Base
NVOCC

UNITED GLOBAL SERVICES (NY) CORP.

FRANKLIN SQUARE, NY, UNITED STATES

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “UNITED GLOBAL SERVICES (NY) CORP.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “UNITED GLOBAL SERVICES (NY) CORP.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

Federal Register Mentions (1)

Notice03-23784
2003-09-18

Ocean Transportation Intermediary License Applicants

SEC Filings (100)

001-06523
2011-02-25

EX-21

View on SEC.gov →
001-06523
2010-02-26

LIST OF SUBSIDIARIES

View on SEC.gov →
001-06523
2012-02-23

EX-21

View on SEC.gov →
001-06523
2013-02-28

EXHIBIT

View on SEC.gov →
001-06523
2014-02-25

EXHIBIT

View on SEC.gov →
001-06523
2009-02-27

LIST OF SUBSIDIARIES

View on SEC.gov →
811-07093
2024-10-07

SEC filing

View on SEC.gov →
333-19925
2004-06-08

VIA POST-EFFECTIVE AMENDMENT

View on SEC.gov →
811-07093
2025-05-07

SEC filing

View on SEC.gov →
811-22649
2023-12-27

SEC filing

View on SEC.gov →
811-07093
2025-06-06

SEC filing

View on SEC.gov →
811-07093
2024-12-06

SEC filing

View on SEC.gov →
811-07093
2024-11-07

SEC filing

View on SEC.gov →
811-07093
2025-03-07

SEC filing

View on SEC.gov →
811-10399
2010-05-27

HENDERSON GLOBAL INVESTORS

View on SEC.gov →
811-07093
2025-04-07

SEC filing

View on SEC.gov →
811-10407
2020-11-06

SEC filing

View on SEC.gov →
333-09965
2013-04-25

485BPOS

View on SEC.gov →
811-03313
2011-10-07

N-MFP

View on SEC.gov →
811-21475
2017-04-07

SEC filing

View on SEC.gov →
811-07093
2023-12-07

SEC filing

View on SEC.gov →
811-02105
2026-01-23

SEC filing

View on SEC.gov →
001-10864
2016-02-09

EXHIBIT 21.1

View on SEC.gov →
033-57792
2013-04-25

485BPOS

View on SEC.gov →
333-81019
2013-04-25

485BPOS

View on SEC.gov →
811-08786
2008-11-28

SEC filing

View on SEC.gov →
001-10864
2017-02-08

EXHIBIT 21.1

View on SEC.gov →
811-21475
2017-07-10

SEC filing

View on SEC.gov →
811-21475
2017-06-07

SEC filing

View on SEC.gov →
811-22649
2025-03-27

SEC filing

View on SEC.gov →
811-03313
2014-06-06

N-MFP

View on SEC.gov →
811-07093
2024-01-08

SEC filing

View on SEC.gov →
811-10183
2019-11-25

SEC filing

View on SEC.gov →
811-02105
2026-01-23

SEC filing

View on SEC.gov →
811-22649
2023-12-27

SEC filing

View on SEC.gov →
811-07093
2024-04-05

SEC filing

View on SEC.gov →
811-07093
2024-03-07

SEC filing

View on SEC.gov →
811-07093
2025-07-08

SEC filing

View on SEC.gov →
811-07093
2024-09-09

SEC filing

View on SEC.gov →
811-10395
2008-09-29

SEC filing

View on SEC.gov →
811-10183
2020-02-25

SEC filing

View on SEC.gov →
811-10183
2020-05-28

SEC filing

View on SEC.gov →
811-07093
2024-02-07

SEC filing

View on SEC.gov →
001-35210
2022-03-09

EX-21.1

View on SEC.gov →
811-03462
2022-09-07

SEC filing

View on SEC.gov →
811-07093
2025-01-08

SEC filing

View on SEC.gov →
811-21475
2017-05-04

SEC filing

View on SEC.gov →
811-21475
2017-07-11

SEC filing

View on SEC.gov →
001-35210
2024-03-06

EX-21.1

View on SEC.gov →
811-10407
2020-07-08

SEC filing

View on SEC.gov →
811-05349
