Base
Port Agent

Kristen Caldwell

4 vessel arrivals across 1 port

Cross-Source Intelligence

Arrivals (12 mo)

4

1 active port

Active Ports

1

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP CF-1400 Vessel Entrances, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates weekly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “Kristen Caldwell” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “Kristen Caldwell” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

000-53580
2009-07-20

PRESS RELEASE

View on SEC.gov →
000-53580
2009-11-09

PRESS RELEASE

View on SEC.gov →
000-53580
2009-08-14

PRESS RELEASE

View on SEC.gov →
001-08007
2009-08-18

EX-99.1

View on SEC.gov →
333-232926
2022-03-03

POS EX

View on SEC.gov →
333-258342-03
2023-12-12

FREE WRITING PROSPECTUS

View on SEC.gov →
333-258342-04
2024-04-19

FREE WRITING PROSPECTUS

View on SEC.gov →
333-258342-03
2023-12-13

FREE WRITING PROSPECTUS

View on SEC.gov →
333-258342-04
2024-04-19

FREE WRITING PROSPECTUS

View on SEC.gov →
333-258342-03
2023-12-13

FREE WRITING PROSPECTUS

View on SEC.gov →
333-258342-03
2023-12-12

FREE WRITING PROSPECTUS

View on SEC.gov →
333-258342-03
2023-12-12

FREE WRITING PROSPECTUS

View on SEC.gov →
333-258342-04
2024-04-19

FREE WRITING PROSPECTUS

View on SEC.gov →
333-258342-03
2023-12-11

FREE WRITING PROSPECTUS

View on SEC.gov →
333-258342-03
2023-12-12

FREE WRITING PROSPECTUS

View on SEC.gov →
333-258342-04
2024-04-19

FWP

View on SEC.gov →
333-258342-04
2024-04-19

FREE WRITING PROSPECTUS

View on SEC.gov →
333-258342-04
2024-04-19

FREE WRITING PROSPECTUS

View on SEC.gov →
333-258342-04
2024-04-19

FREE WRITING PROSPECTUS

View on SEC.gov →
333-258342-04
2024-04-15

FREE WRITING PROSPECTUS

View on SEC.gov →
333-258342-03
2023-12-12

FREE WRITING PROSPECTUS

View on SEC.gov →
333-258342-04
2024-04-19

FWP

View on SEC.gov →
333-258342-04
2024-04-15

SEC filing

View on SEC.gov →
333-258342-03
2023-12-11

FREE WRITING PROSPECTUS

View on SEC.gov →
333-258342-03
2023-12-06

FREE WRITING PROSPECTUS

View on SEC.gov →
867-01178
2014-07-09

SEC filing

View on SEC.gov →
867-01178
2015-02-17

SEC filing

View on SEC.gov →
867-01178
2016-01-29

SEC filing

View on SEC.gov →
867-01178
2017-03-31

SEC filing

View on SEC.gov →
867-01178
2015-08-14

SEC filing

View on SEC.gov →
867-01178
2016-05-11

SEC filing

View on SEC.gov →
867-01178
2016-07-11

SEC filing

View on SEC.gov →
867-01178
2015-11-09

SEC filing

View on SEC.gov →
001-41058
2021-11-17

EX-10.1

View on SEC.gov →
001-08007
2010-06-01

EX-2.2

View on SEC.gov →
811-21897
2018-08-23

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
001-39541
2023-08-14

EX-10.8

View on SEC.gov →
811-21897
2021-08-23

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
001-08007
2010-06-15

EX-2.2

View on SEC.gov →
000-32561
2004-03-30

EXHIBIT 10.20

View on SEC.gov →
811-01743
2005-08-24

SEC filing

View on SEC.gov →
811-07217
2007-09-07

MAIN PART

View on SEC.gov →
811-09561
2007-08-30

CENTURY CAPITAL MANAGEMENT TRUST

View on SEC.gov →
000-53648
2009-04-30

CERTIFICATE OF AMENDMENT TO CERTIFICATE OF LIMITED PARTNERSHIP

View on SEC.gov →
333-149908
2008-05-02

AMENDMENT TO FORM S-4

View on SEC.gov →
333-149908
2008-05-13

424B3

View on SEC.gov →
333-149908
2008-05-12

S-4/A

View on SEC.gov →
811-06569
2009-08-26

FORM N-PX -- IVY FUNDS, INC.

