Base
Port Agent

Katie Phillips

3 vessel arrivals across 2 ports

Cross-Source Intelligence

Arrivals (12 mo)

3

2 active ports

Active Ports

2

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP CF-1400 Vessel Entrances, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates weekly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “Katie Phillips” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “Katie Phillips” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

000-51869
2008-05-01

SEC filing

View on SEC.gov →
005-81770
2008-04-28

SEC filing

View on SEC.gov →
005-81770
2008-04-25

SEC filing

View on SEC.gov →
811-04014
2026-03-02

SEC filing

View on SEC.gov →
811-04014
2025-11-25

SEC filing

View on SEC.gov →
811-04014
2025-05-30

SEC filing

View on SEC.gov →
001-38597
2021-02-25

EXHIBIT 99.1

View on SEC.gov →
811-04014
2025-08-25

SEC filing

View on SEC.gov →
333-248239
2021-10-28

EX-10.1

View on SEC.gov →
333-216990
2017-03-28

STAMPS.COM INC S-8 3-28-2017

View on SEC.gov →
001-39443
2021-10-28

EX-10.1

View on SEC.gov →
333-248239
2021-10-28

EX-10.2

View on SEC.gov →
001-37994
2022-08-02

EX-10.3

View on SEC.gov →
001-39443
2021-10-28

EX-10.2

View on SEC.gov →
001-36008
2026-02-11

EX-10.32

View on SEC.gov →
333-130961-09
2006-10-05

EXHIBIT 99.1

View on SEC.gov →
021-570693
2026-01-22

SEC filing

View on SEC.gov →
021-533884
2026-01-22

SEC filing

View on SEC.gov →
021-569427
2026-01-09

SEC filing

View on SEC.gov →
001-37400
2016-06-09

EXHIBIT 99.1

View on SEC.gov →
001-37400
2017-06-08

EXHIBIT 99.1

View on SEC.gov →
021-550074
2025-06-27

SEC filing

View on SEC.gov →
001-35964
2020-04-30

EX-10.1

View on SEC.gov →
001-37400
2020-05-27

EXHIBIT 99.1

View on SEC.gov →
001-37400
2019-05-29

EXHIBIT 99.1

View on SEC.gov →
001-32268333-202666-01
2025-07-30

EXHIBIT 10.1

View on SEC.gov →
001-35333
2011-11-08

EX-10.1

View on SEC.gov →
333-174225333-174225-01
2011-10-14

EX-10.1

View on SEC.gov →
001-11961
2008-02-13

FORM 8-K - CURRENT REPORT

View on SEC.gov →
001-11961
2009-02-04

FORM 8-K - CURRENT REPORT

View on SEC.gov →
001-37400
2021-05-26

EX-99.1

View on SEC.gov →
001-37400
2018-05-30

EXHIBIT 99.1

View on SEC.gov →
001-35169
2023-02-28

EX-10.34

View on SEC.gov →
001-35169
2023-02-28

EX-10.21

View on SEC.gov →
811-23457
2021-08-27

HARTFORD SCHRODERS OPPORTUNISTIC INCOME FUND

View on SEC.gov →
001-36834
2022-07-26

EX-10.1

View on SEC.gov →
001-35169
2021-09-16

EXHIBIT 10.1

View on SEC.gov →
001-35013
2021-11-05

EXHIBIT 99.1

View on SEC.gov →
811-10273
2013-08-30

N-PX

View on SEC.gov →
333-179486333-179486-01
2012-12-17

FORM OF PARTICIPATING AGREEMENT OF 60 EAST 42ND STREET ASSOCIATES L.L.C.

