Base
Customs BrokerPotential sanctions match

Hong Xu

NY

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

1 hit

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Screening Alert

This company has a potential match on 1 sanctions or screening list. This may be a false positive — verify against official records.

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

1 potential match

HONG XUN

Type: vessel · IRAN-EO13871

These are name-match results and may include false positives. Run a full screening →

BIS Consolidated Screening List (CSL)

2 potential matches

Collin Xu

ITAR Debarred

HONG XUN

OFAC SDN

These are name-match results and may include false positives. Run a full export control screening →

Federal Register Mentions (1)

Notice2023-01681
2023-01-27

Quarterly Publication of Individuals, Who Have Chosen to Expatriate

SEC Filings (100)

000-30013
2007-11-15

EMPLOYMENT CONTRACT

View on SEC.gov →
001-39436
2023-04-27

EXHIBIT 99.2

View on SEC.gov →
001-14966
2019-11-19

EXHIBIT 99.1

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001-37922
2025-04-25

EXHIBIT 99.1

View on SEC.gov →
001-39436
2026-04-24

EXHIBIT 99.3

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001-14966
2017-04-18

FORM 6-K

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001-14362
2010-06-24

EX-99.1

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005-80112
2011-11-03

AMENDMENT TO FORM SC 13E3

View on SEC.gov →
005-84975
2009-11-09

SEC filing

View on SEC.gov →
001-33816
2008-11-05

EXECUTIVE EMPLOYMENT AGREEMENT

View on SEC.gov →
000-53973
2012-05-29

EXHIBIT 4.6

View on SEC.gov →
000-50214
2007-10-26

AGREEMENT TO ACQUIRE MARKETING AND COMMISSION AGREEMENT

View on SEC.gov →
001-14362
2011-06-03

EX-99.1

View on SEC.gov →
000-27791
2019-11-27

EX-99.2

View on SEC.gov →
005-89918
2021-01-12

SC 13D AMENDMENT 2

View on SEC.gov →
005-88838
2015-09-21

FORM SC 13D

View on SEC.gov →
001-33816
2009-03-16

ESCROW RESOLUTION & TRANSITION AGREEMENT, DATED MARCH 13, 2009

View on SEC.gov →
333-171305
2013-04-24

MAINBODY

View on SEC.gov →
377-07150
2024-04-24

SEC filing

View on SEC.gov →
001-14550
2011-11-14

FORM 6-K

View on SEC.gov →
001-14660
2020-06-30

EX-99.2

View on SEC.gov →
001-14550
2012-05-11

FORM 6-K

View on SEC.gov →
001-14660
2018-10-18

EX-99.1

View on SEC.gov →
333-131032
2006-10-04

SEC filing

View on SEC.gov →
000-52812
2008-09-29

SEC filing

View on SEC.gov →
001-13314
2020-06-17

FORM 6-K

View on SEC.gov →
000-52812
2008-05-20

FORM 8-K

View on SEC.gov →
005-40395
2018-04-27

SCHEDULE 13D

View on SEC.gov →
005-40395
2022-08-05

SCHEDULE 13D/A

View on SEC.gov →
005-80112
2011-07-13

SEC filing

View on SEC.gov →
333-170368
2010-11-04

EX-4.8

View on SEC.gov →
001-14966
2020-03-20

EXHIBIT 99.1

View on SEC.gov →
001-14550
2015-06-17

FORM 6-K

View on SEC.gov →
333-83375
2012-01-17

CURRENT REPORT

View on SEC.gov →
001-31914
2015-05-28

EX-99.1

View on SEC.gov →
377-07150
2024-04-24

SEC filing

View on SEC.gov →
001-11412
2007-05-02

EX-99.1 CIRCULAR DATED APRIL 27, 2007

View on SEC.gov →
001-31517
2018-10-26

FORM 6-K

View on SEC.gov →
001-13314
2020-06-23

6-K WITH ONE ANNOUNCEMENT

View on SEC.gov →
333-82900
2016-03-10

FORM 8-K

View on SEC.gov →
005-88409
2017-02-09

SCHEDULE 13D

View on SEC.gov →
001-15264
2013-05-10

SEC filing

View on SEC.gov →
005-93213
2022-02-14

SC 13G

View on SEC.gov →
001-13314
2018-03-07

FORM 6-K

View on SEC.gov →
001-13314
2017-06-15

6-K WITH TWO ANNOUNCEMENTS

