Base
Vessel Owner

PRESIDENT CARTER TRUST

2 vessel arrivals across 2 ports

Cross-Source Intelligence

Arrivals (12 mo)

2

2 active ports

Active Ports

2

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP CF-1400 Vessel Entrances, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates weekly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “PRESIDENT CARTER TRUST” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “PRESIDENT CARTER TRUST” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

333-139186
2017-11-22

SEC filing

View on SEC.gov →
333-139186
2017-11-28

SEC filing

View on SEC.gov →
005-78196
2007-02-14

SCHEDULE 13G AMENDMENT NO. 1

View on SEC.gov →
001-02207
2014-11-06

AMENDMENT NO.2 AMENDED & RESTATED CREDIT AGREEMENT

View on SEC.gov →
000-55435
2021-07-23

EX-10.5

View on SEC.gov →
333-210920-28333-210920-26333-210920-34333-210920-11333-210920-04333-210920-21333-210920-01333-210920-29333-210920-25333-210920-35333-210920-10333-210920-12333-210920-17333-210920-19333-210920-02333-210920-23333-210920-07333-210920-30333-210920-36333-210920-20333-210920-38333-210920333-210920-18333-210920-27333-210920-37333-210920-13333-210920-24333-210920-16333-210920-31333-210920-15333-210920-22333-210920-09333-210920-40333-210920-32333-210920-33333-210920-08333-210920-06333-210920-03333-210920-14
2017-03-13

POSASR

View on SEC.gov →
333-189425-27333-189425-30333-189425-37333-189425-33333-189425-20333-189425-15333-189425-24333-189425-01333-189425-28333-189425-34333-189425-25333-189425-42333-189425-09333-189425-11333-189425-14333-189425-16333-189425-17333-189425-32333-189425-41333-189425-10333-189425-23333-189425333-189425-03333-189425-35333-189425-40333-189425-38333-189425-02333-189425-06333-189425-22333-189425-39333-189425-13333-189425-26333-189425-18333-189425-29333-189425-04333-189425-31333-189425-12333-189425-05333-189425-36
2015-02-19

POSASR

View on SEC.gov →
333-189425-38333-189425-33333-189425-32333-189425-25333-189425-04333-189425-20333-189425-43333-189425-40333-189425-37333-189425-35333-189425-28333-189425-14333-189425-09333-189425-42333-189425-24333-189425-22333-189425-41333-189425-36333-189425-06333-189425-17333-189425-02333-189425-39333-189425-30333-189425-16333-189425-11333-189425-01333-189425-13333-189425-03333-189425-26333-189425-29333-189425-23333-189425333-189425-27333-189425-31333-189425-18333-189425-34333-189425-05333-189425-10333-189425-12333-189425-15
2016-02-17

POSASR

View on SEC.gov →
000-55435
2021-07-23

EX-10.4

View on SEC.gov →
000-55435
2021-07-23

EX-10.5

View on SEC.gov →
000-55435
2021-07-23

EX-10.4

View on SEC.gov →
005-78196
2006-04-20

SCHEDULE 13G

View on SEC.gov →
005-79777
2007-02-14

SCHEDULE 13G AMENDMENT NO.1

View on SEC.gov →
005-79040
2006-02-13

AMENDMENT NO. 1 TO SCHEDULE 13-G

View on SEC.gov →
333-192178-42333-192178-17333-192178-23333-192178-30333-192178-04333-192178-20333-192178333-192178-13333-192178-37333-192178-24333-192178-22333-192178-29333-192178-33333-192178-05333-192178-18333-192178-16333-192178-36333-192178-14333-192178-08333-192178-31333-192178-38333-192178-26333-192178-35333-192178-01333-192178-07333-192178-39333-192178-41333-192178-28333-192178-12333-192178-32333-192178-19333-192178-06333-192178-09333-192178-27333-192178-03333-192178-02333-192178-15333-192178-40333-192178-34333-192178-25
2015-11-02

POSASR

View on SEC.gov →
812-14517812-14517-01812-14517-02812-14517-03
2015-07-21

SEC filing

View on SEC.gov →
333-192178-32333-192178-04333-192178-01333-192178-36333-192178-17333-192178-02333-192178-38333-192178-33333-192178-05333-192178-40333-192178-23333-192178-29333-192178-18333-192178-15333-192178-13333-192178-26333-192178-34333-192178-27333-192178-30333-192178-16333-192178-25333-192178-31333-192178-35333-192178-24333-192178-10333-192178-20333-192178-41333-192178-09333-192178-07333-192178-03333-192178-12333-192178-14333-192178-28333-192178-06333-192178-19333-192178-39333-192178333-192178-37333-192178-22333-192178-08
2014-09-03

