Base
NVOCC

THE ALLIANCE GROUP OF COMPANIES LTD.

Trade name: ALLIANCE SHIPPING LONDON

BASILDON, ESSEX, SS15 6TD, UNITED KINGDOM

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “THE ALLIANCE GROUP OF COMPANIES LTD.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “THE ALLIANCE GROUP OF COMPANIES LTD.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

005-94957
2025-04-14

NOTICE CONCERNING THE EXECUTION OF THE DEFINITIVE AGREEMENT

View on SEC.gov →
132-02866
2024-02-29

PURSUANT TO RULE 425

View on SEC.gov →
132-02883
2026-03-27

FORM 425

View on SEC.gov →
001-33098
2019-02-26

FORM 6-K

View on SEC.gov →
001-07434
2018-12-19

EX-10.1

View on SEC.gov →
005-83664
2016-04-04

EXHIBIT (C)-(3)

View on SEC.gov →
333-98061-99
2007-06-21

FORM 6-K

View on SEC.gov →
001-06784
2007-07-27

FORM 6-K

View on SEC.gov →
811-01415
2001-04-04

SEC filing

View on SEC.gov →
811-01415
2001-10-04

GLOBAL SMALL CAP AR

View on SEC.gov →
033-93414
2007-09-20

FORM 6-K

View on SEC.gov →
033-93414
2007-03-05

FORM 6-K

View on SEC.gov →
811-01415
2002-09-30

SEC filing

View on SEC.gov →
001-07628
2022-03-04

FORM 6-K

View on SEC.gov →
333-98061-99
2007-11-14

FORM 6-K

View on SEC.gov →
005-04754
2003-01-15

SEC filing

View on SEC.gov →
033-93414
2007-11-14

FORM 6-K

View on SEC.gov →
811-01705
2001-03-08

SEP ACC A/EQAT ANNUAL

View on SEC.gov →
811-08403
2001-07-05

ALLIANCE INTERNATIONAL PREMIER GROWTH INSTIT. FUND

View on SEC.gov →
001-06439
2022-03-04

SONY GROUP CORPORATION 6-K

View on SEC.gov →
132-02874
2025-04-24

FILING PURSUANT TO RULE 425

View on SEC.gov →
001-15941
2005-08-09

FORM 10-Q

View on SEC.gov →
333-98061-99
2007-09-20

FORM 6-K

View on SEC.gov →
811-02581
2001-03-08

SEP ACC I/EQAT ANNUAL

View on SEC.gov →
811-04335
2001-03-08

SEP ACC FP/EQATANNUAL

View on SEC.gov →
811-08754
2001-03-08

SEP ACC 45/EQAT ANNUAL

View on SEC.gov →
811-03301
2001-03-08

SEP ACC 301/EQAT ANNUAL

View on SEC.gov →
001-15270
2019-08-26

FORM 6-K

View on SEC.gov →
005-89859
2020-08-03

EX-99.2

View on SEC.gov →
811-07659
2001-03-08

SEP ACC 49/EQAT ANNUAL

View on SEC.gov →
811-07953
2001-03-05

ANNUAL REPORT

View on SEC.gov →
001-37821
2020-08-03

FORM 6-K

View on SEC.gov →
001-41662
2024-05-15

SEC filing

View on SEC.gov →
811-05398
2003-02-21

SEC filing

View on SEC.gov →
001-15270
2019-12-16

FORM 6-K

View on SEC.gov →
001-33098
2011-09-30

FORM 6-K

View on SEC.gov →
811-08201
2002-10-01

SEC filing

View on SEC.gov →
811-01415
2002-04-05

ALLIANCE GLOBAL SMALL CAP FUND

View on SEC.gov →
333-98061-99
2007-09-20

FORM 6-K

View on SEC.gov →
811-05398
2001-02-28

SEC filing

View on SEC.gov →
033-93414
2007-09-20

FORM 6-K

View on SEC.gov →
811-22723
2016-08-19

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-08527
2002-08-08

SEC filing

View on SEC.gov →
001-06784
2008-11-07

FORM 6-K

View on SEC.gov →
333-98061-99
2007-03-05

FORM 6-K

View on SEC.gov →
333-98061-99
2007-09-20

FORM 6-K

View on SEC.gov →
005-94957
2025-05-01

NOTICE OF THE 17TH ANNUAL GENERAL MEETING OF SHAREHOLDERS

View on SEC.gov →
811-05398
2001-08-22

VARP - INTERNATIONAL SAR

View on SEC.gov →
811-09491
2003-03-11

USALLIANZ FUNDS N-30D

View on SEC.gov →
001-06784
2008-12-22

FORM 6-K

View on SEC.gov →
001-32492
2005-06-16

INSURANCE MATTERS AGREEMENT

View on SEC.gov →
001-31416
2008-07-07

EX-1 NOTICE, DATED JULY 1, 2008, REGARDING A BUSINESS ALLIANCE WITH THE SAIKYO BANK, LTD.

