Base
Customs Broker

Caspian Trade Advisors, LLC LLC

CA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “Caspian Trade Advisors, LLC LLC” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “Caspian Trade Advisors, LLC LLC” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

005-79154
2012-04-23

SEC filing

View on SEC.gov →
005-79154
2010-11-29

SEC filing

View on SEC.gov →
001-31717
2011-01-18

DEFN14A

View on SEC.gov →
001-31717
2011-01-07

PREN14A

View on SEC.gov →
000-33215
2006-08-15

10-QSB ENDED JUNE 30, 2006

View on SEC.gov →
000-33215
2006-05-16

10-QSB ENDED MARCH 31, 2006

View on SEC.gov →
333-185238
2019-05-08

BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →
000-50056
2024-11-29

SEC filing

View on SEC.gov →
000-33215
2005-04-15

10-KSB YEAR ENDED DECEMBER 31, 2004

View on SEC.gov →
000-33215
2005-06-14

REVISED PRELIMINARY PROXY STATEMENT

View on SEC.gov →
000-33215
2005-05-18

PRELIMINARY PROXY STATEMENT

View on SEC.gov →
333-185238
2019-01-25

BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →
000-33215
2006-01-12

10-KSB YEAR ENDED SEPTEMBER 30, 2005

View on SEC.gov →
333-185238
2015-04-08

BLACKSTONE ALTERNATIVE INVESTMENT FUNDS

View on SEC.gov →
000-33215
2007-01-16

10-KSB YEAR ENDED SEPTEMBER 30, 2006

View on SEC.gov →
000-33215
2005-06-24

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
333-185238
2023-03-31

BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →
333-257801
2022-08-22

424B3

View on SEC.gov →
333-185238
2015-11-24

CODE OF ETHICS OF CASPIAN

View on SEC.gov →
333-185238
2013-07-15

CODE OF ETHICS OF CASPIAN CAPITAL LP.

View on SEC.gov →
333-185238
2015-04-08

BAMSF BLACKSTONE ALTERNATIVE INVESTMENT FUNDS

View on SEC.gov →
000-50056
2024-11-01

SEC filing

View on SEC.gov →
811-22743
2021-07-29

CODE OF ETHICS OF CASPIAN

View on SEC.gov →
333-185238
2023-09-05

BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →
333-185238
2020-04-20

BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →
001-35922
2014-08-05

TERMINATION AGREEMENT

View on SEC.gov →
000-50056
2024-11-27

SEC filing

View on SEC.gov →
333-257801
2022-08-10

POS AM

View on SEC.gov →
000-33215
2008-01-15

10-K YEAR ENDED SEPTEMBER 30, 2007

View on SEC.gov →
000-33215
2009-12-29

10-K YEAR ENDED SEPTEMBER 30, 2009

View on SEC.gov →
000-33215
2009-01-13

10-K YEAR ENDED SEPTEMBER 30, 2008

View on SEC.gov →
000-33215
2009-01-16

10-K/A YEAR ENDED SEPTEMBER 30, 2008

View on SEC.gov →
005-80397
2024-10-25

EX-99.(C)(13)

View on SEC.gov →
005-80397
2024-10-25

EX-99.(C)(14)

View on SEC.gov →
333-240114
2020-07-27

S-3

View on SEC.gov →
001-39439
2022-02-25

EX-10.2

View on SEC.gov →
000-50056
2024-12-09

INVESTOR PRESENTATION

View on SEC.gov →
000-33215
2011-01-13

FORM 10-K YEAR ENDED SEPTEMBER 30, 2010

View on SEC.gov →
333-185238
2020-12-28

BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →
000-50056
2024-11-21

PRER14A

View on SEC.gov →
000-50056
2024-11-27

DEFM14A

View on SEC.gov →
000-50056
2024-10-25

PREM14A

View on SEC.gov →
000-33215
2015-01-13

FORM 10-K YEAR ENDED SEPTEMBER 30, 2014

View on SEC.gov →
000-33215
2013-01-15

FORM 10-K YEAR ENDED SEPTEMBER 30, 2012

View on SEC.gov →
811-22743
2025-05-30

CODE OF ETHICS OF CASPIAN

View on SEC.gov →
000-33215
2014-01-14

FORM 10-K YEAR ENDED SEPTEMBER 30, 2013

View on SEC.gov →
005-78422
2007-08-07

SEC filing

View on SEC.gov →
000-33215
2002-10-07

AMENDED FORM 8-K DATED JULY 30, 2002

View on SEC.gov →
811-22743
2025-07-29

BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →
333-118902
2008-08-15

SEC filing

View on SEC.gov →
005-91622
2024-12-17

EXHIBIT-99.(A)(1)(A)