POSASR

View on SEC.gov →
005-39844
2007-02-14

SCHEDULE 13G AMENDMENT NO. 4

View on SEC.gov →
333-210920333-210920-14333-210920-27333-210920-33333-210920-11333-210920-32333-210920-31333-210920-30333-210920-29333-210920-28333-210920-34333-210920-03333-210920-09333-210920-42333-210920-41333-210920-22333-210920-19333-210920-18333-210920-08333-210920-16333-210920-25333-210920-26333-210920-13333-210920-37333-210920-36333-210920-35333-210920-02333-210920-06333-210920-12333-210920-17333-210920-20333-210920-10333-210920-04333-210920-15333-210920-21333-210920-01333-210920-07333-210920-23333-210920-24333-210920-40
2018-01-22

POSASR

View on SEC.gov →
000-52382
2007-11-16

DEF 14A

View on SEC.gov →
005-80176
2007-02-14

SCHEDULE 13G AMENDMENT NO. 2

View on SEC.gov →
005-79040
2007-02-14

SCHEDULE 13G AMENDMENT NO. 2

View on SEC.gov →
005-79468
2005-02-08

AMENDMENT NO. 1 TO SCHEDULE 13G

View on SEC.gov →
005-79468
2006-02-13

AMENDMENT NO. 2 TO SCHEDULE 13-G

View on SEC.gov →
005-79040
2005-02-08

AMENDMENT NO. 2 TO SCHEDULE 13G

View on SEC.gov →
005-47163
2005-02-08

AMENDMENT NO. 1 TO SCHEDULE 13G

View on SEC.gov →
005-82624
2007-02-14

SCHEDULE 13G

View on SEC.gov →
005-79993
2007-02-14

SCHEDULE 13G AMENDMENT NO. 2

View on SEC.gov →
005-81559
2006-02-14

SCHEDULE 13G/A

View on SEC.gov →
005-78241
2005-02-08

AMENDMENT NO. 1 TO SCHEDULE 13G

View on SEC.gov →
005-79441
2007-02-14

SCHEDULE 13G AMENDMENT NO.2

View on SEC.gov →
000-52382
2008-02-12

PRELIMINARY PROXY STATEMENT

View on SEC.gov →
005-50338
2007-02-14

SCHEDULE 13G AMENDMENT NO. 3

View on SEC.gov →
005-47163
2007-02-14

SCHEDULE 13G AMENDMENT NO. 3

View on SEC.gov →
005-79441
2006-02-14

SCHEDULE 13G/A

View on SEC.gov →
005-79473
2006-02-14

SCHEDULE 13G/A

View on SEC.gov →
005-79040
2005-07-29

SCHEDULE 13G

View on SEC.gov →
005-47163
2006-02-14

SCHEDULE 13G/A

View on SEC.gov →
001-32470
2016-05-17

EX-99.1

View on SEC.gov →
005-80176
2006-02-13

AMENDMENT NO.1 TO SCHEDULE 13G

View on SEC.gov →
005-50338
2006-02-13

AMENDMENT NO. 2 TO SCHEDULE 13-G

View on SEC.gov →
000-52382
2008-02-29

DEFM 14A

View on SEC.gov →
005-80360
2005-02-08

AMENDMENT NO. 1 TO SCHEDULE 13G

View on SEC.gov →
005-51256
2006-02-13

AMENDMENT NO. 1 TO SCHEDULE 13-G

View on SEC.gov →
000-52382
2008-01-17

BANK BUILDING CORP.