View on SEC.gov →
001-14966
2021-04-08

EXHIBIT 99.2

View on SEC.gov →
005-40395
2022-07-12

SCHEDULE 13D/A

View on SEC.gov →
005-80112
2011-09-13

AMENDMENT TO SCHEDULE 13E3

View on SEC.gov →
333-273289
2023-07-17

SHARE SUBSCRIPTION AGREEMENTS BETWEEN ALPHA AND FIVE SHARE SUBSCRIBERS, DATED JANUARY 26, 2023

View on SEC.gov →
000-52812
2008-05-20

425

View on SEC.gov →
005-89918
2019-02-21

SCHEDULE 13D

View on SEC.gov →
377-06645
2023-05-11

SEC filing

View on SEC.gov →
2022-09-19

SEC filing

View on SEC.gov →
005-82637
2016-03-03

SC 13E3/A

View on SEC.gov →
005-84975
2009-11-09

SEC filing

View on SEC.gov →
005-80112
2011-06-20

SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934

View on SEC.gov →
005-80112
2011-11-03

SC 13D/A

View on SEC.gov →
001-14362
2011-06-03

EX-99.2

View on SEC.gov →
333-279667
2024-06-21

SEC filing

View on SEC.gov →
333-279667
2024-06-21

SEC filing

View on SEC.gov →
005-80112
2011-09-29

SC 13E3/A

View on SEC.gov →
333-152425
2008-07-21

OPINION OF GRANDALL LEGAL GROUP

View on SEC.gov →
005-84975
2010-10-13

SEC filing

View on SEC.gov →
005-89918
2020-09-04

SCHEDULE 13D AMENDMENT

View on SEC.gov →
001-14362
2010-05-19

EX-99.3

View on SEC.gov →
001-14362
2011-04-15

EX-99.1

View on SEC.gov →
001-31914
2017-03-23

EX-99.1

View on SEC.gov →
333-270499
2024-01-04

SEC filing

View on SEC.gov →
001-14966
2021-04-08

EXHIBIT 99.3

View on SEC.gov →
001-38013001-38013
2019-02-21

SEC filing

View on SEC.gov →
005-80112
2011-08-29

AMENDMENT TO FORM SC 13E3

View on SEC.gov →
333-207115
2016-03-10

FORM 424B3

View on SEC.gov →
333-12222
2012-12-17

FORM 6-K

View on SEC.gov →
000-52812
2008-01-31

SEC filing

View on SEC.gov →
005-79352
2017-11-09

SC 13D

View on SEC.gov →
001-38429
2023-04-27

EX-99.2

View on SEC.gov →
001-39601
2023-10-19

EXHIBIT 99.3

View on SEC.gov →
333-82900
2017-10-20

FORM 10-K/A

View on SEC.gov →
000-30145
2004-12-01

SEC filing

View on SEC.gov →
005-88838
2016-11-09

SC 13D/A

View on SEC.gov →
005-93213
2023-02-14

SC 13G

View on SEC.gov →
001-33816
2008-05-20

8-K

View on SEC.gov →
000-30145
2004-11-12

SEC filing

View on SEC.gov →
001-37922
2025-04-29

EXHIBIT 99.4

View on SEC.gov →
001-13314
2020-03-09

FORM 6-K

View on SEC.gov →
377-01992
2018-03-26

SEC filing

View on SEC.gov →
005-80112
2011-08-15

AMENDMENT TO FORM SC 13E3

View on SEC.gov →
005-88838
2015-06-18

EX-99.3

View on SEC.gov →
005-88838
2015-06-19

EX-99.3

View on SEC.gov →
005-80112
2011-10-11

AMENDMENT TO FORM SC 13E3

View on SEC.gov →
000-52812
2008-04-15

SEC filing

View on SEC.gov →
005-40395
2023-04-11

SEC filing

View on SEC.gov →
001-14660
2017-09-18

EXHIBIT 99.1

View on SEC.gov →
2022-11-17

SEC filing

View on SEC.gov →
005-40395
2023-02-16

SEC filing

View on SEC.gov →
333-225438
2018-06-05

EX-4.2

View on SEC.gov →
377-01992
2018-03-26

SEC filing

View on SEC.gov →
005-83974
2008-04-21

NOTICE OF CHANGE

View on SEC.gov →
2016-01-19

SEC filing

View on SEC.gov →
005-88838
2015-09-21

EXHIBIT 99.7

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
NTQ
License Status
Active
Address
NY
Classification
Customs Broker

Data Sources

Compliance Screening

Potential match found

This entity name appears in one or more global sanctions databases. Manual review is recommended before engaging in transactions.

us_trade_cslus_ddtc_debarred
View sanctions record →

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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