Base
NVOCC

DAL FARRA COMPANY, INC.

MIAMI, FL, UNITED STATES

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “DAL FARRA COMPANY, INC.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “DAL FARRA COMPANY, INC.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

Federal Register Mentions (3)

Notice2013-23378
2013-09-26

Ocean Transportation Intermediary License Applicants

Uncategorized Document94-18473
1994-07-29

Cancellation of Tariffs For Failure To Comply With Automated Tariff Filing and Information System (``ATFI'') Filing Requirements

Uncategorized Document94-5093
1994-03-07

Cancellation of Tariffs for Failure To Comply With Automated Tariff Filing and Information System (``ATFI'') Filing Requirements; Order To Show Cause

SEC Filings (97)

070-10338
2005-11-29

KMI EXHIBIT 7 BC UTILITIES COMMISSION APPROVAL

View on SEC.gov →
811-07803
2012-08-30

SEC filing

View on SEC.gov →
811-07076
2012-08-30

SEC filing

View on SEC.gov →
811-07507
2006-08-31

N-PX FILING

View on SEC.gov →
811-22578
2015-08-05

SEC filing

View on SEC.gov →
811-05518
2008-08-25

THE RBB FUNDS

View on SEC.gov →
811-07803
2012-08-30

SEC filing

View on SEC.gov →
811-21906
2015-10-02

CLAYMORE ETF TRUST

View on SEC.gov →
811-21906
2015-08-11

CLAYMORE ETF TRUST

View on SEC.gov →
811-07803
2012-08-30

SEC filing

View on SEC.gov →
811-08918
2012-08-23

HC CAPITAL TRUST

View on SEC.gov →
811-02652
2012-08-30

SEC filing

View on SEC.gov →
811-08520
2012-08-29

SEC filing

View on SEC.gov →
811-07507
2012-08-27

N-PX FILING - DWS INVESTMENTS VIT FUNDS

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811-02546
2012-08-23

SEC filing

View on SEC.gov →
811-07076
2015-08-28

SEC filing

View on SEC.gov →
811-09525
2012-08-30

PROXY VOTING RECORD 7/1/2011 - 6/30/2012

View on SEC.gov →
811-07885
2008-09-02

QUANTITATIVE EXTENDED MARKET INDEX

View on SEC.gov →
811-21114
2012-08-16

N-PX

View on SEC.gov →
811-07102
2012-08-30

SEC filing

View on SEC.gov →
811-05309
2006-08-25

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-21906
2015-08-07

CLAYMORE ETF TRUST

View on SEC.gov →
811-21906
2012-08-28

CLAYMORE ETF 1

View on SEC.gov →
811-07852
2019-08-12

USAA MUTUAL FUNDS TRUST 2019

View on SEC.gov →
811-07852
2020-08-10

USAA MUTUAL FUNDS TRUST FORM N-PX AUGUST 2020

View on SEC.gov →
811-09689
2021-08-27

MASTER TRUST FACTOR BASED PORTFOLIOS NPX

View on SEC.gov →
811-08821
2012-08-30

PROXY VOTING RECORD 7/1/2011 - 6/30/2012

View on SEC.gov →
811-02652
2008-08-27

VOTING - EXTENDED MRKT

View on SEC.gov →
811-07584
2012-08-30

PROXY VOTING RECORD 7/1/2011 - 6/30/2012

View on SEC.gov →
811-05309
2012-08-29

NUVEEN INVESTMENT FUNDS, INC.

View on SEC.gov →
811-08839
2012-08-28

SPDR SERIES TRUST

View on SEC.gov →
811-02652
2021-08-27

N-PX

View on SEC.gov →
811-05251
2012-08-23

SEC filing

View on SEC.gov →
811-03459
2012-08-23

PENN SERIES FUNDS, INC.

View on SEC.gov →
811-03153
2012-08-23

FORM N-PX

View on SEC.gov →
811-08961
2012-08-29

SEC filing

View on SEC.gov →
811-08520
2006-08-25

SEC filing

View on SEC.gov →
811-09093
2006-08-11

E*TRADE FUNDS

View on SEC.gov →
811-10509
2012-08-28

AXA PREMIER VIP TRUST

View on SEC.gov →
811-58431
2015-08-28

SEC filing

View on SEC.gov →
811-09301
2012-08-29

SEC filing

View on SEC.gov →
811-07885
2012-08-28

QUANTITATIVE MASTER SERIES LLC

View on SEC.gov →
811-07076
2008-09-02

SEC filing

View on SEC.gov →
811-03091
2006-08-24

FAM SERIES FUNDS, INC.

