Base
Freight Forwarder

ROGER BAUM INTERNATIONAL EXPORTS INC.

TAMPA, FL, UNITED STATES

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “ROGER BAUM INTERNATIONAL EXPORTS INC.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “ROGER BAUM INTERNATIONAL EXPORTS INC.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

Federal Register Mentions (1)

NoticeE7-23584
2007-12-05

Ocean Transportation Intermediary License Applicants

SEC Filings (100)

333-121835
2005-02-09

AMENDMENT NO. 1 TO FORM S-3

View on SEC.gov →
333-276911
2024-02-07

FORM S-1

View on SEC.gov →
002-87568
2004-10-25

SEC filing

View on SEC.gov →
033-05646
2004-10-25

SEC filing

View on SEC.gov →
333-36137
2004-10-25

SEC filing

View on SEC.gov →
333-84634
2004-11-29

SEC filing

View on SEC.gov →
033-05646
2004-12-23

SEC filing

View on SEC.gov →
333-36137
2004-12-23

SEC filing

View on SEC.gov →
333-276911
2024-08-12

FORM S-1/A

View on SEC.gov →
811-07225
2004-10-25

SEC filing

View on SEC.gov →
333-276911
2024-07-24

FORM S-1/A

View on SEC.gov →
333-276911
2024-06-20

FORM S-1/A

View on SEC.gov →
033-56015
2004-12-23

SEC filing

View on SEC.gov →
033-56015
2004-12-23

SEC filing

View on SEC.gov →
002-87568
2004-12-23

SEC filing

View on SEC.gov →
333-276911
2024-08-12

FORM S-1/A

View on SEC.gov →
333-276911
2024-08-02

FORM S-1/A

View on SEC.gov →
024-11360
2020-11-04

OFFERING CIRCULAR

View on SEC.gov →
811-01545
2014-08-21

BRD2K30000031266.TXT

View on SEC.gov →
811-10487
2015-08-26

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-07205
2009-08-24

SEC filing

View on SEC.gov →
811-07454
2004-08-23

PACIFIC CAPITAL FUNDS FORM N-PX/6-30-04

View on SEC.gov →
811-21407
2014-08-21

NUVEEN DIVERSIFIED DIVIDEND AND INCOME FUND

View on SEC.gov →
811-00649
2010-08-23

SEC filing

View on SEC.gov →
811-04118
2011-08-22

SEC filing

View on SEC.gov →
811-08255
2005-10-25

TWF 063004 N-PX AMENDED

View on SEC.gov →
811-08255
2004-08-27

SEC filing

View on SEC.gov →
811-07736
2014-08-29

JAS N-PX 6.30.14

View on SEC.gov →
002-92665
2005-01-28

EXCELSIOR FUNDS, INC.

View on SEC.gov →
033-11387
2018-12-17

485BPOS

View on SEC.gov →
033-11387
2018-07-31

485APOS

View on SEC.gov →
811-03010
2014-08-20

SEC filing

View on SEC.gov →
811-22717
2015-07-28

PROXY VOTING SUMMARY

View on SEC.gov →
811-21407
2015-08-13

NUVEEN DIVERSIFIED DIVIDEND AND INCOME FUND

View on SEC.gov →
000-08356
2009-03-16

ANNUAL REPORT

View on SEC.gov →
811-07619
2015-08-13

NUVEEN INVESTMENT TRUST

View on SEC.gov →
001-04119
2023-03-24

ARS

View on SEC.gov →
811-07619
2014-08-21

NUVEEN INVESTMENT TRUST

View on SEC.gov →
811-03258
2009-08-31

SEC filing

View on SEC.gov →
811-07436
2009-08-31

SEC filing

View on SEC.gov →
811-08821
2014-08-15

RYDEX VARIABLE TRUST

View on SEC.gov →
811-08821
2015-08-13

RYDEX VARIABLE TRUST

View on SEC.gov →
811-06400
2010-08-31

SEC filing

View on SEC.gov →
811-07584
2014-08-15

RYDEX SERIES FUNDS

View on SEC.gov →
811-07436
2008-08-29

SEC filing

View on SEC.gov →
811-02546
2014-08-20

SEC filing

View on SEC.gov →
811-07584
2014-08-15

RYDEX SERIES FUNDS

View on SEC.gov →
811-07584
2015-08-13

RYDEX SERIES FUNDS

View on SEC.gov →
811-08319
2015-08-24

VOYA PARTNERS INC

View on SEC.gov →
811-04108
2015-08-26

OPPENHEIMER VARIABLE ACCOUNT FUNDS

View on SEC.gov →
811-08532
2014-08-26

FORM N-PX

View on SEC.gov →
811-05309
2015-08-13

NUVEEN INVESTMENT FUNDS, INC.

