Base
Customs Broker

CARLOS H RIDDLE

TX

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “CARLOS H RIDDLE” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “CARLOS H RIDDLE” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

811-08747
2004-08-13

SEC filing

View on SEC.gov →
811-08747
2005-06-13

SEC filing

View on SEC.gov →
811-08507
2007-08-31

IRONWOOD SERIES TRUST

View on SEC.gov →
811-08507
2008-08-12

IRONWOOD SERIES TRUST

View on SEC.gov →
000-26787
2001-04-12

PETITION FOR ASSIGNMENT FOR CREDITORS

View on SEC.gov →
811-05037
2015-08-27

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
001-04119
2026-03-27

ARS

View on SEC.gov →
001-04119
2023-03-24

ARS

View on SEC.gov →
001-13387
2004-03-29

SEC filing

View on SEC.gov →
811-04605
2013-08-23

FOFI FORM N-PX 2013

View on SEC.gov →
001-13387
2005-03-24

2005 PROXY STATEMENT

View on SEC.gov →
001-13387
2007-03-22

2007 FORM 14--A PROXY STATEMENT

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001-13387
2003-03-26

2003 ANNUAL MEETING PROXY

View on SEC.gov →
811-07243
2005-08-25

FORM N-PX

View on SEC.gov →
811-00919
2005-08-25

ANNUAL NOTICE OF PROXY VOTING RECORD

View on SEC.gov →
001-04119
2024-03-22

ARS

View on SEC.gov →
811-07245
2005-08-25

FORM N-PX

View on SEC.gov →
811-01228
2005-08-25

ANNUAL NOTICE OF PROXY VOTING RECORD

View on SEC.gov →
811-04919
2005-08-26

N-PX

View on SEC.gov →
811-07916
2007-08-30

SEC filing

View on SEC.gov →
811-07575
2005-08-25

FORM N-PX

View on SEC.gov →
001-13387
2009-03-24

PROXY STATEMENT 2009

View on SEC.gov →
001-13387
2006-03-24

SCHEDULE 14A

View on SEC.gov →
811-21339
2006-04-03

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

View on SEC.gov →
811-07878
2005-08-18

FORM N-PX

View on SEC.gov →
811-03512
2005-08-03

PUTNAM OTC & EMERGING GROWTH FUND

View on SEC.gov →
811-08657
2007-08-21

ANNUAL NPX FILING 2007

View on SEC.gov →
811-07702
2004-08-26

SEC filing

View on SEC.gov →
811-21633
2007-08-23

COHEN & STEERS DIVIDEND MAJORS FUND, INC.

View on SEC.gov →
001-13387
2010-03-22

2010 AEROCENTURY PROXY STATEMENT

View on SEC.gov →
001-14315
2003-01-31

2002 ANNUAL REPORT TO SHAREHOLDERS

View on SEC.gov →
811-06292
2005-08-26

N-PX

View on SEC.gov →
001-35410
2014-03-21

EX-99.1

View on SEC.gov →
001-39704
2023-04-10

DEF 14A

View on SEC.gov →
811-03587
2004-08-27

SEC filing

View on SEC.gov →
811-03759
2004-08-27

SEC filing

View on SEC.gov →
811-08359
2005-08-29

SEC filing

View on SEC.gov →
811-04605
2012-08-31

FOFI FORM N-PX 2012

View on SEC.gov →
333-67170
2002-05-20

EXHIBIT 4.1

View on SEC.gov →
811-03114
2004-08-27

SEC filing

View on SEC.gov →
001-35410
2014-01-10

EX-99.1

View on SEC.gov →
811-08979
2004-08-31

FORM N-PX

View on SEC.gov →
001-13387
2008-03-24

2008 PROXY STATEMENT

View on SEC.gov →
811-03010
2004-08-27

SEC filing

View on SEC.gov →
811-10373
2005-08-17

PUTNAM THLEE, EMERGING OPPORTUNITIES FUND

View on SEC.gov →
811-06511
2005-08-22

SEC filing

View on SEC.gov →
811-03462
2007-08-10

SEC filing

View on SEC.gov →
811-06203
2005-08-03

PUTNAM DISCOVERY GROWTH FUND

View on SEC.gov →
001-10204
2007-06-21

EXHIBIT 10

View on SEC.gov →
811-04982
2007-08-29

SEC filing

View on SEC.gov →
811-04801
2004-08-30

SUNAMERICA EQUITY FUNDS

View on SEC.gov →
333-89086
2002-05-24

FORM S-8

View on SEC.gov →
811-04118
2004-08-27

SEC filing

View on SEC.gov →
811-04118
2004-08-27

SEC filing

View on SEC.gov →
001-39704
2026-04-09

DEF 14A

View on SEC.gov →
811-05522
2004-08-26

AXP SECTOR SERIES, INC.

