Base
NVOCC

LEGEND EXPRESS CO.

LOS ANGELES, CA, UNITED STATES

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “LEGEND EXPRESS CO.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “LEGEND EXPRESS CO.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

Federal Register Mentions (3)

Notice2010-17175
2010-07-14

Ocean Transportation Intermediary License Applicants

Notice2010-12055
2010-05-20

Ocean Transportation Intermediary License Revocation

Notice01-11020
2001-05-02

Ocean Transportation Intermediary License; Applicants

SEC Filings (100)

001-38148
2022-06-16

SEC filing

View on SEC.gov →
001-38148
2022-06-16

SEC filing

View on SEC.gov →
005-88849
2020-01-21

EX-99.(C)(2)

View on SEC.gov →
005-88849
2020-01-21

EX-99.(C)(3)

View on SEC.gov →
000-50705
2008-06-27

SEC filing

View on SEC.gov →
005-88849
2020-01-21

EX-99.(C)(7)

View on SEC.gov →
000-20199
2011-11-25

EX-4.2

View on SEC.gov →
001-31312
2011-11-25

EX-4.4

View on SEC.gov →
001-31312
2011-11-25

EX-4.3

View on SEC.gov →
333-144282
2007-07-02

COPYRIGHT TRANSFER AGREEMENT

View on SEC.gov →
001-31312
2011-11-25

EX-4.5

View on SEC.gov →
000-20199
2011-11-25

EX-4.4

View on SEC.gov →
001-31312
2011-11-25

EX-4.2

View on SEC.gov →
000-20199
2011-11-25

EX-4.5

View on SEC.gov →
000-20199
2011-11-25

EX-4.3

View on SEC.gov →
000-20199
2012-02-10

FIFTH SUPPLEMENTAL INDENTURE, DATED AS OF FEBRUARY 9, 2012

View on SEC.gov →
811-00945
2009-08-28

VIRTUS EQUITY TRUST N-Q

View on SEC.gov →
000-20199
2012-02-10

SIXTH SUPPLEMENTAL INDENTURE, DATED AS OF FEBRUARY 9, 2012

View on SEC.gov →
811-00945
2012-08-29

VIRTUS EQUITY TRUST

View on SEC.gov →
000-20199
2012-02-10

SEVENTH SUPPLEMENTAL INDENTURE, DATED AS OF FEBRUARY 9, 2012

View on SEC.gov →
028-20052
2021-08-16

SEC filing

View on SEC.gov →
005-88849
2020-01-21

EX-99.(C)(6)

