Base
Port Agent

Rodney Graff

3 vessel arrivals across 2 ports

Cross-Source Intelligence

Arrivals (12 mo)

3

2 active ports

Active Ports

2

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP CF-1400 Vessel Entrances, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates weekly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “Rodney Graff” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “Rodney Graff” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

001-13718
2024-06-14

FORM 8-K

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001-13718
2025-06-17

FORM 8-K

View on SEC.gov →
001-13718
2022-06-16

EXHIBIT 24

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001-13718
2023-06-16

FORM 8-K

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001-13718
2025-06-16

OWNERSHIP DOCUMENT

View on SEC.gov →
001-13718
2022-06-16

OWNERSHIP DOCUMENT

View on SEC.gov →
001-13718
2024-06-14

OWNERSHIP DOCUMENT

View on SEC.gov →
001-13718
2023-06-16

OWNERSHIP DOCUMENT

View on SEC.gov →
333-265600
2022-06-14

FORM S-8

View on SEC.gov →
333-286864
2025-04-30

FORM S-8

View on SEC.gov →
333-294299
2026-03-13

FORM S-8

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811-09519
2005-04-04

SEC filing

View on SEC.gov →
333-289141
2025-07-31

FORM S-8

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333-270335
2023-03-07

FORM S-8

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001-13718
2023-03-27

DEF 14C

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001-13718
2023-03-17

PRE 14C

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000-51357
2009-11-09

EX-99.2

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000-51357
2009-11-09

EX-99.2

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001-31880
2014-03-28

40-F

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000-23530
2013-11-14

EX-99.1

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811-07185
2016-08-26

N-PX

View on SEC.gov →
333-199955
2014-11-25

S-3, AMENDMENT NO. 1

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811-03880
2005-08-24

WAYNE HUMMER INVESTMENT TRUST

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811-03916
2017-08-30

SEC filing

View on SEC.gov →
811-21042
2009-08-28

FORM N-PX

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811-01700
2015-08-27

SEC filing

View on SEC.gov →
811-03694
2012-08-28

SEC filing

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811-03694
2016-08-26

SEC filing

View on SEC.gov →
811-09261
2014-08-12

SEC filing

View on SEC.gov →
811-07988
2013-08-21

ANNUAL REPORT OF PROXY VOTING RECORDS

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000-51357
2009-11-09

EX-99.3

View on SEC.gov →
811-01144
2015-08-28

FORM N-PX

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811-07959
2022-08-17

ANNUAL REPORT FOR N-PX

View on SEC.gov →
811-23061
2016-08-26

OPPENHEIMER STEELPATH PANORAMIC FUND

View on SEC.gov →
000-51357
2009-11-09

EX-99.3

View on SEC.gov →
811-21493
2005-08-22

SEC filing

View on SEC.gov →
811-07324
2023-08-30

N-PX

View on SEC.gov →
811-05379
2007-09-10

ROYCE FOCUS TRUST, INC.

View on SEC.gov →
811-08062
2009-08-28

SEC filing

View on SEC.gov →
811-05379
2007-08-28

ROYCE FOCUS TRUST, INC.

View on SEC.gov →
811-05037
2010-08-25

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-04707
2019-08-29

SEC filing

View on SEC.gov →
811-21719
2013-08-27

SEC filing

View on SEC.gov →
811-03916
2015-08-28

SEC filing

View on SEC.gov →
811-08518
2015-08-26

N-PX

View on SEC.gov →
811-22525
2014-08-26

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-03916
2014-08-28

SEC filing

View on SEC.gov →
811-01700
2017-08-29

SEC filing

View on SEC.gov →
811-21208
2009-08-26

FORM NPX

View on SEC.gov →
811-03694
2015-08-26

FORM N-PX

View on SEC.gov →
811-02514
2013-08-23

VARIABLE FUNDS

View on SEC.gov →
811-03105
2016-08-29

SEC filing

View on SEC.gov →
811-01700
2014-08-26

SEC filing

View on SEC.gov →
811-04316
2007-08-15

SEC filing

View on SEC.gov →
811-08587
2013-08-16

SEC filing

View on SEC.gov →
811-03916
2016-08-30

SEC filing

View on SEC.gov →
033-21677
2005-05-27

EXHIBIT 99.B(23)(P)(3)

