Base
NVOCC

DFS OCEAN SERVICES LLC

ANNAPOLIS, MD, UNITED STATES

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-28 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “DFS OCEAN SERVICES LLC” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “DFS OCEAN SERVICES LLC” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

Federal Register Mentions (2)

Notice2014-05638
2014-03-14

Ocean Transportation Intermediary License Applicants

Notice2013-22767
2013-09-19

Ocean Transportation Intermediary License Applicants

SEC Filings (100)

001-15623
2001-11-19

10-Q

View on SEC.gov →
001-15623
2001-04-18

10-K

View on SEC.gov →
001-15623
2001-05-21

SEC filing

View on SEC.gov →
333-232740
2020-08-03

EX-99.26

View on SEC.gov →
811-08108
2023-08-07

EXHIBIT 99.(M)(29)

View on SEC.gov →
811-08108
2024-02-12

EXHIBIT 99.29

View on SEC.gov →
811-08108
2023-11-06

EXHIBIT 99.(P)(29)

View on SEC.gov →
811-08108
2024-02-21

EXHIBIT 99.29

View on SEC.gov →
811-08537
2024-02-12

EXHIBIT 99.29

View on SEC.gov →
811-08108
2022-12-15

EX-99.(P)

View on SEC.gov →
811-08108
2022-07-05

EX-99.29

View on SEC.gov →
001-15623
2001-08-20

10-Q

View on SEC.gov →
333-201919
2021-02-11

EX-99.(26)(A)

View on SEC.gov →
811-07337
2021-06-01

EX-99.28(A)

View on SEC.gov →
811-07337
2021-08-06

EX-99.28(A)

View on SEC.gov →
811-05037
2014-05-28

QUARTERLY NOTICE OF PORTFOLIO HOLDINGS

View on SEC.gov →
001-15623
2001-11-30

DEF 14A

View on SEC.gov →
811-05037
2013-11-27

QUARTERLY NOTICE OF PORTFOLIO HOLDINGS

View on SEC.gov →
033-23460
2002-04-09

UNPAID BILLS DETAIL

View on SEC.gov →
811-04492
2006-12-28

MFS SERIES TRUST X

View on SEC.gov →
020-27808
2021-03-17

SEC filing

View on SEC.gov →
001-37867
2018-08-06

EXHIBIT 99.1

View on SEC.gov →
001-32929
2017-04-20

EXHIBIT 99.1

View on SEC.gov →
333-239217
2020-06-16

S-1

View on SEC.gov →
333-239217
2020-06-22

424B4

View on SEC.gov →
333-238051
2020-05-06

FORM S-1

View on SEC.gov →
333-238051
2020-05-12

S-1/A

View on SEC.gov →
333-108125
2004-05-26

TERM SHEET

View on SEC.gov →
001-37867
2018-03-29

10-K

View on SEC.gov →
333-238051
2020-05-13

424B3

View on SEC.gov →
333-238051
2021-03-05

424B3

View on SEC.gov →
000-14903
2001-04-17

BALDWIN PIANO AND ORGAN FORM 10-K405

View on SEC.gov →
001-37867
2019-03-29

10-K

View on SEC.gov →
333-238051
2021-02-26

POS AM

View on SEC.gov →
001-32929
2013-04-05

EXHIBIT 99.1

View on SEC.gov →
001-32929
2006-11-13

TECHNICAL REPORT ON THE NORTHMET PROJECT DATED OCTOBER 2006

View on SEC.gov →
001-32929
2006-11-13

TECHNICAL REPORT ON THE NORTHMET PROJECT DATED OCTOBER 2006 (PDF VERSION)

View on SEC.gov →
333-207361-08
2018-03-22

FREE WRITING PROSPECTUS

View on SEC.gov →
811-04492
2006-06-28

MFS SERIES TRUST X

View on SEC.gov →
811-04108
2004-11-29

RQ630_11960NQ.TXT

View on SEC.gov →
333-108125-01
2004-06-23

DEFINITIVE MATERIALS

View on SEC.gov →
811-05012
2015-09-01

CREDIT SUISSE ASSET MANAGEMENT INCOME FUND, INC.

View on SEC.gov →
811-05012
2014-09-04

CREDIT SUISSE ASSET MANAGEMENT INCOME FUND,INC.

