Base
Customs Broker

SANDRA L. RODRIGUEZ

CA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “SANDRA L. RODRIGUEZ” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “SANDRA L. RODRIGUEZ” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

001-37845
2023-10-19

DEFA14A

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001-37845
2024-10-24

DEFA14A

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001-37845
2022-10-27

DEFA14A

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001-37845
2021-10-18

DEFA14A

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811-22298
2022-08-30

STARBOARD INVESTMENT TRUST - ADAPTIVE ETFS

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333-185757
2021-12-10

S-8 POS

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000-27446
2017-05-10

EXHIBIT 10.1

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811-07729
2007-08-17

HANSBERGER INTERNATIONAL SERIES

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000-26041
2013-01-22

DEFINITIVE PROXY STATEMENT

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000-26041
2013-01-08

PRELIMINARY PROXY STATEMENT

View on SEC.gov →
001-38229
2023-03-22

SEC filing

View on SEC.gov →
2011-10-13

SEC filing

View on SEC.gov →
001-05397
2017-08-22

PRELIMINARY PROXY STATEMENT IN CONNECTION WITH CONTESTED SOLICITATIONS

View on SEC.gov →
001-15829
2013-07-15

EX-24

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811-23175
2022-08-15

ANNUAL REPORT OF PROXY VOTING

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028-15344
2025-08-06

SEC filing

View on SEC.gov →
001-14315
2003-01-31

2002 ANNUAL REPORT TO SHAREHOLDERS

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001-05397
2017-09-01

PRELIMINARY REVISED PROXY SOLICITING MATERIALS

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333-136129
2007-02-15

BULLION RIVER GOLD CORP.

View on SEC.gov →
028-15344
2024-08-22

SEC filing

View on SEC.gov →
001-05397
2017-09-06

DEFINITIVE PROXY STATEMENT IN CONNECTION WITH CONTESTED SOLICITATIONS

View on SEC.gov →
028-20881
2024-08-29

PROXY VOTE TABLE FOR ENGINE NO. 1 LLC (444)

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001-04119
2024-03-22

ARS

View on SEC.gov →
811-23063
2017-08-22

ANNUAL REPORT OF PROXY VOTING

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811-22894
2024-08-28

SEC filing

View on SEC.gov →
811-01209
2023-08-23

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-22080
2017-08-11

VOTING RECORD SUMMARY

View on SEC.gov →
811-21853
2023-08-14

N-PX

View on SEC.gov →
333-179073
2013-04-02

SEC filing

View on SEC.gov →
811-05385
2017-01-25

DEUTSCHE VALUE SERIES, INC.

