Base
NVOCC

L.O. TRADING CORPORATION

HIALEAH, FL, UNITED STATES

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “L.O. TRADING CORPORATION” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “L.O. TRADING CORPORATION” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

Federal Register Mentions (1)

Notice05-22747
2005-11-16

Ocean Transportation Intermediary License Revocations

SEC Filings (100)

008-40875
2019-02-28

2018AUDIT

View on SEC.gov →
008-40875
2018-03-01

SEC filing

View on SEC.gov →
008-40875
2023-03-30

SEC filing

View on SEC.gov →
008-40875
2026-03-30

2025AUDIT

View on SEC.gov →
008-40875
2017-03-31

2016 AUDIT

View on SEC.gov →
008-40875
2021-02-24

2020AUDIT

View on SEC.gov →
008-40875
2020-02-25

2019AUDIT

View on SEC.gov →
008-40875
2022-03-04

2021AUDIT

View on SEC.gov →
008-40875
2019-05-03

SEC filing

View on SEC.gov →
008-40875
2025-04-15

AUDIT

View on SEC.gov →
008-40875
2024-03-15

AUDIT

View on SEC.gov →
333-148239333-148239-01
2007-12-21

FORM T-1 STATEMENT OF ELIGIBILITY AND QUALIFICATION

View on SEC.gov →
333-148239333-148239-01
2007-12-21

FORM T-1 STATEMENT OF ELIGIBILITY AND QUALIFICATION

View on SEC.gov →
333-141729
2007-03-30

EX-25: T-1

View on SEC.gov →
333-119555
2004-10-05

FORM T-1 STATEMENT OF ELIGIBILITY AND QUALIFICATION

View on SEC.gov →
083-00001
2020-08-07

SEC filing

View on SEC.gov →
005-80307
2019-10-09

SEC filing

View on SEC.gov →
333-85415
2001-08-31

INVESTMENT SUB-ADVISORY AGREEMENT

View on SEC.gov →
333-157212
2012-04-25

JHUSA LIST OF APPROVED BD

View on SEC.gov →
001-08495
2012-04-30

EX-21.1

View on SEC.gov →
001-08495
2014-04-29

EXHIBIT 21.1

View on SEC.gov →
333-193747
2014-03-06

EXHIBIT 10.14

View on SEC.gov →
001-08495
2015-04-28

EXHIBIT 21.1

View on SEC.gov →
333-157212
2010-04-28

BROKER DEALER SELLING AGREEMENT FORMS

View on SEC.gov →
001-08495
2017-04-27

EXHIBIT 21.1

View on SEC.gov →
001-08495
2013-04-29

EX-21.1

View on SEC.gov →
001-08495
2016-04-25

EXHIBIT 21.1

View on SEC.gov →
005-36993
2003-09-10

AMENDMENT NO. 3 TO SCHEDULE 13D

View on SEC.gov →
333-157212
2011-04-26

JHUSA LIST OF APPROVED BD

View on SEC.gov →
333-179570
2012-02-17

LIST OF THIRD PARTY BROKER-DEALER FIRMS

View on SEC.gov →
333-179570
2012-05-30

LIST OF THIRD PARTY BROKER-DEALER FIRMS

View on SEC.gov →
002-75863
2015-12-23

SEC filing

View on SEC.gov →
002-57165
2016-01-28

SEC filing

View on SEC.gov →
033-51017
2016-01-27

SEC filing

View on SEC.gov →
002-57165
2016-01-28

SEC filing

View on SEC.gov →
002-43384
2015-02-27

EX-99.E UNDR CONTR

View on SEC.gov →
811-04345
2015-11-25

SEC filing

View on SEC.gov →
002-67827
2015-12-23

SEC filing

View on SEC.gov →
002-87634
2016-01-28

SEC filing

View on SEC.gov →
002-95127
2016-01-27

SEC filing

View on SEC.gov →
333-00515
2015-03-26

SEC filing

View on SEC.gov →
002-10783
2015-11-25

SEC filing

View on SEC.gov →
333-00515
2015-03-26

SEC filing

View on SEC.gov →
002-43384
2015-02-27

EX-99.M 12B-1 PLAN

View on SEC.gov →
033-17486
2016-02-22

SEC filing

View on SEC.gov →
333-117134
2020-07-02

SEC filing

View on SEC.gov →
008-66925
2019-02-25

2018 FINANCIAL STATEMENTS

View on SEC.gov →
033-07232
2016-02-26

SEC filing

View on SEC.gov →
