Base
NVOCC

EFM USA INC.

Trade name: EFM MANAGEMENT INC.; EFM MANAGEMENT INC.

CARSON, CA, UNITED STATES

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “EFM USA INC.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “EFM USA INC.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

000-30948
2004-01-05

JULY 6K FILING

View on SEC.gov →
000-30948
2004-01-05

JUNE 6K FILING

View on SEC.gov →
000-30948
2004-01-05

SEPTEMBER 6K FILING

View on SEC.gov →
333-134750
2006-07-25

GAS SALES AND PURCHASE AGREEMENT

View on SEC.gov →
033-97598
2013-01-18

ARTICLES SUPPLEMENTARY.

View on SEC.gov →
033-97598
2014-10-01

ARTICLES SUPPLEMENTARY, DATED SEPTEMBER 29, 2014.

View on SEC.gov →
000-30948
2004-01-05

AUGUST 6K REPORT

View on SEC.gov →
033-97598
2014-01-31

ARTICLES SUPPLEMENTARY

View on SEC.gov →
033-97598
2016-08-23

ARTICLES SUPPLEMENTARY, DATED JUNE 24, 2016.

View on SEC.gov →
000-30948
2004-01-05

OCTOBER 6K REPORT

View on SEC.gov →
033-97598
2015-02-04

ARTICLES SUPPLEMENTARY

View on SEC.gov →
333-134750
2006-09-26

GAS SALES AND PURCHASE AGREEMENT

View on SEC.gov →
033-97598
2012-07-16

ARTICLES SUPPLEMENTARY

View on SEC.gov →
033-97598
2014-08-18

ARTICLES SUPPLEMENTARY, DATED AUGUST 15, 2014.

View on SEC.gov →
033-97598
2015-10-21

ARTICLES SUPPLEMENTARY, DATED OCTOBER 12, 2015

View on SEC.gov →
033-97598
2017-03-16

ARTICLES SUPPLEMENTARY, DATED MARCH 16, 2017

View on SEC.gov →
033-97598
2013-03-28

ARTICLES SUPPLEMENTARY.

View on SEC.gov →
033-97598
2014-07-23

ARTICLES SUPPLEMENTARY, DATED JULY 23, 2014.

View on SEC.gov →
033-97598
2016-03-28

ARTICLES SUPPLEMENTARY.

View on SEC.gov →
033-97598
2015-08-07

ARTICLES SUPPLEMENTARY, DATED JUNE 30, 2015.

View on SEC.gov →
033-97598
2012-08-20

ARTICLES SUPPLEMENTARY.

View on SEC.gov →
033-97598
2014-06-19

ARTICLES SUPPLEMENTARY, DATED MARCH 19, 2014

View on SEC.gov →
033-97598
2014-10-29

ARTICLES SUPPLEMENTARY, DATED OCTOBER 28, 2014.

View on SEC.gov →
033-97598
2015-08-07

ARTICLES SUPPLEMENTARY, DATED [ ], 2015.

View on SEC.gov →
001-14691
2011-11-10

FORM 8-K

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033-97598
2012-01-30

ARTICLES SUPPLEMENTARY.

View on SEC.gov →
333-108574
2004-01-23

FIRST REVISION OF SB2

View on SEC.gov →
033-97598
2019-08-22

ARTICLES SUPPLEMENTARY, DATED MARCH 12, 2019.

View on SEC.gov →
033-97598
2011-11-01

ARTICLES SUPPLEMENTARY

View on SEC.gov →
333-108574
2003-09-08

UP & DOWN VEDIO SB2

View on SEC.gov →
033-97598
2012-03-23

ARTICLES SUPPLEMENTARY.

View on SEC.gov →
033-97598
2018-08-28

ARTICLES SUPPLEMENTARY, DATED AUGUST 22, 2018

View on SEC.gov →
000-07099
2021-03-03

EX-21

View on SEC.gov →
000-07099
2022-03-14

EX-21

View on SEC.gov →
000-07099
2023-03-06

EX-21

View on SEC.gov →
001-38770
2024-05-21

EX-10.1

View on SEC.gov →
000-07099
2024-03-05

EX-21.1

View on SEC.gov →
001-15393
2021-09-08

EXHIBIT 5.1

View on SEC.gov →
000-32743
2010-04-22

PRESS RELEASE

View on SEC.gov →
000-32743
2010-03-04

PRESS RELEASE

View on SEC.gov →
000-32743
2010-03-31

PRESS RELEASE

View on SEC.gov →
000-32743
2009-09-28

PRESS RELEASE

View on SEC.gov →
001-09037
2001-03-20

FORM 10-K

View on SEC.gov →
2019-08-09

SEC filing

View on SEC.gov →
001-34807
2014-01-10

EX-99.1

View on SEC.gov →
000-28723
2024-01-05

HHSE FORM 8 INFORMATION STATEMENT

View on SEC.gov →
000-32743
2009-04-23

PRESS RELEASE DATED APRIL 23, 2009 ISSUED BY ZHONE TECHNOLOGIES, INC.