View on SEC.gov →
333-178333-12333-178333333-178333-07333-178333-08333-178333-09333-178333-10333-178333-02333-178333-01333-178333-06333-178333-03333-178333-11333-178333-04333-178333-05
2012-04-24

PROSPECTUS SUPPLEMENT NO. 7

View on SEC.gov →
333-216499
2017-03-27

AMENDMENT NO. 1 TO FORM S-1

View on SEC.gov →
000-33215
2012-01-13

FORM 10-K YEAR ENDED SEPTEMBER 30, 2011

View on SEC.gov →
000-33215
2013-03-11

PRELIMINARY PROXY STATEMENT

View on SEC.gov →
333-118902
2008-05-20

SIBERIAN ENERGY GROUP, INC. FORM 10-Q FOR QUARTERLY PERIOD ENDED MARCH 31, 2008

View on SEC.gov →
377-01481
2017-01-30

SEC filing

View on SEC.gov →
333-216499
2017-03-07

S-1

View on SEC.gov →
333-216499
2017-04-03

AMENDMENT NO. 2 TO FORM S-1

View on SEC.gov →
001-32627
2012-04-20

DEF 14A

View on SEC.gov →
000-33215
2016-01-13

FORM 10-K YEAR ENDED SEPTEMBER 30, 2015

View on SEC.gov →
333-216499
2017-04-14

424B4

View on SEC.gov →
333-216499
2017-04-10

AMENDMENT NO. 3 TO FORM S-1

View on SEC.gov →
000-33215
2013-03-22

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
811-22743
2025-05-30

BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →
001-35210
2015-01-09

EX-10.1

View on SEC.gov →
001-37665001-07541
2021-07-07

EXHIBIT 10.2

View on SEC.gov →
811-22743
2024-07-29

BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →
333-170104
2010-10-22

FORM S-1

View on SEC.gov →
333-170104
2010-12-03

FORM S-1/A

View on SEC.gov →
001-12609001-02348
2019-10-01

FORM OF CHAPTER 11 PLAN BACKSTOP COMMITMENT LETTER

View on SEC.gov →
333-185238
2014-06-03

FORM OF INV SUB-ADV AGRMNT BTWN BAIA & CASPIAN FOR SERVICES TO MSF

View on SEC.gov →
333-185238
2018-02-28

BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →
811-22743
2024-05-29

BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →
333-185238
2013-07-15

FORM OF INVESTMENT SUB-ADVISORY AGT BTWN ADVISER AND CASPIAN CAPITAL LP.

View on SEC.gov →
333-170104
2010-12-22

FORM S-1/A

View on SEC.gov →
333-185238
2015-07-01

BLACKSTONE ALTERNATIVE MULTI-MANAGER FUND

View on SEC.gov →
000-50253
2019-02-27

EXHIBIT 99.1

View on SEC.gov →
333-185238
2015-04-08

BLACKSTONE ALTERNATIVE MULTI-MANAGER FUND

View on SEC.gov →
333-185238
2024-01-09

BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →
811-22743
2023-07-28

BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →
333-185238
2014-09-04

BAIF - BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →
001-11862
2004-09-15

EX-99.7

View on SEC.gov →
333-185238
2014-09-22

BAIF-BLACKSTONE ALTERNATIVE INVESTMENT FUNDS

View on SEC.gov →
333-185238
2020-05-29

BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →
333-185238
2014-08-01

BAIF - BLACKSTONE ALTERNATIVE MULTI-MANAGER FUND

View on SEC.gov →
811-22743
2023-05-26

BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →
811-22743
2022-07-29

BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →
333-185238
2019-05-31

AMENDED & RESTATED INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN BAIA AND CASPIAN

View on SEC.gov →
333-152100
2010-02-18

PROSPECTUS SUPPLEMENT

View on SEC.gov →
333-185238
2014-08-22

BAIF - BLACKSTONE ALTERNATIVE MULTI-MANAGER FUND

View on SEC.gov →
811-22743
2022-05-27

BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →
333-185238
2015-04-08

BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →
333-185238
2014-05-13

BLACKSTONE ALTERNATIVE MULTI-MANAGER FUND

View on SEC.gov →
333-185238
2015-07-01

BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →
333-185238
2014-11-20

BAIF BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →
333-185238
2015-08-03

BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →
333-185238
2014-06-05

BLACKSTONE ALTERNATIVE INVESTMENT FUNDS

View on SEC.gov →
333-185238
2015-12-07

BLACKSTONE ALTERNATIVE MULTI-MANAGER FUND

View on SEC.gov →
333-185238
2014-09-22

BAIF - BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
RTF
License Status
Active
Address
CA
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List
← Casmar Forwarding, Inc.CATALYST CUSTOMS BROKER, INC. →