Base
Vessel Owner

CATION LLC

2 vessel arrivals across 1 port

Cross-Source Intelligence

Arrivals (12 mo)

2

1 active port

Active Ports

1

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP CF-1400 Vessel Entrances, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates weekly

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “CATION LLC” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “CATION LLC” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

021-215545
2014-04-14

SEC filing

View on SEC.gov →
024-11309
2020-11-27

EXHIBIT 13.3

View on SEC.gov →
001-38455
2024-01-22

EX-99.2

View on SEC.gov →
005-86543
2012-08-09

ZNGA 07.31.12

View on SEC.gov →
000-12459
2022-03-17

FORM NT 10-Q

View on SEC.gov →
021-131693
2009-06-03

SEC filing

View on SEC.gov →
024-11292
2020-10-27

EXHIBIT 13.9

View on SEC.gov →
333-147447
2022-08-15

NT 10-Q

View on SEC.gov →
005-79234
2006-02-06

AMENDMENT NO. 1 TO 13D

View on SEC.gov →
005-87332
2016-05-20

EX-99.(A)(1)(B)

View on SEC.gov →
001-10596
2018-05-22

EXHIBIT 1.01

View on SEC.gov →
001-38771
2019-03-11

EXHIBIT 2.2

View on SEC.gov →
024-11309
2020-11-12

EXHIBIT 13.2

View on SEC.gov →
024-11490
2021-08-27

EXHIBIT 13.2

View on SEC.gov →
333-202147
2015-02-18

RETIREMENT CORNERSTONE SERIES E (ICC14 APP 01 RC 15E)

View on SEC.gov →
001-41261
2024-04-02

NT 10-K

View on SEC.gov →
333-229235
2019-04-19

APPLICATION (ICC11-AXA-TCONV) (06.19)

View on SEC.gov →
024-10986
2019-05-16

EX1A-13 TST WTRS.6

View on SEC.gov →
001-42671
2026-03-09

EX-10.6

View on SEC.gov →
024-11449
2021-03-25

EXHIBIT 1

View on SEC.gov →
024-11033
2019-07-08

PRESS RELEASE DATED APRIL 11, 2019

View on SEC.gov →
005-87332
2014-11-21

EX-99.(A)(1)(B)

View on SEC.gov →
814-00201
2020-08-11

425

View on SEC.gov →
333-209926
2016-07-06

SSGA MID-YEAR 2016 ETF & INVESTMENT OUTLOOK

View on SEC.gov →
000-55786
2021-03-26

15-12G

View on SEC.gov →
000-55213
2021-07-07

FORM 15-12G

View on SEC.gov →
814-00201
2020-08-11

EX-99.2

View on SEC.gov →
001-40922
2023-05-10

15-12G

View on SEC.gov →
333-178750
2015-04-22

FORM OF APPLICATION FOR AN INDIVIDUAL ANNUITY (ICC 14 APP 01 RC15)

View on SEC.gov →
333-202147
2015-02-18

RETIREMENT CORNERSTONE SERIES E (ICC14 APP 02 RC 15E)

View on SEC.gov →
001-41261
2023-03-31

NT 10-K

View on SEC.gov →
814-00733
2020-08-11

EX-99.2

View on SEC.gov →
333-229235
2019-04-19

APPLICATION (ICC15-AXA-LIFE)

