Base
Customs Broker

JOEL H. GARCIA, JR.

TX

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “JOEL H. GARCIA, JR.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “JOEL H. GARCIA, JR.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

001-04119
2023-03-24

ARS

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001-04119
2024-03-22

ARS

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000-52917
2019-12-31

AMENDMENT TO DEBT RESTRUCTURE AGREEMENT

View on SEC.gov →
001-04119
2026-03-27

ARS

View on SEC.gov →
005-78067
2005-01-07

SEC filing

View on SEC.gov →
005-78067
2005-01-07

SEC filing

View on SEC.gov →
001-14315
2003-01-31

2002 ANNUAL REPORT TO SHAREHOLDERS

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005-78067
2006-12-13

AMENDMENT TO SCHEDULE 13D

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811-00082
2010-08-27

CGM TRUST

View on SEC.gov →
001-13684
2014-07-10

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
001-13684
2019-07-15

DEFINITIVE PROXY STATEMENT

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811-03626
2008-04-16

CITIZENS FUNDS

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333-169711
2010-10-01

EX-5

View on SEC.gov →
333-151353
2008-06-02

OPINION OF COUNSEL

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811-22902
2020-07-16

PROXY VOTING RECORD

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333-151354
2008-06-02

OPINION OF COUNSEL

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811-07919
2007-08-20

BRDU61_0001023647.TXT

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001-13684
2015-07-10

DEFINITIVE NOTICE AND PROXY

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001-13684
2015-06-25

PRE 14A

View on SEC.gov →
001-13684
2018-07-16

DEFINITIVE PROXY STATEMENT

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001-13684
2017-07-10

DEF 14A

View on SEC.gov →
001-06439
2004-08-06

PRESS RELEASE

View on SEC.gov →
811-09561
2009-08-25

CENTURY FUNDS

View on SEC.gov →
811-21549
2022-07-26

SUMMARY VOTING RECORD

View on SEC.gov →
811-21048
2006-08-29

AIM SELECT REAL ESTATE INCOME FUND

View on SEC.gov →
811-21340
2008-08-27

N-PX FILING - DWS RREEF REAL ESTATE FUND II

View on SEC.gov →
811-09581
2006-08-21

UBS ASPEN

View on SEC.gov →
811-21172
2008-08-27

N-PX FILING - DWS RREEF REAL ESTATE FUND

View on SEC.gov →
000-52917
2019-04-15

DEBT RESTRUCTURING AGREEMENT

View on SEC.gov →
811-22528
2021-08-02

PROXY VOTING RECORD

View on SEC.gov →
811-22867
2022-08-23

BRD_6J1_0001580956_2022.TXT

View on SEC.gov →
811-07959
2016-08-25

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
005-78067
2004-05-19

SCHEDULE 13-D

View on SEC.gov →
811-22528
2020-07-16

PROXY VOTING RECORD

View on SEC.gov →
811-02474
2010-08-26

SEC filing

View on SEC.gov →
001-05805
2023-04-07

SEC filing

View on SEC.gov →
811-02328
2018-08-10

SEC filing

View on SEC.gov →
811-09152
2016-07-08

SEC filing

View on SEC.gov →
811-06625
2020-08-27

P&R N-PX/A JUNE 2020

View on SEC.gov →
811-05526
2008-08-29

SEC filing

View on SEC.gov →
811-05037
2008-08-21

PROXY VOTES

View on SEC.gov →
811-22902
2021-08-02

PROXY VOTING RECORD

View on SEC.gov →
811-22738
2021-08-02

PROXY VOTING RECORD

View on SEC.gov →
811-21549
2021-08-02

SUMMARY VOTING RECORD

View on SEC.gov →
000-27127
2004-03-01

EXHIBIT 10.57

View on SEC.gov →
021-283174
2017-06-06

SEC filing

View on SEC.gov →
811-21467
2014-08-08

LMP CAPITAL AND INCOME FUND INC.

