Base
NVOCC

TRANS ORIENT EXPRESS, INC.

LOS ANGELES, CA, UNITED STATES

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “TRANS ORIENT EXPRESS, INC.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “TRANS ORIENT EXPRESS, INC.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

000-27668
2005-06-27

AMENDMENT NO. 1 TO ANNUAL REPORT FOR THE FISCAL YEAR ENDED JULY 31, 2004

View on SEC.gov →
000-29344
2001-04-05

SEC filing

View on SEC.gov →
000-27668
2009-09-18

ARRANGEMENT AGREEMENT

View on SEC.gov →
000-30087
2002-10-01

SEC filing

View on SEC.gov →
000-30087
2002-02-12

SEC filing

View on SEC.gov →
000-27668
2005-11-30

FINANCIAL STATEMENTS FOR THE YEAR ENDED JULY 31, 2005

View on SEC.gov →
000-30087
2002-04-09

SEC filing

View on SEC.gov →
000-30087
2002-12-23

SEC filing

View on SEC.gov →
000-30087
2001-12-19

SEC filing

View on SEC.gov →
000-30087
2005-12-23

QUARTERLY REPORT FOR THE PERIOD ENDED SEPTEMBER 30, 2005

View on SEC.gov →
000-29344
2002-06-05

SEC filing

View on SEC.gov →
000-30087
2005-07-21

AMENDMENT NO 1. TO THE ANNUAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 2004

View on SEC.gov →
000-30087
2004-12-27

SEC filing

View on SEC.gov →
000-29344
2002-05-23

SEC filing

View on SEC.gov →
000-29344
2001-04-05

SEC filing

View on SEC.gov →
000-30087
2003-12-29

SEC filing

View on SEC.gov →
000-30087
2007-12-26

ANNUAL REPORT FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2007

View on SEC.gov →
000-29344
2001-06-28

SEC filing

View on SEC.gov →
000-30087
2006-12-27

ANNUAL REPORT FOR THE FISCAL PERIOD ENDED SEPTEMBER 30, 2006

View on SEC.gov →
000-29344
2004-01-06

FORM 2B - LISTING APPLICATION

View on SEC.gov →
000-29344
2002-06-28

SEC filing

View on SEC.gov →
000-27668
2007-01-26

FORM OF SUBSCRIPTION AGREEMENT

View on SEC.gov →
000-29344
2003-05-20

REPORT OF FOREIGN ISSUER [RULES 13A-16 AND 15D-16]

View on SEC.gov →
000-29344
2003-05-20

REPORT OF FOREIGN ISSUER [RULES 13A-16 AND 15D-16]

View on SEC.gov →
000-29344
2003-07-01

SEC filing

View on SEC.gov →
000-27668
2004-01-30

20-F

View on SEC.gov →
000-27668
2003-01-31

FORM 20-F

View on SEC.gov →
000-27668
2007-11-28

ANNUAL FINANCIAL STATEMENTS FOR THE YEAR ENDED JULY 1, 2007

View on SEC.gov →
000-27668
2007-01-26

FORM OF SUBSCRIPTION AGREEMENT

View on SEC.gov →
000-27668
2006-11-29

ANNUAL FINANCIAL STATEMENTS FOR THE YEAR ENDED JULY 31, 2006

View on SEC.gov →
000-27668
2008-01-31

CONSULTING AGREEMENT BETWEEN THE COMPANY AND DREW CADENHEAD

View on SEC.gov →
000-29344
2003-11-28

PROSPECTUS AND INVESTMENT STATEMENT DATED NOVEMBER 2003

View on SEC.gov →
000-27668
2006-01-31

ANNUAL REPORT FOR THE FISCAL YEAR ENDED JULY 31, 2005

View on SEC.gov →
000-27668
2005-01-31

SEC filing

View on SEC.gov →
028-11248
2009-08-14

FORM 13F HOLDINGS REPORT

View on SEC.gov →
028-11248
2009-11-13

FORM 13F HOLDINGS REPORT

View on SEC.gov →
001-13803
2005-07-15

ANNUAL REPORT FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004

View on SEC.gov →
028-14489
2014-08-14

DESCRIPTION FOR INFORMATION TABLE

View on SEC.gov →
028-06970
2008-11-14

THIRD POINT LLC

View on SEC.gov →
001-04717
2021-06-21

SEC filing

View on SEC.gov →
028-10037
2011-02-02

THOMAS WEISEL ASSET MANAGEMENT LLC

View on SEC.gov →
028-10037
2011-08-01

THOMAS WEISEL ASSET MANAGEMENT LLC

View on SEC.gov →
000-09929
2003-09-29

EX-8.1 LIST OF SUBSIDIARIES OF MITSUI AND CO. LTD.