View on SEC.gov →
001-39096
2019-11-26

PRESENTATION, DATED NOVEMBER 2019, RELATING TO THE SOLO ACQUISITION

View on SEC.gov →
001-04534
2024-11-18

EX-99.1

View on SEC.gov →
001-34571
2021-12-14

EX-10.1

View on SEC.gov →
000-55625
2017-04-28

10-K/A

View on SEC.gov →
001-35169
2020-12-14

EXHIBIT 10.1

View on SEC.gov →
000-55201
2016-04-29

DEF 14A

View on SEC.gov →
001-14092
2011-05-04

EXHIBIT 99

View on SEC.gov →
000-55201
2017-03-28

DEF 14A

View on SEC.gov →
811-22936
2018-08-20

DIVERSIFIED REAL ASSET INCOME FUND

View on SEC.gov →
024-11827
2023-03-09

EXHIBIT 1A-13.5

View on SEC.gov →
333-59762
2017-10-31

DEFINITIVE MATERIALS

View on SEC.gov →
333-252644
2021-02-02

FORM S-8

View on SEC.gov →
811-21434
2023-08-25

MASTER BOND LLC

View on SEC.gov →
000-55197
2018-04-10

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
333-59762
2017-04-26

DEFINITIVE MATERIALS

View on SEC.gov →
000-55201
2019-03-18

DEF 14A

View on SEC.gov →
000-55201
2018-04-05

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
001-31219
2020-11-19

EX-10.1

View on SEC.gov →
811-04258
2004-08-26

SEC filing

View on SEC.gov →
811-22980
2022-08-22

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
333-148557
2008-01-07

SEC filing

View on SEC.gov →
000-51869
2008-05-15

SEC filing

View on SEC.gov →
000-03613
2004-06-30

WACHOVIA / SOUTHTRUST PRESS RELEASE

View on SEC.gov →
333-148691
2008-05-14

SEC filing

View on SEC.gov →
000-03613
2004-06-30

WACHOVIA / SOUTHTRUST PRESS RELEASE

View on SEC.gov →
000-55393
2019-03-19

DEF 14A

View on SEC.gov →
333-130961-17
2006-08-03

EXHIBIT 99.1

View on SEC.gov →
001-38597
2019-03-18

SCHEDULE 14A

View on SEC.gov →
001-12494
2022-04-29

DEF 14A

View on SEC.gov →
024-12098
2025-04-11

SEC filing

View on SEC.gov →
377-08674
2026-02-03

SEC filing

View on SEC.gov →
333-295032
2026-04-13

EX-2.1

View on SEC.gov →
033-09504
2004-01-29

EXHIBIT 99.B(P)(31)

View on SEC.gov →
811-22299
2023-08-11

SEC filing

View on SEC.gov →
333-290052
2025-12-31

PROSPECTUS SUPPLEMENT

View on SEC.gov →
001-04534
2024-11-18

DEFA14A

View on SEC.gov →
001-12494
2025-04-22

DEF 14A

View on SEC.gov →
811-22933
2022-08-12

SEC filing

View on SEC.gov →
001-12494
2023-04-24

DEF 14A

View on SEC.gov →
333-264769
2023-04-24

424B3

View on SEC.gov →
001-12494
2024-04-22

DEF 14A

View on SEC.gov →
811-22466
2020-08-07

SEC filing

View on SEC.gov →
001-12494
2026-04-22

DEF 14A

View on SEC.gov →
811-22533
2013-08-23

DUFF & PHELPS GLOBAL UTILITY INCOME FUND INC.

View on SEC.gov →
000-23415
2004-07-30

AGREEMENT AND PLAN OF REORGANIZATION

View on SEC.gov →
001-03579
2023-03-14

DEFC14A

View on SEC.gov →
811-22933
2023-08-17

SEC filing

View on SEC.gov →
001-04119
2026-03-27

ARS

View on SEC.gov →
001-03579
2023-03-09

PRER14A

View on SEC.gov →
001-04119
2023-03-24

ARS

View on SEC.gov →
333-167722
2010-06-23

EXHIBIT 4.2

View on SEC.gov →
001-03579
2023-03-02

PREC14A

View on SEC.gov →
000-25388
2001-05-16

FORM 10-KSB FOR FISCAL YEAR ENDED 12/31/00

View on SEC.gov →
001-35720
2020-08-07

EX-99.1

View on SEC.gov →
333-251252
2020-12-10

S-8

View on SEC.gov →
070-10338
2005-11-29

KMI EXHIBIT 7 BC UTILITIES COMMISSION APPROVAL

View on SEC.gov →
000-16633
2026-03-13

EX-3.2

View on SEC.gov →
811-22533
2015-08-19

DUFF & PHELPS GLOBAL UTILITY INCOME FUND INC.

View on SEC.gov →
333-261650
2021-12-15

REGISTRATION STATEMENT ON FORM S-8

View on SEC.gov →
811-03732
2015-08-20

MFS VARIABLE INSURANCE TRUST II N-PX

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

Classification
Port Agent

ASBA Ship Agent Directory

Search the Association of Ship Brokers and Agents directory for certified port agents.

Search ASBA Directory →

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List

Port Activity

Vessel entrance records where this company appears as operator, owner, or port agent. Source: CBP CF-1400.

PortRoleArrivalsLast Activity
NEWPORT, RIPort Agent2Feb 2026
PROVIDENCE, RIPort Agent1Nov 2025

Source: CBP CF-1400 Vessel Entrance and Clearance Records

Jordan ConnellyConnor Johnson