View on SEC.gov →
001-41854
2024-10-25

EX-99.2

View on SEC.gov →
811-00945
2012-02-29

VIRTUS EQUITY TRUST

View on SEC.gov →
377-00565
2014-04-11

SEC filing

View on SEC.gov →
333-197246
2014-07-03

EX-10.28

View on SEC.gov →
333-138479
2008-06-05

SEC filing

View on SEC.gov →
008-45286
2017-03-21

SEC filing

View on SEC.gov →
000-51075
2006-10-25

SEC filing

View on SEC.gov →
028-20052
2021-11-15

SEC filing

View on SEC.gov →
001-39307
2020-08-06

EX-99.1

View on SEC.gov →
811-04008
2024-12-26

SEC filing

View on SEC.gov →
811-00215
2004-11-26

SEC filing

View on SEC.gov →
028-12823
2023-02-14

SEC filing

View on SEC.gov →
000-26809
2006-08-10

SEC filing

View on SEC.gov →
333-155535
2011-09-28

ETN WEBSITE FWP

View on SEC.gov →
005-88831
2015-07-10

EX-99.7

View on SEC.gov →
811-00215
2005-05-31

SEC filing

View on SEC.gov →
028-12823
2023-05-15

SEC filing

View on SEC.gov →
811-04642
2010-11-29

FORM N-Q

View on SEC.gov →
028-20052
2021-05-17

SEC filing

View on SEC.gov →
811-01352
2007-12-31

SEC filing

View on SEC.gov →
028-12823
2023-08-14

SEC filing

View on SEC.gov →
333-146331
2009-02-17

SEC filing

View on SEC.gov →
001-31719
2014-09-17

EX-4.1

View on SEC.gov →
811-00215
2009-11-30

SEC filing

View on SEC.gov →
333-146331
2009-02-11

SEC filing

View on SEC.gov →
001-39307
2020-11-23

EX-99.1

View on SEC.gov →
333-13896
2008-03-19

SEC filing

View on SEC.gov →
001-39307
2020-11-24

EX-99.1

View on SEC.gov →
811-04161
2006-05-26

JEFFERSON PILOT VARIABLE FUND, INC. FORM N-Q FOR THE PERIOD ENDED MARCH 31, 2006

View on SEC.gov →
000-53016
2011-02-25

SEC filing

View on SEC.gov →
333-146331
2009-02-17

SEC filing

View on SEC.gov →
001-39292
2020-11-23

EXHIBIT 10.4

View on SEC.gov →
005-92026
2021-01-29

FORM CB

View on SEC.gov →
333-176958
2012-01-05

SECOND AMENDED AND RESTATED SERIES C PREFERRED STOCK PURCHASE AGREEMENT

View on SEC.gov →
001-13934
2003-10-01

SECURITIES PURCHASE AGREEMENT

View on SEC.gov →
811-04642
2009-11-30

PHOENIX EDGE N-Q

View on SEC.gov →
001-40117
2024-09-12

FORM OF NOTE

View on SEC.gov →
028-12823
2022-11-14

SEC filing

View on SEC.gov →
001-33443
2014-10-30

EX-4.1

View on SEC.gov →
000-27527
2006-06-29

INVESTORS RIGHTS AGREEMENT, DATED AS OF JUNE 29, 2006

View on SEC.gov →
001-33443
2014-10-30

EX-4.3

View on SEC.gov →
333-74476
2001-12-04

EXHIBIT 4.2

View on SEC.gov →
001-33443
2014-10-30

EX-4.2

View on SEC.gov →
333-164906
2010-03-25

INDENTURE

View on SEC.gov →
001-39292
2020-11-23

EXHIBIT 10.4

View on SEC.gov →
001-40242
2021-07-21

EXHIBIT 10.3

View on SEC.gov →
811-00215
2005-11-29

SEC filing

View on SEC.gov →
333-68850
2001-08-31

EXHIBIT 10.18

View on SEC.gov →
811-04161
2005-11-28

JEFFERSON PILOT VARIABLE FUND, INC. FORM N-Q 09-30-2005

View on SEC.gov →
811-00945
2011-08-26

FORM N-Q

View on SEC.gov →
001-40242
2021-07-21

EXHIBIT 10.3

View on SEC.gov →
005-92026
2021-04-28

FORM CB AMENDMENT NO. 1

View on SEC.gov →
24R-00159
2021-09-28

GPL CONVERTIBLE PROMISSORY NOTE DATED JUNE 25, 2021

View on SEC.gov →
005-92026
2021-05-21

FORM CB AMENDMENT NO. 2

View on SEC.gov →
005-92026
2021-06-14

FORM CB AMENDMENT NO. 3

View on SEC.gov →
333-176092333-176092-01
2011-08-05

EX-7.2

View on SEC.gov →
333-55098
2002-07-02

SUBSCRIPTION AGREEMENT

View on SEC.gov →
333-239478
2020-06-26

EX-5.1

View on SEC.gov →
2021-02-01

SEC filing

View on SEC.gov →
005-57471
2006-07-10

INVESTOR RIGHTS AGREEMENT

View on SEC.gov →
333-161708
2009-09-03

EX-10.19

View on SEC.gov →
811-00215
2010-06-01

SEC filing

View on SEC.gov →
333-162918
2010-03-17

FORM OF COMMON STOCK EXCHANGE AGREEMENT

View on SEC.gov →
333-112835
2004-02-13

EX-4.2 FIRST SUPPLEMENTAL INDENTURE DATED 9/9/03

View on SEC.gov →
001-06028
2025-07-31

EX-4.2

View on SEC.gov →
811-21682
2006-11-29

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

View on SEC.gov →
001-34680
2010-05-17

COMMON STOCK EXCHANGE AGREEMENT

View on SEC.gov →
333-222672
2018-05-16

FORM FWP

View on SEC.gov →
000-17119
2005-11-14

EXHIBIT 10.4

View on SEC.gov →
811-04642
2009-05-29

PHOENIX EDGE SERIES N-Q

View on SEC.gov →
333-222672-01
2018-05-16

FORM FWP

View on SEC.gov →
811-04008
2024-09-25

SEC filing

View on SEC.gov →
333-114177
2004-04-20

EX-10.17 SOFTWARE LICENSING AGREEMENT

View on SEC.gov →
001-36097
2021-02-26

EX-10.17

View on SEC.gov →
811-08239
2024-09-25

SEC filing

View on SEC.gov →
811-01400
2012-11-29

SEC filing

View on SEC.gov →
811-04008
2024-06-28

SEC filing

View on SEC.gov →
001-10932
2025-08-14

EXHIBIT 4.2

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
017207
License Status
Active
Bond Status
Bonded — GREAT AMERICAN INSURANCE COMPANY
Address
1506 S. PALOMA STREET, LOS ANGELES, CA, UNITED STATES
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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