2025-08-19

SEC filing

View on SEC.gov →
811-10183
2021-05-26

SEC filing

View on SEC.gov →
811-07093
2024-08-07

SEC filing

View on SEC.gov →
811-03313
2011-08-05

N-MFP

View on SEC.gov →
333-157121
2013-04-25

485BPOS

View on SEC.gov →
811-07093
2025-02-07

SEC filing

View on SEC.gov →
811-10407
2024-10-07

SEC filing

View on SEC.gov →
811-10407
2021-07-08

SEC filing

View on SEC.gov →
811-01629
2010-06-28

FORM N-Q

View on SEC.gov →
811-07093
2022-07-08

SEC filing

View on SEC.gov →
811-10399
2009-11-27

HENDERSON GLOBAL FUNDS

View on SEC.gov →
811-07093
2022-09-08

SEC filing

View on SEC.gov →
811-07548
2003-05-29

N-30D

View on SEC.gov →
812-13970-04812-13970-06812-13970-07812-13970812-13970-02812-13970-01812-13970-05812-13970-03
2011-10-20

SEC filing

View on SEC.gov →
811-08021
2023-11-22

SEC filing

View on SEC.gov →
001-35210
2023-03-14

EX-21.1

View on SEC.gov →
811-21522
2005-01-07

SEC filing

View on SEC.gov →
811-03618
2021-05-26

SEC filing

View on SEC.gov →
811-03618
2020-08-24

SEC filing

View on SEC.gov →
811-21475
2017-01-06

SEC filing

View on SEC.gov →
033-47216
2013-04-25

485BPOS

View on SEC.gov →
811-22649
2024-12-26

SEC filing

View on SEC.gov →
033-57792
2011-04-29

485BPOS

View on SEC.gov →
811-03618
2021-02-25

SEC filing

View on SEC.gov →
811-05897
2010-06-28

FORM N-Q

View on SEC.gov →
811-10407
2021-04-07

SEC filing

View on SEC.gov →
811-02105
2025-07-24

SEC filing

View on SEC.gov →
811-03462
2017-05-23

SEC filing

View on SEC.gov →
811-02105
2025-07-24

SEC filing

View on SEC.gov →
811-10407
2024-06-07

SEC filing

View on SEC.gov →
811-21475
2016-12-07

SEC filing

View on SEC.gov →
333-157121
2012-04-25

485BPOS

View on SEC.gov →
811-21759
2010-01-08

SEC filing

View on SEC.gov →
811-05349
2020-08-25

SEC filing

View on SEC.gov →
811-22649
2023-09-26

SEC filing

View on SEC.gov →
811-07093
2022-08-05

SEC filing

View on SEC.gov →
033-57792
2012-04-25

485BPOS

View on SEC.gov →
811-09357
2003-03-10

JNLNY VF I ANNUAL REPORT

View on SEC.gov →
811-09585
2008-11-28

SEC filing

View on SEC.gov →
811-10183
2024-11-26

SEC filing

View on SEC.gov →
811-07171
2008-09-05

SEC filing

View on SEC.gov →
811-08455
2003-07-31

N-CSR

View on SEC.gov →
812-13970-08812-13970-09812-13970-02812-13970-04812-13970-05812-13970-06812-13970-07812-13970812-13970-01
2014-08-05

40-APP/A

View on SEC.gov →
811-08786
2009-05-29

SEC filing

View on SEC.gov →
811-07093
2024-06-07

SEC filing

View on SEC.gov →
811-08786
2009-05-29

SEC filing

View on SEC.gov →
811-10183
2020-08-24

SEC filing

View on SEC.gov →
811-21475
2017-02-03

SEC filing

View on SEC.gov →
811-03313
2013-01-07

N-MFP

View on SEC.gov →
811-09357
2003-09-08

SEC filing

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
018654
License Status
Active
Bond Status
Bonded — SOUTHWEST MARINE AND GENERAL INSURANCE COMPANY
Address
441 FRANKLIN AVENUE, FRANKLIN SQUARE, NY, UNITED STATES
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List
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