Base
Customs Broker

LILIA C. SERRANO

CA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “LILIA C. SERRANO” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “LILIA C. SERRANO” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

333-186487
2013-03-14

EX-10.41

View on SEC.gov →
333-192645
2013-12-03

EX-4.5

View on SEC.gov →
001-35872
2013-08-14

EX-10.1

View on SEC.gov →
333-128694
2005-11-14

EXHIBIT 10.6

View on SEC.gov →
001-35872
2014-03-17

EX-4.5

View on SEC.gov →
333-186487
2013-04-02

EX-4.10

View on SEC.gov →
022-28758
2004-10-01

T3E A COPY OF THE JOINT DEBTORS SOLICITATION PACKAGE

View on SEC.gov →
001-34084
2012-04-23

STOCKHOLDER AGREEMENT

View on SEC.gov →
001-32461
2007-07-16

EX-99.4

View on SEC.gov →
001-35872
2020-02-27

EXHIBIT 4.2

View on SEC.gov →
001-35297
2013-04-01

TECHNICAL REPORT ON THE SAN JOSE PROPERTY

View on SEC.gov →
001-35297
2013-11-29

SAN JOSE TECHNICAL REPORT

View on SEC.gov →
001-35297
2017-02-02

AMENDED SAN JOSE TECHNICAL REPORT

View on SEC.gov →
001-04119
2026-03-27

ARS

View on SEC.gov →
001-35297
2016-09-27

TECHNICAL REPORT ON THE SAN JOSE PROPERTY

View on SEC.gov →
000-50409
2005-11-07

EXHIBIT 4.12

View on SEC.gov →
000-50409
2006-05-26

EXHIBIT 4.12

View on SEC.gov →
001-35297
2024-03-08

EXHIBIT 99.1

View on SEC.gov →
001-35297
2019-03-28

EXHIBIT 99.1

View on SEC.gov →
000-18953
2026-04-01

ARS

View on SEC.gov →
000-18953
2024-04-08

ARS

View on SEC.gov →
000-18953
2025-04-02

ARS

View on SEC.gov →
811-07851
2023-08-28

SEC filing

View on SEC.gov →
333-172772-43333-172772-42333-172772-41333-172772-40333-172772-39333-172772-38333-172772-37333-172772333-172772-36333-172772-35333-172772-34333-172772-33333-172772-32333-172772-31333-172772-30333-172772-29333-172772-28333-172772-27333-172772-26333-172772-25333-172772-24333-172772-23333-172772-22333-172772-21333-172772-20333-172772-19333-172772-18333-172772-17333-172772-16333-172772-15333-172772-14333-172772-13333-172772-12333-172772-11333-172772-10333-172772-09333-172772-08333-172772-07333-172772-06333-172772-05333-172772-04333-172772-03333-172772-02333-172772-63333-172772-62333-172772-61333-172772-60333-172772-59333-172772-58333-172772-57333-172772-56333-172772-55333-172772-54333-172772-53333-172772-52333-172772-51333-172772-50333-172772-49333-172772-48333-172772-47333-172772-45333-172772-46333-172772-44333-172772-01333-172772-64333-172772-65
2011-05-02

EX-10.9

View on SEC.gov →
811-05085
2009-08-26

N-PX

View on SEC.gov →
811-09105
2009-08-27

N-PX

View on SEC.gov →
811-09891
2018-08-15

FORM N-PX

View on SEC.gov →
333-172772-43333-172772-42333-172772-41333-172772-40333-172772-39333-172772-38333-172772-37333-172772333-172772-36333-172772-35333-172772-34333-172772-33333-172772-32333-172772-31333-172772-30333-172772-29333-172772-28333-172772-27333-172772-26333-172772-25333-172772-24333-172772-23333-172772-22333-172772-21333-172772-20333-172772-19333-172772-18333-172772-17333-172772-16333-172772-15333-172772-14333-172772-13333-172772-12333-172772-11333-172772-10333-172772-09333-172772-08333-172772-07333-172772-06333-172772-05333-172772-04333-172772-03333-172772-02333-172772-63333-172772-62333-172772-61333-172772-60333-172772-59333-172772-58333-172772-57333-172772-56333-172772-55333-172772-54333-172772-53333-172772-52333-172772-51333-172772-50333-172772-49333-172772-48333-172772-47333-172772-45333-172772-46333-172772-44333-172772-01333-172772-64333-172772-65
2011-05-02