View on SEC.gov →
811-08245
2004-08-27

N-PX

View on SEC.gov →
811-04725
2004-08-25

N-PX

View on SEC.gov →
811-08631
2005-08-24

FORM N-PX

View on SEC.gov →
811-03334
2004-08-03

CALVERT SOCIAL INVESTMENT FUND FORM N-PX

View on SEC.gov →
001-02958
2026-03-23

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
333-234190
2019-10-15

SEC filing

View on SEC.gov →
811-03759
2004-08-27

SEC filing

View on SEC.gov →
811-02278
2004-08-26

SEC filing

View on SEC.gov →
022-28758
2004-10-01

T3E A COPY OF THE JOINT DEBTORS SOLICITATION PACKAGE

View on SEC.gov →
811-09923
2005-08-17

KINETICS

View on SEC.gov →
001-13387
2011-03-24

AEROCENTURY CORP. 2011 STOCKHOLDER MEETING PROXY STATEMENT

View on SEC.gov →
811-23244
2022-08-24

N-PX

View on SEC.gov →
001-02958
2020-03-23

COURTESY PDF OF PROXY STATEMENT

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811-07992
2004-08-30

MFS SERIES TRUST XI

View on SEC.gov →
811-08189
2004-08-26

N-PX

View on SEC.gov →
811-05178
2004-08-10

EQUITY DIVIDEND FUND

View on SEC.gov →
000-50409
2005-11-07

EXHIBIT 4.12

View on SEC.gov →
811-07589
2004-08-20

THE HARTFORD MUTUAL FUNDS, INC.

View on SEC.gov →
811-03855
2004-08-27

SEC filing

View on SEC.gov →
811-01352
2005-08-19

SEC filing

View on SEC.gov →
811-07820
2004-08-13

FORM N-PX

View on SEC.gov →
811-06618
2004-08-30

FIRST INVESTORS SERIES FUND II, INC.

View on SEC.gov →
811-21918
2008-08-18

SEC filing

View on SEC.gov →
811-03980
2005-08-25

FORM N-PX

View on SEC.gov →
000-30134
2012-09-10

REPORT OF BALLOTING

View on SEC.gov →
811-21261
2005-08-26

N-PX

View on SEC.gov →
000-50409
2006-05-26

EXHIBIT 4.12

View on SEC.gov →
811-09739
2005-08-25

MASTER LARGE CAP SERIES TRUST

View on SEC.gov →
811-22959
2018-08-29

1290 N-PX

View on SEC.gov →
811-03591
2004-08-03

CALVERT VARIABLE SERIES FORM N-PX

View on SEC.gov →
811-00537
2007-08-30

FR. CUSTODIAN FUNDS, INC. N-PX PE 6/30/07

View on SEC.gov →
811-06719
2004-08-20

SEC filing

View on SEC.gov →
811-03636
2004-08-24

N-PX

View on SEC.gov →
811-06719
2004-08-31

SEC filing

View on SEC.gov →
811-00537
2004-08-31

FR. CUSTODIAN FUNDS N-PXPE 6/30/04

View on SEC.gov →
811-08631
2006-08-24

FORM N-PX

View on SEC.gov →
811-10405
2010-08-27

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-00537
2005-08-29

FR CUSTODIAN FUNDS, INC. N-PX PE 6/30/05

View on SEC.gov →
333-189736
2013-07-18

EX-1.1

View on SEC.gov →
811-05876
2007-08-24

N-PX

View on SEC.gov →
811-03636
2005-11-30

THE GUARDIAN VARIABLE CONTRACT FUNDS

View on SEC.gov →
811-03636
2005-08-26

THE GUARDIAN VARIABLE CONTRACT FUNDS

View on SEC.gov →
811-21364
2014-08-11

SCHRODER GLOBAL SERIES TRUST

View on SEC.gov →
811-07326
2005-08-30

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
WQK
License Status
Active
Address
TX
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List
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