Base
NVOCC

F.C. GERLACH AND CO., INC.

LAWRENCE, NY, UNITED STATES

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from FMC Licensed Carriers & OTIs, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates monthly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “F.C. GERLACH AND CO., INC.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “F.C. GERLACH AND CO., INC.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

811-21517
2006-08-30

PROXY VOTING RECORD

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811-04997
2006-08-31

FORM N-PX

View on SEC.gov →
811-21745
2006-08-28

ADP2K3_0001322435.TXT

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811-05186
2016-09-12

SEC filing

View on SEC.gov →
811-09813
2012-08-20

SEC filing

View on SEC.gov →
811-07502
2012-08-21

FORM N-PX

View on SEC.gov →
811-05518
2006-08-29

THE RBB FUND, INC.

View on SEC.gov →
811-05088
2006-08-31

SEC filing

View on SEC.gov →
811-03587
2009-08-24

SEC filing

View on SEC.gov →
811-01352
2009-08-24

SEC filing

View on SEC.gov →
811-22648
2024-08-28

SEC filing

View on SEC.gov →
811-21735
2012-08-07

BRD2K30001322436.TXT

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811-01400
2018-08-23

SEC filing

View on SEC.gov →
811-07443
2021-08-27

N-PX

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811-07148
2012-07-25

SCHWARTZ INVESTMENT TRUST - FORM N-PX

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811-05162
2006-08-31

FORM N-PX

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811-04283
2006-08-31

SEC filing

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811-07102
2021-08-30

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

View on SEC.gov →
811-08061
2024-08-30

SEC filing

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811-07409
2006-08-25

ADP2K3_0001002667

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811-05201
2009-08-27

N-PX 06-30-09

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811-07254
2021-08-27

N-PX

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811-07527
2009-08-28

SEC filing

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811-05430
2018-08-29

SSGA FUNDS

View on SEC.gov →
811-10045
2021-08-26

CALVERT IMPACT FUND, INC.