EX-10.8

View on SEC.gov →
811-03857
2009-08-27

AMERICAN FUNDS INSURANCE SERIES N-PX

View on SEC.gov →
811-07338
2009-08-27

N-PX

View on SEC.gov →
333-131630-56
2006-10-02

FREE WRITING PROSPECTUS

View on SEC.gov →
811-04920
2015-08-31

WASATCH FUNDS TRUST

View on SEC.gov →
811-00558
2018-08-29

N-PX

View on SEC.gov →
811-21944
2012-08-17

PROXY VOTING SUMMARY

View on SEC.gov →
333-121661-16
2005-08-03

POOLING AND SERVICING AGREEMENT

View on SEC.gov →
811-07440
2018-08-31

SEC filing

View on SEC.gov →
811-22781
2023-08-30

GOLDMAN SACHS TRUST II

View on SEC.gov →
811-07443
2018-08-30

SEC filing

View on SEC.gov →
811-23149
2021-08-27

THRIVENT CORE FUNDS

View on SEC.gov →
811-09903
2009-08-13

FORM N-PX

View on SEC.gov →
811-23615
2025-08-28

SEC filing

View on SEC.gov →
333-121661-10
2005-07-19

POOLING AND SERVICING AGREEMENT

View on SEC.gov →
811-22519
2018-08-07

PROXY VOTING RECORD

View on SEC.gov →
811-09102
2018-08-30

FORM N-PX

View on SEC.gov →
811-07440
2021-08-31

SEC filing

View on SEC.gov →
811-00558
2019-08-29

N-PX

View on SEC.gov →
811-07443
2023-08-28

N-PX

View on SEC.gov →
811-07440
2019-08-30

SEC filing

View on SEC.gov →
811-21944
2023-08-10

PROXY VOTING RECORD

View on SEC.gov →
811-06400
2018-08-31

SEC filing

View on SEC.gov →
811-22717
2018-08-07

PROXY VOTING SUMMARY

View on SEC.gov →
333-121661-18
2005-07-22

POOLING AND SERVICING AGREEMENT

View on SEC.gov →
811-04920
2016-08-31

WASATCH FUNDS TRUST

View on SEC.gov →
333-127834-14
2006-03-30

CITIGROUP MORTGAGE LOAN TRUST INC.

View on SEC.gov →
811-04984
2009-09-08

SEC filing

View on SEC.gov →
811-04347
2023-08-28

N-PX

View on SEC.gov →
811-05059
2009-08-27

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-09819
2018-08-30

STATE STREET INSTITUTIONAL INVESTMENT TRUST

View on SEC.gov →
811-07912
2018-08-14

SEC filing

View on SEC.gov →
811-03919
2018-08-29

SEC filing

View on SEC.gov →
811-05972
2018-08-30

SEC filing

View on SEC.gov →
811-00001
2023-08-24

N-PX

View on SEC.gov →
811-07572
2023-08-31

PFI 831 N-PX 2023

View on SEC.gov →
811-07140
2009-08-28

N-PX

View on SEC.gov →
811-22717
2023-08-17

PROXY VOTING RECORD

View on SEC.gov →
811-07440
2016-08-30

SEC filing

View on SEC.gov →
811-22375
2023-08-29

PIMCO EQUITY SERIES

View on SEC.gov →
811-02105
2018-08-23

SEC filing

View on SEC.gov →
811-00558
2021-08-27

HARTFORD MUTUAL FUNDS II, INC.

View on SEC.gov →
811-23149
2023-08-25

THRIVENT CORE FUNDS

View on SEC.gov →
811-07572
2018-08-30

PFI 831 N-PX 2018

View on SEC.gov →
811-23124
2018-08-28

SEC filing

View on SEC.gov →
811-05186
2018-08-30

SEC filing

View on SEC.gov →
811-22717
2019-08-05

PROXY VOTING SUMMARY

View on SEC.gov →
811-00001
2024-08-28

SEC filing

View on SEC.gov →
811-07739
2023-08-11

HARDING, LOEVNER FUNDS, INC.

View on SEC.gov →
001-39289
2024-06-17

EX-99.1

View on SEC.gov →
811-05601
2024-08-30

SEC filing

View on SEC.gov →
811-04984
2023-08-02

SEC filing

View on SEC.gov →
811-05972
2018-08-29

SEC filing

View on SEC.gov →
811-07440
2017-08-31

SEC filing

View on SEC.gov →
811-09999
2023-08-23

PIP 2 N-PX

View on SEC.gov →
811-09102
2024-08-27

SEC filing

View on SEC.gov →
811-05075
2021-08-27

THRIVENT MUTUAL FUNDS

View on SEC.gov →
811-22255
2015-07-21

N-PX

View on SEC.gov →
811-22717
2021-08-09

PROXY VOTING RECORD

View on SEC.gov →
811-22487
2018-08-03

DBX ETF TRUST

View on SEC.gov →
811-22717
2022-08-16

PROXY VOTING RECORD

View on SEC.gov →
811-08234
2019-08-12

N-PX

View on SEC.gov →
811-21145
2009-08-21

SPDR (R) INDEX SHARES FUNDS

View on SEC.gov →
811-07852
2023-08-30

VICTORY PORTFOLIOS III

View on SEC.gov →
811-22696
2023-08-30

VICTORY PORTFOLIOS II

View on SEC.gov →
811-07076
2023-08-23

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-06318
2009-08-31

FORM N-PX

View on SEC.gov →
811-04367
2023-08-24

N-PX

View on SEC.gov →
811-10263
2023-08-31

FORM N-PX

View on SEC.gov →
811-09102
2019-08-29

FORM N-PX

View on SEC.gov →
811-06400
2019-08-29

SEC filing

View on SEC.gov →
333-11554
2024-04-26

EX-99.(C)(3)

View on SEC.gov →
811-04603
2009-08-27

THRIVENT SERIES FUND

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
NU5
License Status
Active
Address
CA
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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