204
2025-11-13

EX-31.2

View on SEC.gov →
000-11204
2016-03-08

EXHIBIT 31.2

View on SEC.gov →
000-11204
2018-03-02

EXHIBIT 31.1

View on SEC.gov →
000-11204
2024-11-12

EX-31.1

View on SEC.gov →
000-11204
2020-05-08

EXHIBIT 31.2

View on SEC.gov →
000-11204
2022-08-10

EX-31.1

View on SEC.gov →
000-11204
2019-08-12

EXHIBIT 31.2

View on SEC.gov →
000-11204
2024-08-12

EX-31.2

View on SEC.gov →
000-11204
2023-03-27

EX-31.2

View on SEC.gov →
001-37495
2016-05-02

EXHIBIT 10.2

View on SEC.gov →
000-11204
2010-03-16

SECTION 302 CERTIFICATION FOR THE CFO

View on SEC.gov →
000-11204
2004-12-29

EX-31.1

View on SEC.gov →
000-11204
2020-03-02

EXHIBIT 31.1

View on SEC.gov →
000-11204
2021-11-08

EX-31.1

View on SEC.gov →
000-11204
2025-11-13

EX-31.1

View on SEC.gov →
811-00750
2023-03-29

EXECUTED AMENDMENT NO. 6 (DECEMBER 31, 2021)

View on SEC.gov →
000-11204
2009-03-05

EXHIBIT 31.2

View on SEC.gov →
000-11204
2022-08-10

EX-31.2

View on SEC.gov →
000-11204
2012-03-09

SECTION 302 CFO CERTIFICATION

View on SEC.gov →
000-11204
2021-08-09

EX-31.2

View on SEC.gov →
000-11204
2025-08-11

EX-31.2

View on SEC.gov →
000-11204
2012-11-09

EX-31.1

View on SEC.gov →
000-11204
2019-03-05

EXHIBIT 31.2

View on SEC.gov →
000-11204
2016-08-05

EXHIBIT 31.1

View on SEC.gov →
000-11204
2023-08-10

EX-31.2

View on SEC.gov →
000-11204
2017-11-03

EXHIBIT 31.1

View on SEC.gov →
000-11204
2026-03-18

EX-31.2

View on SEC.gov →
000-11204
2011-03-07

SECTION 302 CFO CERTIFICATION

View on SEC.gov →
000-11204
2015-08-07

EXHIBIT 31.2

View on SEC.gov →
000-11204
2021-11-08

EX-31.2

View on SEC.gov →
000-11204
2022-03-22

EX-31.1

View on SEC.gov →
000-11204
2023-05-12

EX-31.1

View on SEC.gov →
812-15728812-15728-27812-15728-53812-15728-20812-15728-71812-15728-64812-15728-44812-15728-12812-15728-31812-15728-33812-15728-10812-15728-25812-15728-46812-15728-59812-15728-28812-15728-69812-15728-43812-15728-67812-15728-54812-15728-42812-15728-05812-15728-18812-15728-60812-15728-47812-15728-01812-15728-70812-15728-56812-15728-45812-15728-17812-15728-02812-15728-03812-15728-09812-15728-52812-15728-51812-15728-26812-15728-35812-15728-48812-15728-61812-15728-22812-15728-40812-15728-57812-15728-11812-15728-07812-15728-16812-15728-15812-15728-14812-15728-13812-15728-06812-15728-24812-15728-39812-15728-23812-15728-41812-15728-29812-15728-04812-15728-62812-15728-08812-15728-55812-15728-58812-15728-63812-15728-49812-15728-50812-15728-19812-15728-32812-15728-38812-15728-66812-15728-37812-15728-36812-15728-34812-15728-65812-15728-30812-15728-68812-15728-21812-15728-77812-15728-76812-15728-75812-15728-79812-15728-78812-15728-73812-15728-74812-15728-72
2025-07-09

40-APP/A

View on SEC.gov →
000-11204
2015-05-08

EXHIBIT 31.2

View on SEC.gov →
000-11204
2023-05-12

EX-31.2

View on SEC.gov →
000-11204
2020-03-02

EXHIBIT 31.2

View on SEC.gov →
000-11204
2017-03-03

EXHIBIT 31.2

View on SEC.gov →
000-11204
2022-11-10

EX-31.1

View on SEC.gov →
000-11204
2008-03-06

CERTIFICATION PURSUANT TO RULE 13A-14(A)/15D-14(A)

View on SEC.gov →
000-11204
2011-11-10

SECTION 302 CEO CERTIFICATION

View on SEC.gov →
000-11204
2023-08-10

EX-31.1

View on SEC.gov →
000-11204
2022-03-14

EX-31.2

View on SEC.gov →
000-11204
2023-11-09

EX-31.1

View on SEC.gov →
000-11204
2017-05-05

EXHIBIT 31.1

View on SEC.gov →
001-13998
2001-05-15

LETTER AGREEMENT - AMERICAN EXPRESS FOUNDATION

View on SEC.gov →
000-11204
2012-08-09

EX-31.1

View on SEC.gov →
000-11204
2015-03-06

EXHIBIT 31.2

View on SEC.gov →
000-11204
2024-05-13

EX-31.1

View on SEC.gov →
000-11204
2024-05-13

EX-31.2

View on SEC.gov →
000-11204
2016-08-05

EXHIBIT 31.2

View on SEC.gov →
000-11204
2019-08-12

EXHIBIT 31.1

View on SEC.gov →
000-11204
2011-11-10

SECTION 302 CFO CERTIFICATION

View on SEC.gov →
000-11204
2021-05-10

EX-31.1

View on SEC.gov →
000-11204
2014-11-07

EXHIBIT 31.2

View on SEC.gov →
000-11204
2017-05-05

EXHIBIT 31.2

View on SEC.gov →
000-11204
2004-12-29

EX-31.2

View on SEC.gov →
000-11204
2010-03-16

SECTION 302 CERTIFICATION FOR THE CEO

View on SEC.gov →
000-11204
2021-03-10

EX-31.1

View on SEC.gov →
000-11204
2014-05-09

EXHIBIT 31.2

View on SEC.gov →
000-11204
2018-03-02

EXHIBIT 31.2

View on SEC.gov →
000-11204
2022-03-14

EX-31.1

View on SEC.gov →
000-11204
2008-03-06

CERTIFICATION PURSUANT TO RULE 13A-14(A)/15D-14(A)

View on SEC.gov →
000-11204
2021-08-09

EX-31.1

View on SEC.gov →
000-11204
2024-08-12

EX-31.1

View on SEC.gov →
000-11204
2016-11-04

EX-31.1

View on SEC.gov →
000-11204
2012-03-09

SECTION 302 CEO CERTIFICATION

View on SEC.gov →
000-11204
2020-11-06

EX-31.1

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
020898
License Status
Active
Bond Status
Bonded — AMERICAN ALTERNATIVE INSURANCE CORPORATION
Address
3812 SPRINGHILL AVENUE, MOBILE, AL, UNITED STATES
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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