View on SEC.gov →
811-03785
2009-08-24

SEC filing

View on SEC.gov →
811-03583
2009-08-24

SEC filing

View on SEC.gov →
811-03956
2006-08-28

RIVERSOURCE STRATEGY SERIES, INC. FORM N-PX

View on SEC.gov →
811-10221
2006-08-31

SEC filing

View on SEC.gov →
811-05084
2006-08-24

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-05398
2007-06-22

SEC filing

View on SEC.gov →
811-05344
2024-08-28

SEC filing

View on SEC.gov →
811-10001
2006-08-17

OPPENHEIMER MAIN STREET OPPORTUNITY FUND FORM N-PX

View on SEC.gov →
811-04041
2012-08-24

GE INVESTMENTS - ANNUAL REPORT OF PROXY VOTING RECORD FOR THE PERIOD ENDED JUNE 30, 2012

View on SEC.gov →
811-05398
2006-08-31

SEC filing

View on SEC.gov →
811-08257
2012-08-24

GE INSTITUTIONAL - ANNUAL REPORT OF PROXY VOTING RECORD FOR THE PERIOD ENDED JUNE 30, 2012

View on SEC.gov →
811-05511
2009-08-24

SEC filing

View on SEC.gov →
811-01444
2009-08-27

N-PX FILING - DWS VALUE EQUITY TRUST

View on SEC.gov →
811-04041
2009-08-20

GE INVESTMENTS FUNDS - ANNUAL REPORT OF PROXY VOTING RECORD FOR THE PERIOD ENDED JUNE 30, 2009

View on SEC.gov →
811-08257
2009-08-20

GE INSTITUTIONAL FUNDS - ANNUAL REPORT OF PROXY VOTING RECORD FOR THE PERIOD ENDED JUNE 30, 2009

View on SEC.gov →
811-21482
2021-08-31

N-PX

View on SEC.gov →
811-07507
2006-08-31

N-PX FILING

View on SEC.gov →
811-07102
2009-08-31

SEC filing

View on SEC.gov →
811-07883
2006-08-30

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-08104
2005-09-21

SEC filing

View on SEC.gov →
811-03759
2009-08-24

SEC filing

View on SEC.gov →
811-08104
2005-08-31

SEC filing

View on SEC.gov →
811-01796
2009-08-24

SEC filing

View on SEC.gov →
811-06175
2006-08-29

FORM N-PX

View on SEC.gov →
811-07454
2006-08-29

PACIFIC CAPITAL FUNDS N-PX

View on SEC.gov →
811-08922
2006-08-24

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-00649
2009-08-24

SEC filing

View on SEC.gov →
811-22648
2021-08-20

SEC filing

View on SEC.gov →
811-04087
2006-08-29

N-PX 12-31 SUBMISSION

View on SEC.gov →
811-00054
2009-08-28

N-PX

View on SEC.gov →
811-04108
2006-09-08

OPPENHEIMER VARIABLE ACCOUNT FUNDS

View on SEC.gov →
811-08234
2012-08-14

N-PX

View on SEC.gov →
811-04108
2006-08-30

OPPENHEIMER VARIABLE ACCOUNT FUNDS MAIN STREET FUND/VA FORM N-PX

View on SEC.gov →
811-04108
2006-09-08

OPPENHEIMER VARIABLE ACCOUNT FUND FORM N-PX/A

View on SEC.gov →
811-04108
2006-08-30

OPPENHEIMER VARIABLE ACCOUNT FUNDS MAIN STREET FUND/VA FORM N-PX

View on SEC.gov →
811-07443
2018-08-30

SEC filing

View on SEC.gov →
811-09333
2006-08-17

OPPENHEIMER MAIN STREET SMALL CAP FUND

View on SEC.gov →
811-09645
2006-08-31

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-02841
2009-08-24

SEC filing

View on SEC.gov →
811-04253
2015-08-26

MFS SERIES TRUST XV N-PX

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811-01796
2012-08-23

SEC filing

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811-04852
2009-08-27

BRD027_0000802716.TXT

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811-02652
2006-08-31

SEC filing

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811-03015
2006-08-31

OHIO NATIONAL FUND, INC. N-PX

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811-21904
2013-08-22

N-PX

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811-21667
2009-08-24

SEC filing

View on SEC.gov →
811-08104
2024-08-30

SEC filing

View on SEC.gov →
811-10267
2009-08-31

FINAL VERSION OF THE N-PX

View on SEC.gov →
811-04253
2012-08-28

MFS SERIES TRUST XV N-PX

View on SEC.gov →
811-21673
2006-08-31

SEC filing

View on SEC.gov →
811-06275
2012-08-27

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-21265
2006-08-25

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-05199
2006-08-31

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-23298
2021-08-23

WEISS STRATEGIC INTERVAL FUND

View on SEC.gov →
811-07874
2006-08-30

SEC filing

View on SEC.gov →
811-08194
2024-08-30

SEC filing

View on SEC.gov →
811-06161
2021-08-30

VIRTUS INVESTMENT TRUST

View on SEC.gov →
811-21624
2006-08-28

FORM N-PX ALLIANZ FOF TRUST 8-28-06

View on SEC.gov →
811-21719
2024-08-27

SEC filing

View on SEC.gov →
811-07142
2012-08-30

BRD_QY80000891079

View on SEC.gov →
811-00649
2012-08-23

SEC filing

View on SEC.gov →
811-04878
2006-08-31

SEC filing

View on SEC.gov →
811-08495
2006-08-28

GARTMORE MUTUAL FUNDS FORM N-PX

View on SEC.gov →
811-03940
2015-08-20

FORM N-PX

View on SEC.gov →
811-04367
2006-08-31

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-21720
2009-08-31

SEC filing

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811-03790
2011-08-10

EMERGING MARKETS N-PX

View on SEC.gov →
811-08194
2018-08-23

SEC filing

View on SEC.gov →
811-21944
2024-08-27

SEC filing

View on SEC.gov →
811-22338
2012-08-24

LEGG MASON GLOBAL ASSET MANAGEMENT TRUST

View on SEC.gov →
811-07572
2015-08-28

PFI 1031 NPX 2015 PROJECT 2

View on SEC.gov →
811-21720
2009-08-31

NORTHERN LIGHTS FUND TRUST

View on SEC.gov →
811-04133
2006-08-28

RIVERSOURCE STRATEGIC ALLOCATION SERIES, INC. FORM N-PX

View on SEC.gov →
811-06400
2015-08-31

SEC filing

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811-04008
2018-08-23

SEC filing

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Source: SEC EDGAR Full-Text Search

Registry Details

FMC OTI Number
000205
License Status
Active
Bond Status
Bonded — LEXON INSURANCE COMPANY
Address
290 CENTRAL AVENUE, SUITE 105, LAWRENCE, NY, UNITED STATES
Classification
NVOCC

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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