View on SEC.gov →
005-80176
2004-11-30

SCHEDULE 13G

View on SEC.gov →
333-109913
2005-04-29

EXHIBIT 8.E.1

View on SEC.gov →
333-110048
2005-04-29

EXHIBIT 8.H.1

View on SEC.gov →
005-50338
2005-02-08

AMENDMENT NO. 1 TO SCHEDULE 13G

View on SEC.gov →
005-39844
2006-02-14

SCHEDULE 13G/A

View on SEC.gov →
333-110049
2005-04-28

EXHIBIT 8.H.1

View on SEC.gov →
005-79777
2005-07-26

SCHEDULE 13G

View on SEC.gov →
333-214111
2018-03-02

SEC filing

View on SEC.gov →
005-39844
2005-02-08

AMENDMENT NO. 2 TO SCHEDULE 13G

View on SEC.gov →
000-53165
2016-05-18

SEC filing

View on SEC.gov →
005-88844
2016-01-11

SC 13 D/A

View on SEC.gov →
000-52382
2007-03-30

FORM 10-KSB

View on SEC.gov →
000-52382
2008-01-09

EXHIBIT 99.1

View on SEC.gov →
001-33830
2013-11-12

AMENDMENT NO. 3 CREDIT AGREEMENT

View on SEC.gov →
000-55435
2021-07-23

EX-10.3

View on SEC.gov →
001-39085
2023-04-12

DEF 14A

View on SEC.gov →
333-186894
2018-02-09

SEC filing

View on SEC.gov →
811-22472
2017-08-01

SEC filing

View on SEC.gov →
333-165643
2013-12-06

424B3

View on SEC.gov →
000-52382
2008-01-09

EXHIBIT 99.1

View on SEC.gov →
000-31757
2007-03-30

SEC filing

View on SEC.gov →
001-33459
2013-06-06

EXHIBIT

View on SEC.gov →
001-32470
2016-05-17

8-K

View on SEC.gov →
001-39085
2024-04-17

DEF 14A

View on SEC.gov →
2008-02-01

SEC filing

View on SEC.gov →
811-21073
2005-03-09

SEC filing

View on SEC.gov →
333-83397
2005-02-11

SEC filing

View on SEC.gov →
000-55435
2021-07-23

EX-10.2

View on SEC.gov →
000-22496
2006-12-22

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
000-52520
2007-08-02

ACQUIRED SALES CORP SHAREHOLDERS AGREEMENT

View on SEC.gov →
000-55435
2021-07-23

EX-10.2

View on SEC.gov →
000-55435
2021-07-23

EX-10.3

View on SEC.gov →
001-39085
2023-04-03

8-K

View on SEC.gov →
333-135970
2006-07-21

TRUST AGREEMENT

View on SEC.gov →
811-07495
2011-05-19

485BPOS WITH XBRL EXHIBIT

View on SEC.gov →
001-31220
2008-12-04

CTB 8K NEW DIRECTOR CARTER EX. 99.1

View on SEC.gov →
001-39085
2020-04-09

DEF 14A

View on SEC.gov →
000-31757
2007-05-29

SEC filing

View on SEC.gov →
033-61810
2011-05-19

485BPOS WITH XBRL EXHIBIT

View on SEC.gov →
333-81342
2003-03-11

EX-10.50 EMPLOYMENT AGREEMENT/STEPHEN CARTER

View on SEC.gov →
001-39085
2022-04-05

DEF 14A

View on SEC.gov →
000-50256
2009-01-21

EXHIBIT 99.1

View on SEC.gov →
001-32470
2011-05-20

SEC filing

View on SEC.gov →
811-21934
2012-11-16

RIVERNORTH FUNDS

View on SEC.gov →
001-39731
2020-11-23

EXHIBIT 99.5

View on SEC.gov →
005-82570
2007-11-30

JOINT PRESS RELESE

View on SEC.gov →
001-32470
2013-08-27

FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT

View on SEC.gov →
033-10451
2018-11-30

DISTRIBUTION AGREEMENT BY AND BETWEEN THE REGISTRANT AND ALPS

View on SEC.gov →
333-177693-09333-177693-84333-177693333-177693-16333-177693-71333-177693-115333-177693-90333-177693-114333-177693-104333-177693-73333-177693-120333-177693-10333-177693-77333-177693-126333-177693-125333-177693-110333-177693-111333-177693-98333-177693-106333-177693-105333-177693-72333-177693-26333-177693-17333-177693-23333-177693-21333-177693-20333-177693-100333-177693-81333-177693-80333-177693-108333-177693-25333-177693-07333-177693-04333-177693-06333-177693-78333-177693-19333-177693-27333-177693-05333-177693-18333-177693-76333-177693-03333-177693-02333-177693-01333-177693-79333-177693-22333-177693-24333-177693-97333-177693-91333-177693-92333-177693-93333-177693-96333-177693-69333-177693-95333-177693-101333-177693-68333-177693-67333-177693-75333-177693-74333-177693-103333-177693-44333-177693-109333-177693-08333-177693-11333-177693-83333-177693-87333-177693-86333-177693-85333-177693-82333-177693-107333-177693-112333-177693-123333-177693-35333-177693-36333-177693-38333-177693-39333-177693-37333-177693-40333-177693-41333-177693-42333-177693-121333-177693-122333-177693-117333-177693-118333-177693-119333-177693-116333-177693-89333-177693-113333-177693-88333-177693-56333-177693-55333-177693-54333-177693-53333-177693-61333-177693-60333-177693-63333-177693-64333-177693-65333-177693-66333-177693-58333-177693-57333-177693-52333-177693-51333-177693-50333-177693-48333-177693-47333-177693-46333-177693-45333-177693-124333-177693-43333-177693-34333-177693-33333-177693-32333-177693-31333-177693-30333-177693-29333-177693-49333-177693-28333-177693-14333-177693-12333-177693-15333-177693-13333-177693-70333-177693-59333-177693-62333-177693-94333-177693-102
2011-11-03

EX-3.27

View on SEC.gov →
001-39085
2021-04-07

DEF 14A

View on SEC.gov →
000-53149
2011-04-01

SEC filing

View on SEC.gov →
001-15737
2002-04-30

ANNUAL REPORT

View on SEC.gov →
001-33409
2020-08-10

EX-4.7

View on SEC.gov →
001-33830
2013-02-20

EX-4.1

View on SEC.gov →
811-21934
2012-12-13

RIVERNORTH FUNDS

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

Classification
Vessel Owner

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List

Port Activity

Vessel entrance records where this company appears as operator, owner, or port agent. Source: CBP CF-1400.

PortRoleArrivalsLast Activity
OAKLAND, CAOwner1Nov 2025
LOS ANGELES, CAOwner1Nov 2025

Source: CBP CF-1400 Vessel Entrance and Clearance Records

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