View on SEC.gov →
333-149908
2008-03-26

FORM S-4

View on SEC.gov →
811-03694
2012-08-28

SEC filing

View on SEC.gov →
333-64172
2008-04-07

MAIN PART -- INVESTED

View on SEC.gov →
333-261537
2021-12-08

S-8

View on SEC.gov →
811-03342
2005-08-31

SEC filing

View on SEC.gov →
001-08007
2009-11-17

EX-99.1

View on SEC.gov →
811-08359
2008-08-21

SEC filing

View on SEC.gov →
811-07533
2007-08-06

SEC filing

View on SEC.gov →
811-21306
2011-08-26

SEC filing

View on SEC.gov →
811-10431
2010-03-05

MAIN PART

View on SEC.gov →
811-06569
2023-08-31

N-PX

View on SEC.gov →
033-45961
2008-05-30

MAIN PART

View on SEC.gov →
811-04547
2023-08-31

N-PX

View on SEC.gov →
811-21781
2009-08-25

ANNUAL FORM N-PX FILING 2009

View on SEC.gov →
333-64172
2009-04-29

MAIN PART

View on SEC.gov →
811-06106
2016-08-16

ANNUAL N-PX DISCLOSURE

View on SEC.gov →
811-22472
2017-08-29

SEC filing

View on SEC.gov →
811-10431
2011-03-02

WADDELL & REED INVESTED PORTFOLIOS

View on SEC.gov →
811-21780
2013-08-28

MFS SERIES TRUST XII N-PX

View on SEC.gov →
333-132746-01
2006-07-14

BCRE MORTGAGE LOAN PURCHASE AGREEMENT

View on SEC.gov →
811-08359
2005-08-29

SEC filing

View on SEC.gov →
811-22922
2022-08-30

ASPIRATION FUNDS - ASPIRATION REDWOOD FUND

View on SEC.gov →
811-03564
2009-08-26

ANNUAL FORM N-PX

View on SEC.gov →
811-04451
2010-08-20

LEGG MASON CAPITAL MANAGEMENT SPECIAL INVESTMENT TRUST, INC.

View on SEC.gov →
811-08547
2009-08-26

ANNUAL FORM N-PX FILING

View on SEC.gov →
333-256313
2021-05-20

S-8

View on SEC.gov →
811-09687
2012-08-30

SEC filing

View on SEC.gov →
811-10401
2009-08-11

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-01316
2012-08-30

PROXY VOTING RECORD 7/1/2011 - 6/30/2012

View on SEC.gov →
811-07217
2008-09-05

MAIN PART

View on SEC.gov →
811-00487
2011-08-24

PROXY VOTING RECORD 7/1/2010 - 6/30/2011

View on SEC.gov →
811-09435
2009-08-26

FORM N-PX -- WADDELL & REED ADVISORS FUNDS

View on SEC.gov →
811-07533
2009-07-30

SEC filing

View on SEC.gov →
811-22077
2019-08-29

N-PX

View on SEC.gov →
000-56575
2024-01-17

DEF 14A

View on SEC.gov →
811-08817811-07428811-07978811-01939811-08895
2007-08-31

DEF 14A

View on SEC.gov →
811-10431
2012-03-05

PDF OF SHAREHOLDER REPORT

View on SEC.gov →
811-22920
2022-04-13

SEC filing

View on SEC.gov →
811-22920
2022-04-13

SEC filing

View on SEC.gov →
333-64172
2009-02-27

MAIN PART

View on SEC.gov →
811-10223
2007-08-31

DEF 14A

View on SEC.gov →
811-08594
2010-08-27

BRD2K3_0000925764.TXT

View on SEC.gov →
811-04451
2011-08-18

LEGG MASON CAPITAL MANAGEMENT SPECIAL INVESTMENT TRUST, INC.

View on SEC.gov →
333-64172
2007-04-30

INVESTED -- MAIN PART

View on SEC.gov →
811-10431
2010-03-05

PDF OF SHAREHOLDER REPORT

View on SEC.gov →
811-09585
2009-08-26

ANNUAL FORM N-PX FILING

View on SEC.gov →
333-64172
2010-03-01

WADDELL & REED INVESTED PORTFOLIOS

View on SEC.gov →
333-64172
2010-04-30

WADDELL & REED INVESTED PORTFOLIOS

View on SEC.gov →
811-10431
2008-03-05

MAIN PART

View on SEC.gov →
811-22920
2018-08-31

SEC filing

View on SEC.gov →
811-08062
2018-08-31

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-08547
2010-08-26

ANNUAL FORM N-PX DISCLOSURE

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

Classification
Port Agent

ASBA Ship Agent Directory

Search the Association of Ship Brokers and Agents directory for certified port agents.

Search ASBA Directory →

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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Port Activity

Vessel entrance records where this company appears as operator, owner, or port agent. Source: CBP CF-1400.

PortRoleArrivalsLast Activity
LAKE CHARLES, LAPort Agent4Feb 2026

Source: CBP CF-1400 Vessel Entrance and Clearance Records

Stephen FarqueLisa Jeppson