Base
Customs Broker

Dustin P. Chu

CA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “Dustin P. Chu” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “Dustin P. Chu” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

001-04119
2023-03-24

ARS

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001-04119
2024-03-22

ARS

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001-04119
2026-03-27

ARS

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811-02265
2022-08-17

BRDJ7C_0000102756_2022.TXT

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811-02265
2019-08-14

BRDJ7C_0000102756_2019.TXT

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811-02265
2021-08-19

BRD_J7C0000102756_2021.TXT

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000-30539
2008-10-31

EX-99.2

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811-02265
2020-08-25

BRDJ7C_0000102756_2020.TXT

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811-02265
2018-08-24

BRDJ7C_0000102756_2018

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811-03835
2022-08-16

BRDJ7C_0000726994_2022.TXT

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811-06730
2021-08-31

SEC filing

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811-06730
2022-08-30

SEC filing

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811-06730
2020-08-31

SEC filing

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033-34720
2009-09-30

N-1A PAGE, PART C

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811-02265
2017-08-29

BRDJ7C_0000102756_2017

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002-65223
2009-09-30

FORM N-1A, PART C

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333-166297
2010-06-29

N-1A/A, PART C

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033-30198
2011-11-23

PART C

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811-02265
2016-08-26

BRDJ7C_0000102756_2016

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333-146105
2008-05-30

FORM N1-A AND PART C

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033-30198
2011-11-23

PART C

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033-02769
2012-08-21

N-1A PAGE, PART C

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333-40186
2012-08-21

N-1A PAGE, PART C

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033-23223
2012-08-21

FORM 485B

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333-78269
2012-08-21

N-1A PAGE, PART C

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811-03835
2020-08-24

BRDJ7C_0000726994_2020.TXT

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033-30198
2011-11-23

PART C

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002-33043
2010-10-27

SEC filing

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033-17850
2012-08-21

N-1A PAGE, PART C

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811-03835
2021-08-19

BRD_J7C0000726994_2021.TXT

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002-73969
2012-08-21

SEC filing

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333-166297
2012-11-13

FROM 485B-POS

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002-11052
2012-08-21

SEC filing

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333-160733
2012-08-21

FORM 485B

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033-16494
2012-08-21

FORM 485B

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333-14087
2012-08-21

FORM 485B

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033-28598
2012-08-21

SEC filing

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333-165862
2012-08-21

FORM 485B

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033-58383
2012-08-21

SEC filing

View on SEC.gov →
002-33043
2012-08-21

FORM N1-A 485B

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333-165865
2012-08-21

SEC filing

View on SEC.gov →
333-146105
2012-08-21

N-1A PAGE, PART C

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333-171815
2012-08-21

SEC filing

View on SEC.gov →
811-03835
2019-08-14

BRDJ7C_0000726994_2019.TXT

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333-108093
2008-05-21

FORM N-1A, PART C

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033-08054
2010-11-24

SEC filing

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811-21883
2011-05-16

N-1A PG, PROSPECTUS, SAI, PART C

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033-23566
2010-09-27

SEC filing

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002-91683
2010-11-24

485APOS

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333-114495
2008-05-21

FORM N-1A, PART C

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333-16881
2010-12-30

EQUITY INCOME FUND, INC.

View on SEC.gov →
333-132778
2011-05-16

FORM N-1A, PSP, SAI, PART C

View on SEC.gov →
811-21881
2011-05-16

SEC filing

View on SEC.gov →
333-132786
2011-05-16

N-1A PAGE, PROSPECTUS, SAI, PART C

View on SEC.gov →
333-132784
2011-05-16

SEC filing

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333-102588
2008-05-21

FORM N-1A, PART C

View on SEC.gov →
033-41511
2011-01-28

SEC filing

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333-132781
2011-05-17

SEC filing

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811-02668
2010-09-27

SEC filing

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811-21880
2011-05-17

SEC filing

View on SEC.gov →
811-21878
2011-05-16

FORM N-1A, PSP, SAI, PART C

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811-04108
2012-08-21

SEC filing

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811-05962
2021-08-27

N-PX

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811-02278
2019-08-14

BRDJ7C_0000102767_2019.TXT

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033-34720
2008-06-20

FORM N-1A, PSP, SAI, PART C

View on SEC.gov →
811-05962
2020-08-27

N-PX

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811-09049
2013-08-28

BLACKROCK MASTER LLC

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811-07702
2022-08-16

BRDJ7C_0000904170_2022.TXT

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811-07443
2020-08-27

N-PX

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811-10401
2014-08-14

ANNUAL REPORT OF PROXY VOTING

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811-10071
2017-08-29

SEC filing

View on SEC.gov →
811-05037
2020-08-27

N-PX

View on SEC.gov →
811-07702
2018-08-24

BRDJ7C_0000904170_2018

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811-02278
2018-08-24

BRDJ7C_0000102767_2018

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811-07443
2016-08-30

SEC filing

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033-30198
2010-09-27

SEC filing

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811-09821
2020-07-27

SEC filing

View on SEC.gov →
811-07702
2021-08-20

BRD_J7C0000904170_2021.TXT

View on SEC.gov →
811-07702
2019-08-14

BRDJ7C_0000904170_2019.TXT

View on SEC.gov →
811-07443
2018-08-30

SEC filing

View on SEC.gov →
811-05037
2009-08-13

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-02278
2017-08-29

BRDJ7C_0000102767_2017

View on SEC.gov →
811-00994
2022-08-03

ANNUAL NOTICE OF PROXY VOTING

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811-07388
2015-08-28

BRD_J7C0000895429_2015

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811-07702
2017-08-29

BRDJ7C_0000904170_2017

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001-32895
2007-05-23

PENN WEST ENERGY TRUST 2006 ANNUAL REPORT

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811-07702
2020-08-21

BRDJ7C_0000904170_2020.TXT

View on SEC.gov →
811-07142
2018-08-24

BRDQY8_0000891079.TXT

View on SEC.gov →
000-29752
2003-07-07

EXHIBIT 99.4

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811-21866
2018-08-24

BRDQY8_0001354917.TXT

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811-02652
2022-08-26

N-PX

View on SEC.gov →
811-02652
2021-08-27

N-PX

View on SEC.gov →
811-10157
2020-08-27

FGT_NPX_0820

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811-00994
2023-08-03

ANNUAL NOTICE OF PROXY VOTING

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811-03334
2007-08-31

CALVERT SOCIAL INVESTMENT FUND FORM N-PX FILED 08-31-07

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811-06199
2015-08-21

SEC filing

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811-03735
2021-08-26

N-PX

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811-09253
2023-08-24

SEC filing

View on SEC.gov →
811-07443
2020-09-01

N-PX/A

View on SEC.gov →
811-22668
2019-08-28

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
N6U
License Status
Active
Address
CA
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List
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