View on SEC.gov →
811-07102
2014-08-29

SEC filing

View on SEC.gov →
811-08839
2015-08-27

SPDR SERIES TRUST

View on SEC.gov →
811-03114
2014-08-20

SEC filing

View on SEC.gov →
811-03258
2011-08-31

SEC filing

View on SEC.gov →
033-11387
2019-01-18

485BPOS

View on SEC.gov →
002-92665
2005-09-23

EXCELSIOR FUNDS, INC. - CORE BOND FUND

View on SEC.gov →
811-08839
2014-08-27

SPDR SERIES TRUST

View on SEC.gov →
811-04236
2012-08-29

JPMORGAN TRUST II

View on SEC.gov →
033-11387
2018-12-21

485BPOS

View on SEC.gov →
811-05309
2014-08-21

NUVEEN INVESTMENT FUNDS, INC.

View on SEC.gov →
811-03010
2015-08-24

SEC filing

View on SEC.gov →
811-04108
2014-08-22

SEC filing

View on SEC.gov →
033-11387
2018-09-14

485APOS

View on SEC.gov →
811-08274
2011-08-24

SEC filing

View on SEC.gov →
811-03114
2015-08-24

SEC filing

View on SEC.gov →
811-04603
2012-08-30

THRIVENT SERIES FUND, INC.

View on SEC.gov →
811-10385
2012-08-23

PACIFIC LIFE FUNDS

View on SEC.gov →
811-04253
2015-08-26

MFS SERIES TRUST XV N-PX

View on SEC.gov →
811-21759
2011-08-29

BLACKROCK GLOBAL DYNAMIC EQUITY FUND

View on SEC.gov →
811-09729
2013-05-17

AMENDMENT NO. 1 TO FORM N-PX

View on SEC.gov →
811-05576
2011-08-29

BLACKROCK GLOBAL ALLOCATION FUND INC

View on SEC.gov →
811-03290
2011-08-29

BLACKROCK VARIABLE SERIES FUNDS, INC.

View on SEC.gov →
811-01879
2014-08-29

JIF NPX 6.30.14

View on SEC.gov →
811-03258
2012-08-31

SEC filing

View on SEC.gov →
811-03258
2010-08-31

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-09729
2012-08-30

FORM N-PX FOR ISHARES TRUST

View on SEC.gov →
811-05251
2014-08-20

SEC filing

View on SEC.gov →
811-05017
2010-08-30

IVY FUNDS VARIABLE INSURANCE PORTFOLIOS

View on SEC.gov →
033-11387
2018-10-31

485APOS

View on SEC.gov →
811-06520
2008-08-27

BRD006_0000882443

View on SEC.gov →
811-07257
2014-08-27

SEC filing

View on SEC.gov →
811-03091
2011-08-29

BLACKROCK SERIES FUND, INC.

View on SEC.gov →
811-09903
2014-08-18

FORM N-PX

View on SEC.gov →
811-02224
2015-08-21

N-PX

View on SEC.gov →
811-08004
2013-08-28

BRDVT90000912036

View on SEC.gov →
811-10509
2014-08-29

AXA PREMIER VIP TRUST

View on SEC.gov →
811-08162
2014-08-27

MASTER INVESTMENT PORTFOLIO

View on SEC.gov →
033-11387
2019-05-15

485BPOS

View on SEC.gov →
811-05075
2012-08-30

THRIVENT MUTUAL FUNDS

View on SEC.gov →
811-07885
2014-08-27

QUANTITATIVE MASTER SERIES LLC

View on SEC.gov →
811-08319
2014-08-25

VOYA PARTNERS INC

View on SEC.gov →
811-02546
2015-08-24

SEC filing

View on SEC.gov →
811-00649
2013-08-21

SEC filing

View on SEC.gov →
811-08941
2014-08-28

VANTAGEPOINT FUNDS

View on SEC.gov →
811-01879
2011-08-29

JIF NPX 6-30-11

View on SEC.gov →
811-03990
2016-04-27

SEC filing

View on SEC.gov →
811-04415
2009-08-28

SEC filing

View on SEC.gov →
811-08257
2015-08-27

GE INSTITUTIONAL FUNDS - ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
001784
License Status
Active
Bond Status
Bonded — SOUTHWEST MARINE AND GENERAL INSURANCE COMPANY
Address
2901 W. BUSCH BLVD., SUITE 806, TAMPA, FL, UNITED STATES
Classification
Freight Forwarder

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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