811-21598
2025-11-24

SCHEDULE OF DEALER SALES CONTRACTS

View on SEC.gov →
002-87634
2016-01-28

SEC filing

View on SEC.gov →
033-51017
2016-01-27

SEC filing

View on SEC.gov →
002-83909
2015-03-26

SEC filing

View on SEC.gov →
033-25658
2015-10-26

SEC filing

View on SEC.gov →
002-83909
2015-03-26

SEC filing

View on SEC.gov →
002-58869
2015-03-26

SEC filing

View on SEC.gov →
811-05802033-08924033-32550811-04527033-08923033-37992033-05416
2015-09-28

SEC filing

View on SEC.gov →
811-03386
2024-12-27

SEC filing

View on SEC.gov →
002-10816
2015-11-27

SEC filing

View on SEC.gov →
033-25658
2015-10-26

SEC filing

View on SEC.gov →
033-35576
2015-10-27

SEC filing

View on SEC.gov →
033-23623
2016-01-26

SEC filing

View on SEC.gov →
002-60492
2015-12-28

SEC filing

View on SEC.gov →
002-10816
2015-11-27

SEC filing

View on SEC.gov →
811-04345
2015-11-25

SEC filing

View on SEC.gov →
002-55091033-15238
2016-01-28

SEC filing

View on SEC.gov →
033-56339
2015-05-26

SEC filing

View on SEC.gov →
002-67827
2015-12-23

SEC filing

View on SEC.gov →
002-55091033-15238
2016-01-28

SEC filing

View on SEC.gov →
033-02710
2015-03-27

SEC filing

View on SEC.gov →
002-75863
2015-12-23

SEC filing

View on SEC.gov →
811-05802033-08924033-32550811-04527033-08923033-37992033-05416
2015-09-28

SEC filing

View on SEC.gov →
811-03386
2025-12-23

SCHEDULE OF DEALER SERVICE AGREEMENTS

View on SEC.gov →
002-11147
2016-02-26

SEC filing

View on SEC.gov →
033-35576
2015-10-27

SEC filing

View on SEC.gov →
033-37011
2015-12-23

SEC filing

View on SEC.gov →
811-21598
2025-11-24

SCHEDULE OF DEALER SERVICE AGREEMENTS

View on SEC.gov →
002-11147
2016-02-26

SEC filing

View on SEC.gov →
033-37214
2015-10-27

SEC filing

View on SEC.gov →
033-07232
2016-02-26

SEC filing

View on SEC.gov →
002-81011
2016-01-26

SEC filing

View on SEC.gov →
033-37214
2015-10-27

SEC filing

View on SEC.gov →
002-13644
2016-02-26

SEC filing

View on SEC.gov →
002-13644
2016-02-26

SEC filing

View on SEC.gov →
002-60492
2015-12-28

SEC filing

View on SEC.gov →
033-56339
2015-05-26

SEC filing

View on SEC.gov →
002-29546
2015-11-25

SEC filing

View on SEC.gov →
811-01403
2016-02-25

SEC filing

View on SEC.gov →
002-29546
2015-11-25

SEC filing

View on SEC.gov →
033-37011
2015-12-23

SEC filing

View on SEC.gov →
033-23623
2016-01-26

SEC filing

View on SEC.gov →
002-10783
2015-11-25

SEC filing

View on SEC.gov →
033-02710
2015-03-27

SEC filing

View on SEC.gov →
002-81011
2016-01-26

SEC filing

View on SEC.gov →
811-01403
2016-02-25

SEC filing

View on SEC.gov →
002-95127
2016-01-27

SEC filing

View on SEC.gov →
002-58869
2015-03-26

SEC filing

View on SEC.gov →
811-07332
2024-01-12

SEC filing

View on SEC.gov →
811-07332
2023-01-13

SEC filing

View on SEC.gov →
000-23761
2005-11-02

FORM OF DEBENTURE - CHICAGO

View on SEC.gov →
811-07332
2026-03-17

SEC filing

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
019429
License Status
Active
Bond Status
Bonded — SOUTHWEST MARINE AND GENERAL INSURANCE COMPANY
Address
4340 W 104 STREET, #180, HIALEAH, FL, UNITED STATES
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List
← GCS LOGISTICS INC.EARTHLINK CARGO AND CUSTOMS SERVICE →