Base
Customs Broker

H&I Brokerage LLC

TX

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “H&I Brokerage LLC” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “H&I Brokerage LLC” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

008-68829
2022-03-22

ANNUAL AUDIT REPORT

View on SEC.gov →
008-49514
2025-03-31

SEC filing

View on SEC.gov →
811-04118
2015-03-27

SEC filing

View on SEC.gov →
008-68652
2024-02-22

SEC filing

View on SEC.gov →
811-04118
2014-03-27

SEC filing

View on SEC.gov →
033-05186
2011-08-30

CODE OF ETHICS OF THE SUBADVISOR

View on SEC.gov →
333-200802
2015-03-20

POS EX

View on SEC.gov →
814-00926
2021-05-10

FORM 10-Q

View on SEC.gov →
811-23338
2019-09-27

SEC filing

View on SEC.gov →
811-23338
2020-03-25

SEC filing

View on SEC.gov →
333-210697
2016-05-27

POS EX

View on SEC.gov →
333-210697
2017-08-18

DEFINITIVE MATERIALS

View on SEC.gov →
333-229567
2019-03-29

POS EX

View on SEC.gov →
333-229567
2019-08-05

POS EX

View on SEC.gov →
811-03221
2024-05-22

PRIMARY DOCUMENT

View on SEC.gov →
811-07162
2003-08-29

N-CSR

View on SEC.gov →
333-218353
2017-07-13

487

View on SEC.gov →
811-22043
2016-11-04

N-CSRS - VTA

View on SEC.gov →
333-265167
2022-06-30

S-6/A

View on SEC.gov →
811-22043
2015-11-09

N-CSRS - VTA

View on SEC.gov →
333-265101
2022-06-30

487

View on SEC.gov →
811-02737
2022-12-21

PRIMARY DOCUMENT

View on SEC.gov →
811-23338
2019-03-26

N-Q

View on SEC.gov →
333-258483
2021-08-26

487

View on SEC.gov →
811-04118
2015-09-28

SEC filing

View on SEC.gov →
333-220029
2017-10-12

487

View on SEC.gov →
333-211582
2016-07-12

487

View on SEC.gov →
811-02737
2020-08-20

PRIMARY DOCUMENT

View on SEC.gov →
814-00757
2021-08-09

FORM 10-Q

View on SEC.gov →
811-22800
2020-06-05

PDF OF SHAREHOLDER REPORT

View on SEC.gov →
811-06740
2020-04-27

WESTERN ASSET SMASH SERIES EC FUND

View on SEC.gov →
333-229765
2019-03-21

487

View on SEC.gov →
333-224429
2018-05-16

487

View on SEC.gov →
333-249283
2020-11-06

S-6/A

View on SEC.gov →
811-22043
2014-11-07

N-CSRS

View on SEC.gov →
811-04254
2021-10-27

WESTERN ASSET SHORT DURATION MUNICIPAL INCOME FUND

View on SEC.gov →
811-23101
2026-02-27

SEC filing

View on SEC.gov →
811-22800
2020-06-05

IVY HIGH INCOME OPPORTUNITIES FUND

View on SEC.gov →
811-06569
2020-08-25

IVY APOLLO MULTI-ASSET INCOME FUND SOI

View on SEC.gov →
333-215201
2017-01-31

S-6/A

View on SEC.gov →
814-01047
2018-08-14

FORM 10-Q

View on SEC.gov →
811-08743
2013-11-08

N-CSRS - VVR

View on SEC.gov →
814-00757
2022-08-08

10-Q

View on SEC.gov →
811-06440
2024-11-21

PRIMARY DOCUMENT

View on SEC.gov →
333-227537
2018-10-18

487

View on SEC.gov →
814-00757
2021-11-08

FORM 10-Q

View on SEC.gov →
811-04707
2026-02-20

PRIMARY DOCUMENT

View on SEC.gov →
811-22043
2013-11-08

N-CSRS - VTA

View on SEC.gov →
333-203989
2015-07-14

S-6/A

View on SEC.gov →
333-233277
2019-09-10

487

View on SEC.gov →
811-23221
2019-03-26

N-Q

View on SEC.gov →
814-01047
2018-05-14

10-Q

View on SEC.gov →
811-23408