View on SEC.gov →
811-02652
2015-08-27

SEC filing

View on SEC.gov →
811-08961
2006-08-25

SEC filing

View on SEC.gov →
811-07852
2012-08-29

FORM N-PX FOR USAA MUTUAL FUNDS TRUST

View on SEC.gov →
811-05251
2021-08-27

PRIMARY DOCUMENT

View on SEC.gov →
811-05251
2015-08-24

SEC filing

View on SEC.gov →
811-58431
2019-08-30

N-PX

View on SEC.gov →
811-06093
2019-08-30

N-PX

View on SEC.gov →
811-04000
2006-08-31

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY FOR SUMMIT MUTUAL FUNDS, INC.

View on SEC.gov →
811-08839
2008-08-27

SPDR SERIES TRUST N-PX

View on SEC.gov →
811-08073
2012-08-31

STATE FARM VARIABLE PRODUCT TRUST

View on SEC.gov →
811-21261
2012-08-30

PROXY VOTING RECORD 7/1/2011 - 6/30/2012

View on SEC.gov →
811-07852
2008-08-22

USAA MUTUAL FUNDS TRUST 6/30/08

View on SEC.gov →
811-02652
2006-08-31

SEC filing

View on SEC.gov →
811-03605
2006-08-29

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-21265
2019-08-08

N-PX

View on SEC.gov →
811-07852
2015-08-28

FORM N-PX FOR 2015

View on SEC.gov →
811-04000
2012-08-22

SEC filing

View on SEC.gov →
811-02652
2019-08-30

N-PX

View on SEC.gov →
811-05251
2019-08-29

SEC filing

View on SEC.gov →
811-02652
2015-08-27

SEC filing

View on SEC.gov →
811-05514
2012-08-29

WILMINGTON FUNDS

View on SEC.gov →
811-09729
2013-05-17

AMENDMENT NO. 1 TO FORM N-PX

View on SEC.gov →
811-09729
2012-08-30

FORM N-PX FOR ISHARES TRUST

View on SEC.gov →
811-07953
2012-08-28

EQ ADVISORS TRUST

View on SEC.gov →
811-08055
2006-08-25

SEC filing

View on SEC.gov →
811-09301
2007-08-23

SEC filing

View on SEC.gov →
811-09301
2006-08-25

SEC filing

View on SEC.gov →
811-09729
2019-08-29

FORM N-PX

View on SEC.gov →
811-05141
2012-08-23

PACIFIC SELECT FUNDS

View on SEC.gov →
811-07885
2015-08-26

QUANTITATIVE MASTER SERIES LLC

View on SEC.gov →
811-07953
2021-08-30

EQ ADVISORS TRUST N-PX

View on SEC.gov →
811-07953
2015-08-27

EQ ADVISORS TRUST N-PX

View on SEC.gov →
811-02652
2019-08-30

N-PX

View on SEC.gov →
811-08495
2012-08-29

SEC filing

View on SEC.gov →
811-10027
2012-08-31

STATE FARM MUTUAL FUND TRUST

View on SEC.gov →
811-04415
2012-08-29

SEC filing

View on SEC.gov →
811-09729
2021-08-27

FORM N-PX

View on SEC.gov →
811-09729
2015-08-26

FORM N-PX FOR ISHARES TRUST

View on SEC.gov →
811-09729
2020-08-27

FORM N-PX

View on SEC.gov →
811-05251
2020-08-27

PRIMARY DOCUMENT

View on SEC.gov →
811-08236
2006-08-29

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-04415
2006-08-25

SEC filing

View on SEC.gov →
811-08090
2013-01-09

LINCOLN VARIABLE INSURANCE PRODUCTS TRUST

View on SEC.gov →
811-08090
2012-08-16

LINCOLN VARIABLE INSURANCE PRODUCTS TRUST

View on SEC.gov →
811-08894
2006-08-31

SEC filing

View on SEC.gov →
811-07852
2021-08-25

USAA MUTUAL FUNDS TRUST

View on SEC.gov →
811-08236
2012-08-30

NORTHERN FUNDS

View on SEC.gov →
811-04146
2012-08-24

BRD031_0000756913.TXT

View on SEC.gov →
811-04146
2012-08-30

BRD031000756913A.TXT

View on SEC.gov →
811-08894
2012-08-30

JNL SERIES TRUST N-PX FOR PERIOD ENDING 06/30/2012

View on SEC.gov →
333-177230
2013-09-09

SEC filing

View on SEC.gov →
333-177230
2013-09-06

SEC filing

View on SEC.gov →
333-177230
2013-09-06

SEC filing

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
003409
License Status
Active
Bond Status
Bonded — SOUTHWEST MARINE AND GENERAL INSURANCE COMPANY
Address
1465 N.W. 97TH AVENUE, MIAMI, FL, UNITED STATES
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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