View on SEC.gov →
811-02884
2022-08-24

ANNUAL REPORT FOR N-PX

View on SEC.gov →
001-05397
2020-09-24

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
001-05397
2019-09-26

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
001-05397
2021-09-23

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
333-56372
2001-05-16

ESCROW AGREEMENT

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333-56380
2001-05-16

ESCROW AGREEMENT

View on SEC.gov →
333-56518
2001-05-16

ESCROW AGREEMENT

View on SEC.gov →
001-12475
2003-05-14

EX-99.1 PRESS RELEASE

View on SEC.gov →
333-56382
2001-05-16

ESCROW AGREEMENT

View on SEC.gov →
811-02884
2023-08-25

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-05037
2007-08-13

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-22970
2023-08-21

NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

View on SEC.gov →
811-08547
2022-08-26

N-PX

View on SEC.gov →
811-08547
2023-08-28

FORM N-PX

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811-23175
2023-08-25

ANNUAL REPORT OF PROXY VOTING

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001-33422
2021-07-01

FORM 6-K

View on SEC.gov →
001-04119
2026-03-27

ARS

View on SEC.gov →
001-05397
2017-09-27

EXHIBIT 1

View on SEC.gov →
001-05397
2019-09-26

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
000-54370
2011-04-28

CERTIFICATE OF AMENDMENT TO CERTIFICATE OF LIMITED PARTNERSHIP

View on SEC.gov →
001-05397
2022-09-22

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
333-36328
2001-01-18

LIST OF CERTAIN SELLING STOCKHOLDERS

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001-05397
2017-09-12

EXHIBIT 4

View on SEC.gov →
811-10401
2023-08-25

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
001-37845
2021-10-14

DEFA14A

View on SEC.gov →
000-53959
2010-04-30

CERTIFICATE OF CORRECTION

View on SEC.gov →
001-04119
2023-03-24

ARS

View on SEC.gov →
001-37845
2023-12-08

8-K

View on SEC.gov →
000-53959
2010-04-30

CERTIFICATE OF AMENDMENT TO CERTIFICATE OF LIMITED PARTNERSHIP

View on SEC.gov →
811-06653
2022-08-22

SEC filing

View on SEC.gov →
001-37845
2022-12-16

8-K

View on SEC.gov →
811-04915
2020-08-05

DNP SELECT INCOME FUND INC.

View on SEC.gov →
001-05397
2018-09-20

DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS

View on SEC.gov →
001-37845
2023-10-19

DEF 14A

View on SEC.gov →
001-37845
2024-12-11

8-K

View on SEC.gov →
333-82904-06
2002-05-15

EXHIBIT 99.8

View on SEC.gov →
000-54370
2011-04-28

CERTIFICATE OF CORRECTION

View on SEC.gov →
811-01027
2020-08-27

N-PX

View on SEC.gov →
811-22525
2023-08-21

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
001-37845
2024-10-24

DEF 14A

View on SEC.gov →
001-37845
2021-11-30

8-K

View on SEC.gov →
811-08243
2019-08-19

N-PX

View on SEC.gov →
000-54370
2011-04-28

CERTIFICATE OF AMENDMENT TO CERTIFICATE OF LIMITED PARTNERSHIP

View on SEC.gov →
001-05397
2018-09-20

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
811-04915
2022-09-06

DNP SELECT INCOME FUND INC.

View on SEC.gov →
811-08243
2019-08-22

AMENDED ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-21664
2021-08-26

NPX

View on SEC.gov →
333-189020
2013-07-15

EX-8.1

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811-04643
2023-08-08

N-PX REPORT JULY 2022 TO JUNE 2023

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001-32461
2007-07-16

EX-99.4

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811-21982
2022-08-24

GUGGENHEIM STRATEGIC OPPORTUNITIES FUND

View on SEC.gov →
811-22058
2022-08-22

NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND

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811-09613
2004-08-25

N-PX

View on SEC.gov →
811-21507
2022-08-29

SEC filing

View on SEC.gov →
811-23341
2021-08-27

BLACKROCK FUNDS IV

View on SEC.gov →
001-05397
2024-09-19

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
333-67170
2001-12-10

EXHIBIT 4.1

View on SEC.gov →
028-11448
2025-08-13

SEC filing

View on SEC.gov →
001-14728
2016-04-29

EXHIBIT 8-1

View on SEC.gov →
001-07865
2005-03-31

EXHIBIT 10 (L)

View on SEC.gov →
811-00825
2021-07-26

AMERICAN GROWTH CANNABIS FUND

View on SEC.gov →
811-06400
2018-08-31

SEC filing

View on SEC.gov →
811-22668
2022-08-31

ANNUAL REPORT FOR PROXY VOTING

View on SEC.gov →
001-05397
2021-09-23

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
811-23487
2025-08-15

SEC filing

View on SEC.gov →
001-05397
2020-09-24

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
001-02691
2016-07-12

EX-4.4

View on SEC.gov →
000-50710
2004-05-04

MOUNTAIN BANCSHARES, INC.

View on SEC.gov →
811-21823
2021-08-26

NPX

View on SEC.gov →
811-22525
2019-08-22

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
U84
License Status
Active
Address
CA
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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