View on SEC.gov →
811-09491
2002-08-27

USALLIANZ VIP FUNDS SEMI-ANNUAL REPORT N-30D

View on SEC.gov →
811-08527
2001-08-01

INTERNATIONAL PREMIER GROWTH SAR

View on SEC.gov →
811-10221
2002-02-04

AB GLOBAL VALUE FUND

View on SEC.gov →
001-15146
2003-11-03

SEC filing

View on SEC.gov →
811-07596
2003-02-05

SEC filing

View on SEC.gov →
033-93414
2007-09-20

FORM 6-K

View on SEC.gov →
001-31416
2007-06-11

EX-1 NOTICE REGARDING BUSINESS AND CAPITAL ALLIANCE WITH BUSINESS BANK CONSULTING CO., LTD.

View on SEC.gov →
333-109072
2004-10-29

RULE 425

View on SEC.gov →
001-15941
2005-05-09

FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2005

View on SEC.gov →
811-05398
2002-04-01

VARP INTERNATIONAL 12/01

View on SEC.gov →
811-08426
2002-08-29

SEC filing

View on SEC.gov →
811-08426
2003-03-03

SEC filing

View on SEC.gov →
811-08201
2002-04-05

GREATER CHINA 97 FUND

View on SEC.gov →
001-15146
2004-04-05

SEC filing

View on SEC.gov →
001-41662
2023-11-15

SYLA TECHNOLOGIES ENTERS INTO BASIC AGREEMENT

View on SEC.gov →
005-94957
2025-04-14

NOTICE CONCERNING EXECUTION OF A SHARE EXCHANGE AGREEMENT

View on SEC.gov →
811-08201
2001-10-05

GREATER CHINA 97

View on SEC.gov →
001-15146
2004-01-30

SEC filing

View on SEC.gov →
000-54189
2011-11-29

FORM 6-K

View on SEC.gov →
333-86472
2002-04-18

REGISTRATION STATEMENT

View on SEC.gov →
001-32899
2008-08-07

ANALYST AND INVESTOR CONFERENCE CALL PRESENTATION OF MERGER

View on SEC.gov →
811-08776
2001-07-10

ALL ASIA INVESTMENT FUND

View on SEC.gov →
001-15146
2003-06-27

SEC filing

View on SEC.gov →
333-119414
2008-02-08

EX-99.16

View on SEC.gov →
333-98061-99
2004-08-26

FORM 6-K

View on SEC.gov →
132-02833
2020-01-31

SEC filing

View on SEC.gov →
811-00204
2001-08-17

ALLIANCE FUND SAR

View on SEC.gov →
811-05088
2001-01-08

SEC filing

View on SEC.gov →
001-15146
2004-07-30

SEC filing

View on SEC.gov →
811-03130
2001-09-07

ALLIANCE INTERNATIONAL FUND

View on SEC.gov →
000-54189
2025-02-18

FORM 6-K

View on SEC.gov →
001-15146
2004-09-27

SEC filing

View on SEC.gov →
333-50280
2008-04-09

EX-99.1.7

View on SEC.gov →
001-15146
2003-05-16

SEC filing

View on SEC.gov →
333-35594
2001-04-26

POST EFFECTIVE AMENDMENT ON FORM N-4

View on SEC.gov →
811-08403
2001-01-08

SEC filing

View on SEC.gov →
005-94957
2025-04-14

NOTICE CONCERNING ANNOUNCEMENT OF OPINION ON THE PLANNED COMMENCEMENT OF TENDER OFFER

View on SEC.gov →
811-08527
2002-02-05

ALLIANCE INTERNATIONAL PREMIER GROWTH

View on SEC.gov →
001-15146
2004-01-20

SEC filing

View on SEC.gov →
001-15941
2005-02-24

FORM 10-K

View on SEC.gov →
2005-08-18

SEC filing

View on SEC.gov →
001-15146
2003-02-19

SEC filing

View on SEC.gov →
811-05398
2003-02-20

SEC filing

View on SEC.gov →
132-02834
2020-01-31

SEC filing

View on SEC.gov →
811-07953
2002-03-06

ANNUAL OR SEMI-ANNUAL REPORT

View on SEC.gov →
001-15146
2005-06-30

SEC filing

View on SEC.gov →
001-15146
2004-06-30

SEC filing

View on SEC.gov →
333-114401
2008-04-11

EX-99.1

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
013222
License Status
Active
Bond Status
Bonded — SOUTHWEST MARINE AND GENERAL INSURANCE COMPANY
Address
ALLIANCE HOUSE, FENTON WAY, SOUTHFIELDS BUSINESS PARK, BASILDON, ESSEX, SS15 6TD, UNITED KINGDOM
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List
← GREAT WAY TRADING & TRANSPORTATION, INC.ALLIANCE PACIFIC CORPORATION, INC. →