View on SEC.gov →
028-10037
2011-11-07

THOMAS WEISEL ASSET MANAGEMENT, LLC

View on SEC.gov →
028-11248
2010-08-13

FORM 13F HOLDINGS REPORT

View on SEC.gov →
028-10348
2007-02-14

HEDGEWORKS - LINDVALL CAPITAL MANAGEMENT

View on SEC.gov →
001-04717
2021-06-02

425

View on SEC.gov →
000-27668
2007-01-26

ANNUAL REPORT FOR THE FISCAL YEAR ENDED JULY 31, 2006

View on SEC.gov →
028-11668
2011-02-14

SEC filing

View on SEC.gov →
028-00969
2010-11-15

SEC filing

View on SEC.gov →
028-10348
2006-11-14

HEDGEWORKS - LINDVALL CAPITAL MANAGEMENT

View on SEC.gov →
000-27668
2008-01-31

ANNUAL REPORT FOR THE FISCAL YEAR ENDED JULY 31, 2007

View on SEC.gov →
333-149574
2008-03-06

REGISTRATION STATEMENT

View on SEC.gov →
000-29344
2004-04-23

BC FORM 51-901F SCHEDULE A FOR YEAR ENDED DECEMBER 31, 2003

View on SEC.gov →
028-10464
2011-02-14

SEC filing

View on SEC.gov →
028-10348
2006-08-08

HEDGEWORKS - LINDVALL CAPITAL MANAGEMENT

View on SEC.gov →
028-10037
2010-07-30

THOMAS WEISEL ASSET MANAGEMENT LLC

View on SEC.gov →
028-04883
2002-11-18

SEC filing

View on SEC.gov →
028-04883
2002-08-22

SEC filing

View on SEC.gov →
333-149574
2008-05-08

SEC filing

View on SEC.gov →
333-149574
2008-10-10

AMENDMENT NO. 3 TO THE REGISTRATION STATEMENT

View on SEC.gov →
333-149574
2008-10-22

PROSPECTUS FILED PURSUANT TO RULE 424(B)(3)

View on SEC.gov →
028-07060
2001-10-26

FORM 13F

View on SEC.gov →
028-10037
2010-10-25

THOMAS WEISEL ASSET MANAGEMENT LLC

View on SEC.gov →
333-149574
2008-08-15

REGISTRATION STATEMENT AMENDMENT NO. 2

View on SEC.gov →
028-02856
2012-05-15

13F-HR - - MARCH 31, 2012

View on SEC.gov →
028-07060
2002-01-30

FORM 13F

View on SEC.gov →
028-11296
2010-05-14

SEC filing

View on SEC.gov →
000-29344
2004-06-30

ANNUAL REPORT FOR THE FISCAL YEAR ENDED DECEMBER 31, 2003

View on SEC.gov →
811-05690811-03169811-06618
2005-08-29

FIRST INVESTORS EQUITY FUNDS

View on SEC.gov →
811-06618811-03169811-05690
2005-10-17

FIRST INVESTORS EQUITY FUNDS - FIRST INVESTORS SERIES FUND II, INC. - AMENDED FILING

View on SEC.gov →
028-05615
2012-08-08

AXIOM INTERNATIONAL INVESTORS LLC FORM 13F 2Q12 LIVE SUBMISSION

View on SEC.gov →
028-05615
2012-05-11

AXIOM INTERNATIONAL INVESTORS LLC FORM 13F 1Q12

View on SEC.gov →
028-07592
2012-02-14

WADDELL & REED FINANCIAL, INC.

View on SEC.gov →
028-03620
2001-11-06

SEC filing

View on SEC.gov →
028-24321
2025-07-07

SEC filing

View on SEC.gov →
028-24321
2025-07-07

SEC filing

View on SEC.gov →
028-00969
2011-02-15

SEC filing

View on SEC.gov →
028-07592
2012-05-15

WADDELL & REED FINANCIAL, INC.

View on SEC.gov →
028-06309
2008-03-10

RAMIUS CAPITAL GROUP

View on SEC.gov →
028-06309
2008-02-14

RAMIUS CAPITAL GROUP

View on SEC.gov →
028-10037
2012-02-09

THOMAS WEISEL ASSET MANAGEMENT, LLC

View on SEC.gov →
028-03620
2002-02-06

SEC filing

View on SEC.gov →
000-24723
2012-03-22

STAKOOL, INC. FORM 8-K/A FOR SEPTEMBER 15, 2011

View on SEC.gov →
001-13803
2006-06-29

REPORT FOR THE YEAR ENDED DECEMBER 31, 2005

View on SEC.gov →
028-05615
2013-02-12

AXIOM INTERNATIONAL INVESTORS LLC 4Q12 FORM 13F

View on SEC.gov →
028-11749
2008-02-07

INFORMATION TABLE

View on SEC.gov →
028-05615
2013-04-24

AXIOM INTERNATIONAL INVESTORS 1Q13 FORM 13F

View on SEC.gov →
028-03620
2002-10-30

SEC filing

View on SEC.gov →
028-24321
2025-07-07

SEC filing

View on SEC.gov →
028-06285
2011-05-16

SEC filing

View on SEC.gov →
028-11296
2011-02-15

SEC filing

View on SEC.gov →
811-21335
2021-08-30

SEC filing

View on SEC.gov →
028-07592
2011-11-14

WADDELL & REED FINANCIAL, INC.

View on SEC.gov →
001-04717
2021-06-03

425

View on SEC.gov →
028-00966
2005-08-09

SEC filing

View on SEC.gov →
028-00966
2005-05-06

SEC filing

View on SEC.gov →
000-22500
2003-09-30

SEC filing

View on SEC.gov →
028-11296
2006-04-25

SEC filing

View on SEC.gov →
028-03620
2003-11-07

SEC filing

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
018019
License Status
Active
Bond Status
Bonded — SOUTHWEST MARINE AND GENERAL INSURANCE COMPANY
Address
5353 WEST IMPERIAL HIGHWAY, SUITE 506, LOS ANGELES, CA, UNITED STATES
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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