View on SEC.gov →
000-32743
2009-10-20

PRESS RELEASE

View on SEC.gov →
000-32743
2010-01-27

PRESS RELEASE

View on SEC.gov →
333-226901
2018-08-17

S-1

View on SEC.gov →
377-02109
2018-06-08

SEC filing

View on SEC.gov →
000-32743
2010-04-28

PRESS RELEASE

View on SEC.gov →
811-07195
2001-07-17

AMERICAN EXPRESS SIGNATURE VARIABLE ANNUITY (R)

View on SEC.gov →
333-226901
2018-09-07

S-1/A

View on SEC.gov →
000-32743
2009-07-22

PRESS RELEASE

View on SEC.gov →
377-02109
2018-07-18

SEC filing

View on SEC.gov →
333-224262
2018-05-07

EX-10.9

View on SEC.gov →
000-54390
2011-07-20

AMENDMENT NO. 1 TO FORM 10-K

View on SEC.gov →
377-02344
2018-11-01

SEC filing

View on SEC.gov →
001-38770
2018-12-21

EX-10.8

View on SEC.gov →
001-10306
2009-04-30

MONTHLY BATCH

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000-07099
2023-04-24

ARS

View on SEC.gov →
001-11174
2003-07-28

EXHIBIT 99.2

View on SEC.gov →
333-165302
2011-04-20

ANNUAL REPORT FOR THE YEAR ENDED 1-31-11

View on SEC.gov →
000-30948
2003-04-02

SEC filing

View on SEC.gov →
000-29187-87
2015-02-25

10-K

View on SEC.gov →
333-168569
2017-07-28

EQUINOX FUNDS TRUST

View on SEC.gov →
333-168569
2018-10-26

POST EFFECTIVE AMENDMENT - RULE 485B

View on SEC.gov →
333-173808
2011-07-19

EX-10.7

View on SEC.gov →
333-168569
2019-10-25

EQUINOX FUNDS TRUST

View on SEC.gov →
333-168569
2015-07-02

EQUINOX FUNDS TRUST

View on SEC.gov →
333-168569
2018-07-31

EQUINOX FUNDS TRUST

View on SEC.gov →
000-07099
2023-03-06

10-K

View on SEC.gov →
001-34046
2015-02-26

EXHIBIT 10.23

View on SEC.gov →
333-168569
2020-01-30

EQUINOX 485BPOS

View on SEC.gov →
333-168569
2019-10-25

EQUINOX IPM SYSTEMATIC MACRO FUND 485BPOS

View on SEC.gov →
333-168569
2018-11-29

EQUINOX FUNDS TRUST

View on SEC.gov →
333-168569
2013-09-23

EQUINOX FUNDS TRUST

View on SEC.gov →
333-168569
2018-10-26

EQUINOX FUNDS TRUST

View on SEC.gov →
333-168569
2019-01-30

POST EFFECTIVE AMENDMENT - RULE 485B

View on SEC.gov →
333-168569
2018-01-30

EQUINOX FUNDS TRUST

View on SEC.gov →
000-07099
2024-04-10

ARS

View on SEC.gov →
000-30948
2003-02-04

FOR PERIOD ENDING 12/31/2002

View on SEC.gov →
001-15148
2018-12-12

EX-1

View on SEC.gov →
811-22447
2015-07-29

EQUINOX BLUECREST SYSTEMATIC MACRO FUND

View on SEC.gov →
333-168569
2015-04-21

EQUINOX FUNDS TRUST

View on SEC.gov →
000-07099
2024-03-05

10-K

View on SEC.gov →
333-217235
2017-04-10

EX-10.11

View on SEC.gov →
033-10451
2018-01-31

WASATCH INTERNATIONAL GROWTH FUND - INSTITUTIONAL CLASS SHARES

View on SEC.gov →
033-10451
2018-01-31

WASATCH INTERNATIONAL GROWTH FUND - INVESTOR CLASS SHARES

View on SEC.gov →
033-10451
2018-01-31

WASATCH INTERNATIONAL OPPORTUNITIES FUND - INVESTOR CLASS SHARES

View on SEC.gov →
333-168569
2014-11-05

EQUINOX FUNDS TRUST

View on SEC.gov →
000-30948
2004-10-25

SEC filing

View on SEC.gov →
000-30948
2004-01-30

SEC filing

View on SEC.gov →
333-168569
2017-12-01

EQUINOX FUNDS TRUST

View on SEC.gov →
000-07099
2025-02-25

10-K

View on SEC.gov →
033-10451
2018-01-31

WASATCH INTERNATIONAL OPPORTUNITIES FUND - INSTITUTIONAL CLASS SHARES

View on SEC.gov →
333-168569
2014-08-22

EQUINOX FUNDS TRUST

View on SEC.gov →
811-04556
2014-09-24

N-Q

View on SEC.gov →
000-07099
2025-04-10

ARS

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
020610
License Status
Active
Bond Status
Bonded — AMERICAN ALTERNATIVE INSURANCE CORPORATION
Address
20925 BONITA STREET, CARSON, CA, UNITED STATES
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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