View on SEC.gov →
811-03906
2012-08-03

PERFORMANCE FUND N-PX 06-30-12

View on SEC.gov →
811-22738
2022-07-26

PROXY VOTING RECORD

View on SEC.gov →
021-283174
2017-06-19

SEC filing

View on SEC.gov →
021-283174
2017-06-27

SEC filing

View on SEC.gov →
811-21452
2008-08-25

ANNUAL FORM N-PX FILING 2008

View on SEC.gov →
811-22528
2022-07-26

PROXY VOTING RECORD

View on SEC.gov →
811-04750
2008-07-30

T19_FENIMORE ASSET MGMET TR

View on SEC.gov →
811-09152
2014-07-17

SEC filing

View on SEC.gov →
811-22902
2022-07-26

PROXY VOTING RECORD

View on SEC.gov →
811-02111
2011-08-29

N-PX

View on SEC.gov →
001-13684
2016-07-15

DEFINITIVE PROXY STATEMENT

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811-09637
2009-08-27

BR LARGE CAP CORE PLUS FUND OF BR LARGE CAP SERIES FUNDS, INC.

View on SEC.gov →
811-21549
2020-07-16

VOTING RECORD SUMMARY

View on SEC.gov →
811-04750
2005-08-16

FENIMORE ASSET

View on SEC.gov →
005-44329
2013-12-20

SC TO-I

View on SEC.gov →
811-04750
2005-12-01

FENIMORE ASSET MANAGEMENT INC T19

View on SEC.gov →
811-05037
2010-08-25

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-05569
2021-08-30

FUT NPX 0821

View on SEC.gov →
811-04750
2005-12-01

FENIMORE ASSET

View on SEC.gov →
811-21625
2012-08-09

ANNUAL REPORT FOR PROXY VOTING

View on SEC.gov →
811-07919
2004-08-31

FORM NPX

View on SEC.gov →
021-283174
2017-08-11

SEC filing

View on SEC.gov →
021-283174
2017-10-03

SEC filing

View on SEC.gov →
021-283174
2017-08-01

SEC filing

View on SEC.gov →
021-283174
2017-07-13

SEC filing

View on SEC.gov →
811-21549
2023-08-17

SUMMARY VOTING RECORD

View on SEC.gov →
811-22298
2013-08-30

STARBOARD INVESTMENT TRUST - SCS TACTICAL ALLOCATION FUND

View on SEC.gov →
811-09477
2009-08-27

FORM N-PX

View on SEC.gov →
811-21467
2012-08-24

N-PX

View on SEC.gov →
811-22902
2023-08-17

PROXY VOTING RECORD

View on SEC.gov →
811-22738
2023-08-17

PROXY VOTING RECORD

View on SEC.gov →
333-104628
2003-08-20

SELLING SHAREHOLDERS

View on SEC.gov →
005-78067
2003-11-26

AMENDMENT NO. 4 TO SCHEDULE 13D

View on SEC.gov →
811-05639
2012-08-29

PACHOLDER HIGH YIELD FUND

View on SEC.gov →
005-78067
2002-02-14

SCHEDULE 13D

View on SEC.gov →
005-78067
2002-02-14

SCHEDULE 13D

View on SEC.gov →
811-22786
2016-08-09

BRD2K3_0001566196_2016.TXT

View on SEC.gov →
811-03131
2007-08-30

SEC filing

View on SEC.gov →
811-21467
2015-08-17

LMP CAPITAL AND INCOME FUND INC.

View on SEC.gov →
811-21326
2008-08-22

COHEN & STEERS REIT AND PREFERRED INCOME FUND, INC

View on SEC.gov →
811-07154
2007-08-23

COHEN & STEERS TOTAL RETURN REALTY FUND

View on SEC.gov →
005-78067
2003-03-05

SCHEDULE 13D/A

View on SEC.gov →
811-07959
2013-08-26

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-22528
2023-08-17

PROXY VOTING RECORD

View on SEC.gov →
811-08599
2005-08-25

N-PX FILING

View on SEC.gov →
005-78067
2003-11-26

AMENDMENT NO.4 TO SCHEDULE 13D

View on SEC.gov →
005-78067
2002-06-03

SCHEDULE 13D/A

View on SEC.gov →
005-78067
2003-07-15

AMENDMENT NO 3 TO SCHEDULE 13D

View on SEC.gov →
333-89086
2002-05-24

FORM S-8

View on SEC.gov →
005-78067
2002-06-03

SCHEDULE 13D/A

View on SEC.gov →
811-05339
2018-08-23

ANNUAL REPORT OF PROXY RECORDS

View on SEC.gov →
811-08297
2006-08-29

OPPENHEIMER MIDCAP FUND FORM N-PX

View on SEC.gov →
811-04078
2009-08-28

FORM N-PX

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
WCX
License Status
Active
Address
TX
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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