2026-02-27

CLARION PARTNERS REAL ESTATE INCOME FUND INC - N-CSR

View on SEC.gov →
811-06569
2021-02-26

IVY APOLLO MULTI-ASSET INCOME FUND SOI

View on SEC.gov →
811-06440
2025-11-20

PRIMARY DOCUMENT

View on SEC.gov →
008-47425
2021-02-26

PUBLIC ANNUAL REPORTS

View on SEC.gov →
811-07162
2002-09-03

FORM N-30D

View on SEC.gov →
814-00757
2022-05-09

10-Q

View on SEC.gov →
333-82621
2017-09-12

SEC filing

View on SEC.gov →
333-122901
2012-08-29

SEC filing

View on SEC.gov →
811-09709
2005-05-09

FLOATING RATE ADVANTAGE NCSRS

View on SEC.gov →
333-253561
2021-03-30

487

View on SEC.gov →
811-04118
2013-09-26

SEC filing

View on SEC.gov →
333-201041
2017-02-24

CODE OF ETHICS

View on SEC.gov →
811-02737
2023-12-21

PRIMARY DOCUMENT

View on SEC.gov →
333-179562
2017-07-14

POST EFFECTIVE AMENDMENT

View on SEC.gov →
333-222406
2018-02-27

FORM S-6 TO EFFECTIVE AMENDMENT

View on SEC.gov →
811-06440
2024-11-21

PRIMARY DOCUMENT

View on SEC.gov →
811-07162
2004-09-10

N-CSR

View on SEC.gov →
008-52843
2016-09-02

SEC filing

View on SEC.gov →
811-05085
2025-12-31

SEC filing

View on SEC.gov →
811-06362
2019-11-07

N-CSRS

View on SEC.gov →
811-02105
2014-01-27

SEC filing

View on SEC.gov →
333-228956
2019-01-31

487

View on SEC.gov →
811-06740
2013-03-26

WESTERN ASSET MUNICIPAL HIGH INCOME SMASH FUND

View on SEC.gov →
002-22019
2018-12-19

CODES OF ETHICS - EATON VANCE FUNDS AND EATON VANCE ENTITIES

View on SEC.gov →
008-49514
2023-03-27

SEC filing

View on SEC.gov →
811-07162
2001-08-24

FORM N-30D

View on SEC.gov →
333-251258
2021-01-26

487

View on SEC.gov →
008-69231
2019-02-27

SEC filing

View on SEC.gov →
024-10697
2017-07-17

SEC filing

View on SEC.gov →
333-179562
2017-05-31

POST EFFECTIVE AMENDMENT

View on SEC.gov →
002-58286
2006-12-18

SUPPLEMENT TO THE SAI

View on SEC.gov →
811-23096
2021-03-02

WESTERN ASSET TOTAL RETURN ETF

View on SEC.gov →
333-179562
2017-07-26

POST EFFECTIVE AMENDMENT

View on SEC.gov →
811-22043
2012-11-08

FORM N-CSRS

View on SEC.gov →
333-232710
2019-08-19

487

View on SEC.gov →
811-05030
2001-01-24

CODE OF ETHICS

View on SEC.gov →
333-179562
2017-06-16

POST EFFECTIVE AMENDMENT

View on SEC.gov →
333-230939
2019-05-22

487

View on SEC.gov →
333-215360
2017-11-13

FS INVESTMENT CORPORATION III

View on SEC.gov →
814-01047
2017-11-09

FS INVESTMENT CORPORATION III

View on SEC.gov →
333-235783
2020-02-19

FORM S-6 TO EFFECTIVE AMENDMENT

View on SEC.gov →
333-237730
2020-05-08

487

View on SEC.gov →
033-02633
2002-01-29

CODE OF ETHICS

View on SEC.gov →
333-257011
2021-08-24

FORM S-6 TO EFFECTIVE AMENDMENT

View on SEC.gov →
811-07162
2001-03-08

FORM N-30D

View on SEC.gov →
033-02633
2002-01-30

CODE OF ETHICS

View on SEC.gov →
033-33617
2002-05-30

EXHIBIT 99(P)(3)

View on SEC.gov →
333-148426
2010-04-22

SEC filing

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
NMW
License Status
Active
Address
TX
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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