View on SEC.gov →
001-32929
2009-04-30

ANNUAL REPORT FOR THE FISCAL YEAR ENDED JANUARY 31, 2009

View on SEC.gov →
333-108125333-108125-01
2004-05-26

DEFINITIVE MATERIALS

View on SEC.gov →
001-32929
2008-08-28

REGISTRATION STATEMENT (AMENDMENT NO. 1)

View on SEC.gov →
001-32929
2009-04-17

AMENDED ANNUAL REPORT FOR THE FISCAL YEAR ENDED JANUARY 31, 2008

View on SEC.gov →
811-03420
2004-11-29

RQ285_11947NQ.TXT

View on SEC.gov →
001-32929
2008-04-30

ANNUAL REPORT FOR THE FISCAL YEAR ENDED JANUARY 31, 2008

View on SEC.gov →
001-32929
2010-05-03

FORM 20-F

View on SEC.gov →
001-31528
2009-03-09

EX-99.1

View on SEC.gov →
811-09054
2014-07-01

N-CSRS

View on SEC.gov →
001-31890
2008-06-18

EX-99.1

View on SEC.gov →
001-38314
2022-03-14

EX-99.1

View on SEC.gov →
001-32929
2011-05-09

FORM 20-F

View on SEC.gov →
001-32929
2013-04-22

FORM 20-F

View on SEC.gov →
001-32929
2007-05-31

ANNUAL REPORT FOR THE FISCAL YEAR ENDED JANUARY 31, 2007

View on SEC.gov →
001-32929
2014-04-25

FORM 20-F

View on SEC.gov →
001-32929
2011-05-31

ANNUAL REPORT FOR THE FISCAL YEAR ENDED JANUARY 31, 2011

View on SEC.gov →
000-20022
2001-08-17

SEC filing

View on SEC.gov →
001-32929
2012-05-01

FORM 20-F

View on SEC.gov →
001-32929
2015-04-21

FORM 20-F

View on SEC.gov →
811-09054
2016-01-06

N-CSR

View on SEC.gov →
001-11713
2026-04-27

ARS

View on SEC.gov →
811-09054
2016-07-01

N-CSRS

View on SEC.gov →
001-37867
2016-09-09

EX-10.2

View on SEC.gov →
811-09054
2015-01-06

N-CSR

View on SEC.gov →
811-09054
2015-07-01

N-CSRS

View on SEC.gov →
811-21719
2018-08-30

SEC filing

View on SEC.gov →
811-21719
2018-08-24

SEC filing

View on SEC.gov →
001-32929
2016-04-21

FORM 20-F

View on SEC.gov →
001-32929
2013-04-05

EXHIBIT 99.1

View on SEC.gov →
811-04108
2005-05-27

RQ630_15559NQ.TXT

View on SEC.gov →
333-206582-10
2017-05-16

FREE WRITING PROSPECTUS

View on SEC.gov →
000-14818
2006-05-11

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
001-10545
2012-02-27

10-K

View on SEC.gov →
333-129089
2005-10-18

FORM SB-2

View on SEC.gov →
811-21566
2013-09-24

BLACKROCK FLOATING RATE INCOME TRUST

View on SEC.gov →
811-05012
2015-03-03

CREDIT SUISSE ASSET MANAGEMENT INCOME FUND,INC.

View on SEC.gov →
002-91556
2016-04-12

LEGG MASON PARTNERS MONEY MARKET TRUST

View on SEC.gov →
001-36401
2014-12-05

EX-10.3

View on SEC.gov →
002-91556
2016-04-12

WESTERN ASSET GOVERNMENT RESERVES

View on SEC.gov →
001-32929
2006-07-31

SEC filing

View on SEC.gov →
333-129089
2005-11-23

AMENDMENT TO FORM SB-2

View on SEC.gov →
333-129089
2005-12-13

PROSPECTUS SUPPLEMENT

View on SEC.gov →
333-194421
2014-03-07

EX-10.3.4

View on SEC.gov →
811-05012
2016-03-02

CREDIT SUISSE ASSET MANAGEMENT INCOME FUND,INC.

View on SEC.gov →
811-08326
2006-11-29

MFS VARIABLE INSURANCE TRUST

View on SEC.gov →
377-00397
2013-12-11

SEC filing

View on SEC.gov →
811-03420
2005-05-27

RQ285_15545NQ.TXT

View on SEC.gov →
001-38996
2021-02-23

10-K

View on SEC.gov →
811-06444
2021-05-20

LMP EQUITY TRUST--CLEARBRIDGE INTERNATIONAL SMALL CAP FUND

View on SEC.gov →
001-37867
2016-09-09

EX-10.1

View on SEC.gov →
811-08326
2007-05-29

MFS VARIABLE INSURANCE TRUST

View on SEC.gov →
811-05037
2014-03-07

MUZINICH CREDIT OPPORTUNITIES FUND ANNUAL REPORT 12-31-13

View on SEC.gov →
811-21872
2016-08-30

N-PX

View on SEC.gov →
001-33404
2025-03-21

PRE 14A

View on SEC.gov →
001-33404
2025-04-01

DEF 14A

View on SEC.gov →
811-09054
2014-09-22

N-Q

View on SEC.gov →
811-06444
2020-05-20

LMP EQUITY TRUST--CLEARBRIDGE INTERNATIONAL SMALL CAP FUND

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
004184
License Status
Active
Bond Status
Bonded — FIDELITY AND DEPOSIT COMPANY OF MARYLAND
Address
1750 FOREST DRIVE, SUITE 205, ANNAPOLIS, MD, UNITED STATES
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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