View on SEC.gov →
005-85678
2017-03-27

FORM OF LETTER OF TRANSMITTAL

View on SEC.gov →
817-00884
2013-12-02

SEC filing

View on SEC.gov →
001-08675
2025-07-25

TECHNICAL REPORT SUMMARY

View on SEC.gov →
005-85393
2017-12-21

FORM OF LETTER OF TRANSMITTAL

View on SEC.gov →
333-115164
2006-06-12

SEC filing

View on SEC.gov →
001-39668
2021-09-07

EXHIBIT 99.1

View on SEC.gov →
001-39668
2021-09-07

EXHIBIT 99.1

View on SEC.gov →
001-40420
2022-04-27

DEF 14A

View on SEC.gov →
020-31408
2022-12-01

SEC filing

View on SEC.gov →
001-40089
2024-03-19

SEC filing

View on SEC.gov →
000-52603
2023-04-27

FORM 15

View on SEC.gov →
000-56352
2025-08-29

ENGAGEMENT AGREEMENT WITH KONIK CAPITAL PARTNERS LLC

View on SEC.gov →
811-05576
2002-06-26

MERRILL LYNCH GLOBAL ALLOCATION

View on SEC.gov →
001-35193
2022-02-28

FORM 6-K

View on SEC.gov →
020-33295
2023-11-30

OFFERING PAGE FOUND ON INTERMEDIARY'S PORTAL

View on SEC.gov →
005-85678
2018-09-27

FORM OF LETTER OF TRANSMITTAL

View on SEC.gov →
000-56634
2024-06-14

FORM 10-12G

View on SEC.gov →
001-42530
2026-03-11

8-K

View on SEC.gov →
001-39550
2023-03-23

EX-99.1

View on SEC.gov →
814-01571
2024-03-22

EX-14.1

View on SEC.gov →
001-40358
2022-03-24

DEF 14A

View on SEC.gov →
001-39668
2021-08-20

EXHIBIT 99.1

View on SEC.gov →
333-209926
2017-02-08

GOOD AS GOLD

View on SEC.gov →
001-35975
2023-04-27

ARS

View on SEC.gov →
811-00041
2017-04-28

QUARTERLY SHAREHOLDER REPORT

View on SEC.gov →
000-56634
2025-04-23

FORM 10-K

View on SEC.gov →
000-56634
2024-07-24

FORM 10-12G/A

View on SEC.gov →
001-39668
2021-08-20

EXHIBIT 99.1

View on SEC.gov →
020-30246
2022-05-26

SEC filing

View on SEC.gov →
814-01645
2024-03-22

EX-14.1

View on SEC.gov →
333-115164
2006-01-13

SEC filing

View on SEC.gov →
811-00041
2015-04-30

SEC filing

View on SEC.gov →
020-28630
2021-08-25

OFFERING PAGE

View on SEC.gov →
333-184126
2014-02-26

424(B)(3)

View on SEC.gov →
001-40131
2021-06-09

EX-99.2

View on SEC.gov →
811-09082
2022-04-22

EXHIBIT 99.B(P)(5)

View on SEC.gov →
811-00041
2017-10-27

QUARTERLY REPORT TO SHAREHOLDERS

View on SEC.gov →
811-00041
2012-04-27

PRINTED REPORT TO SHAREHOLDERS

View on SEC.gov →
333-57852333-131683002-38355002-28529002-11328002-10700002-13188002-57328002-63552002-66868002-72174002-86637002-89288002-92309002-93801002-93745002-96512033-05103033-20872033-25824033-30770002-51586002-54516033-05102333-64010
2006-11-03

RIVERSOURCE MUTUAL FUNDS SAI

View on SEC.gov →
001-15200
2023-03-23

EXHIBIT 15.6 REMUNERATION REPORT

View on SEC.gov →
024-10591
2016-08-04

SEC filing

View on SEC.gov →
811-00041
2015-10-21

SHAREHOLDER REPORT

View on SEC.gov →
005-88059
2017-06-27

FORM OF LETTER OF TRANSMITTAL

View on SEC.gov →
000-54070
2016-01-22

EXHIBIT 10.2

View on SEC.gov →
000-56634
2024-08-12

FORM 10-12G/A

View on SEC.gov →
001-35070
2016-08-03

2016 Q2 10-Q BPFH

View on SEC.gov →
024-11309
2020-10-23

EXHIBIT 13.1

View on SEC.gov →
001-40131
2021-06-09

EX-99.2

View on SEC.gov →
811-00041
2011-05-02

PRINTED REPORT TO SHAREHOLDERS 3/31/11

View on SEC.gov →
811-00041
2013-10-22

SEC filing

View on SEC.gov →
2018-12-18

SEC filing

View on SEC.gov →
811-00041
2014-10-20

QUARTERLY REPORT

View on SEC.gov →
811-00041
2013-04-30

QUARTERLY REPORT TO SHAREHOLDERS

View on SEC.gov →
811-00041
2012-10-22

PRINTED QUARTERLY REPORT

View on SEC.gov →
001-34257
2011-06-29

EXHIBIT 99.1

View on SEC.gov →
811-00041
2017-08-01

FORM N-CRS

View on SEC.gov →
333-131528
2006-02-03

SEC filing

View on SEC.gov →
333-156423
2011-06-30

FORM FWP

View on SEC.gov →
000-56465
2022-08-08

FORM 10 COMPLETED

View on SEC.gov →
811-00041
2011-10-20

SEC filing

View on SEC.gov →
001-34257
2011-07-05

EXHIBIT 99.1

View on SEC.gov →
333-207928
2016-06-09

SEC filing

View on SEC.gov →
001-35590
2012-08-06

EX-99.1

View on SEC.gov →
024-11414
2021-03-15

EXHIBIT 13

View on SEC.gov →
008-67438
2017-03-01

SEC filing

View on SEC.gov →
008-44166
2018-03-01

PUBLIC

View on SEC.gov →
811-08319
2025-11-28

SEC filing

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

Classification
Vessel Owner

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List

Port Activity

Vessel entrance records where this company appears as operator, owner, or port agent. Source: CBP CF-1400.

PortRoleArrivalsLast Activity
CRUZ BAY, VIOwner2Nov 2025

Source: CBP CF-1400 Vessel Entrance and Clearance Records

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