View on SEC.gov →
811-02933
2013-08-21

SEC filing

View on SEC.gov →
001-11165
2006-11-30

EXHIBIT 99.1 - MOTION FOR ORDER

View on SEC.gov →
811-05361
2019-08-29

SEC filing

View on SEC.gov →
033-45671
2005-05-18

EX 99.P.2

View on SEC.gov →
033-08982
2006-12-20

EX-99

View on SEC.gov →
002-93068
2006-07-31

CODE OF ETHICS OF BISYS FUND SERVICES

View on SEC.gov →
033-57684
2005-09-30

EXHIBIT 99(P-3)

View on SEC.gov →
033-49098
2005-04-29

EX-99(P)(5)

View on SEC.gov →
033-96132
2006-12-18

CODE OF ETHICS

View on SEC.gov →
333-129930
2006-04-18

EX-99(P)(3)

View on SEC.gov →
033-69724
2005-03-01

EX-23(P)(4)

View on SEC.gov →
811-07454
2006-11-28

EX-23.P.3

View on SEC.gov →
033-78264
2006-07-31

CODE OF ETHICS OF BISYS FUND SERVICES

View on SEC.gov →
333-28339
2005-04-29

CODE OF ETHICS

View on SEC.gov →
033-91476
2007-03-06

EX-99P(2)

View on SEC.gov →
333-16033
2005-07-29

EXHIBIT 99.P.III

View on SEC.gov →
033-96132
2005-12-23

CODE OF ETHICS

View on SEC.gov →
333-02205
2005-02-25

EX-99.P.7

View on SEC.gov →
333-115476
2006-02-28

EX-99.B(P)

View on SEC.gov →
811-07959
2019-08-21

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-08928
2005-02-25

EX-99(P)(5)

View on SEC.gov →
811-04132
2006-08-28

RIVERSOURCE SELECTED SERIES, INC. FORM N-PX

View on SEC.gov →
033-66528
2005-03-16

CODE OF ETHICS OF BISYS FUND SERVICES LIMITED PARTNERSHIP

View on SEC.gov →
811-09174
2009-08-17

SEC filing

View on SEC.gov →
002-93068
2005-05-27

CODE OF ETHICS OF BISYS FUND SERVICES

View on SEC.gov →
811-07853
2008-08-07

KALMAR NPX

View on SEC.gov →
811-04088
2005-05-27

CODE OF ETHICS BYSIS FUND SERVICES

View on SEC.gov →
333-105743
2003-05-30

FORM S-3 AMERISOURCEBERGEN CORPORATION

View on SEC.gov →
033-91476
2007-02-16

EX-99P(2)

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811-08759
2005-02-24

EX 99.B23(P)(4)

View on SEC.gov →
333-00447
2005-02-28

EX-99(P)(6)

View on SEC.gov →
333-16033
2006-07-31

EX-99.P.II

View on SEC.gov →
811-04782
2006-02-28

EXHIBIT (P)(6)

View on SEC.gov →
333-62051
2006-04-13

EX-99.B(P)(2)

View on SEC.gov →
033-49098
2006-07-28

EX-99(P)(7)

View on SEC.gov →
333-124214
2005-08-29

EX-99.P.3: CODE OF ETHICS OF DISTRIBUTOR

View on SEC.gov →
333-119022
2005-12-29

FORM OF REVISED CODE OF ETHICS OF THE DISTRIB. JANUARY 1, 2005

View on SEC.gov →
333-121205
2006-03-01

EX-99(P)(4)

View on SEC.gov →
033-08982
2005-12-27

CODE OF ETHICS OF BISYS.

View on SEC.gov →
033-06867
2006-12-28

SEC filing

View on SEC.gov →
333-119022
2006-04-25

CODE OF ETHICS

View on SEC.gov →
811-06114
2006-10-31

EX-99(P)(3)

View on SEC.gov →
811-22499
2013-08-27

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

Classification
Port Agent

Data Sources

ASBA Ship Agent Directory

Search the Association of Ship Brokers and Agents directory for certified port agents.

Search ASBA Directory →

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List

Port Activity

Vessel entrance records where this company appears as operator, owner, or port agent. Source: CBP CF-1400.

PortRoleArrivalsLast Activity
WILMINGTON, NCPort Agent2Feb 2026
BEAUFORT-MOREHEAD CTY,NCPort Agent1Nov 2025

Source: CBP CF-1400 Vessel Entrance and Clearance Records

← Allen MoranDONALD JR. CRAWFORD →