Base
Customs Broker

ANNA SHI

CA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “ANNA SHI” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “ANNA SHI” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

Fleet COFR Coverage

OPA 90 Certificate of Financial Responsibility status across 3 vessels

Total

3

Valid

2

Expiring (90d)

1

Cancelled

0

Vessels

VesselVINTypeExpiresStatus
JOHANNA CL9430131OTHER SELF PROPELLED CARGO VESSEL2028-03-20Valid
ONE COLUMBAL9806055CONTAINERSHIP2029-05-01Valid
ZOURVAL9679593TANKER2026-07-07Expiring

Source: USCG National Pollution Funds Center, ECOFR Active Vessel Status

SEC Filings (100)

005-88400
2015-03-30

CB

View on SEC.gov →
005-88400
2014-11-12

CB

View on SEC.gov →
005-88399
2014-11-12

CB

View on SEC.gov →
005-88400
2015-06-02

CB/A

View on SEC.gov →
005-88399
2015-03-30

CB/A

View on SEC.gov →
005-88399
2015-06-02

CB/A

View on SEC.gov →
333-181350
2012-05-11

EXHIBIT 99.1 SELLING SHAREHOLDER LIST

View on SEC.gov →
333-181449
2012-05-16

EXHIBIT 99.1 SELLING SHAREHOLDER LIST

View on SEC.gov →
005-88399
2014-11-12

F-X

View on SEC.gov →
005-88400
2014-11-12

F-X

View on SEC.gov →
333-181343
2012-05-11

EXHIBIT 99.1 SELLING SHAREHOLDER LIST

View on SEC.gov →
333-181341
2012-05-11

EXHIBIT 99.1 SELLING SHAREHOLDER LIST

View on SEC.gov →
333-181346
2012-05-11

EXHIBIT 99.1 SELLING SHAREHOLDER LIST

View on SEC.gov →
333-181448
2012-05-15

EXHIBIT 99.1 SELLING SHAREHOLDER LIST

View on SEC.gov →
005-85759
2010-12-20

AMENDMENT NO. 1 TO FORM CB

View on SEC.gov →
005-85759
2010-11-19

FORM CB

View on SEC.gov →
005-85759
2011-03-21

AMENDMENT NO. 2 TO FORM CB

View on SEC.gov →
333-181340
2012-05-11

EXHIBIT 99.1 SELLING SHAREHOLDER LIST

View on SEC.gov →
333-181344
2012-05-11

EXHIBIT 99.1 SELLING SHAREHOLDER LIST

View on SEC.gov →
333-181348
2012-05-11

EXHIBIT 99.1 SELLING SHAREHOLDER LIST

View on SEC.gov →
001-38304
2024-01-12

SEC filing

View on SEC.gov →
333-181342
2012-05-11

EXHIBIT 99.1 SELLING SHAREHOLDER LIST

View on SEC.gov →
005-85759
2010-11-19

FORM F-X

View on SEC.gov →
2013-05-15

SEC filing

View on SEC.gov →
005-85760
2010-11-19

FORM F-X

View on SEC.gov →
333-181349
2012-05-11

EXHIBIT 99.1 SELLING SHAREHOLDER LIST

View on SEC.gov →
033-92096
2003-03-31

HOLDERS OF RECORD MORE THAN 5% IN MORTGAGE POOL

View on SEC.gov →
333-289901
2025-08-28

S-8

View on SEC.gov →
005-90369
2018-04-04

EX-99.2

View on SEC.gov →
333-251252
2020-12-10

S-8

View on SEC.gov →
2013-05-01

SEC filing

View on SEC.gov →
005-43408
2017-06-08

EXHIBIT 99.9

View on SEC.gov →
001-38304
2024-01-12

SEC filing

View on SEC.gov →
001-38304
2022-03-29

SEC filing

View on SEC.gov →
001-38304
2021-04-14

SEC filing

View on SEC.gov →
020-29444
2021-12-27

SEC filing

View on SEC.gov →
001-39696
2021-10-08

EX-99.1

View on SEC.gov →
001-37776
2018-05-30

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
083-00002
2022-05-20

SEC filing

View on SEC.gov →
377-01602
2017-07-28

SEC filing

View on SEC.gov →
333-220259
2017-08-30

EX-4.4

View on SEC.gov →
005-88126
2021-05-03

EXHIBIT 99.(Q)

View on SEC.gov →
001-38304
2020-03-23

SEC filing

View on SEC.gov →
000-29644
2003-12-22

SEC filing

View on SEC.gov →
005-88126
2021-07-06

EXHIBIT (D)(7)

View on SEC.gov →
005-88126
2021-05-25

EXHIBIT (D)(7)

View on SEC.gov →
002-87775
2013-04-30

SHENKMAN CODE OF ETHICS

View on SEC.gov →
811-08394
2021-08-27

SEC filing

View on SEC.gov →
333-258246
2021-07-29

S-8

View on SEC.gov →
005-43408
2017-06-08

EXHIBIT 99.12

View on SEC.gov →
333-261650
2021-12-15

REGISTRATION STATEMENT ON FORM S-8

View on SEC.gov →
811-06680
2007-08-31

SEC filing

View on SEC.gov →
333-121187
2004-12-13

EXHIBIT 99.1

View on SEC.gov →
000-22512
2012-04-05

SCHEDULE 14A

View on SEC.gov →
000-53658
2010-04-01

SEC filing

View on SEC.gov →
333-254426
2021-03-18

S-8

View on SEC.gov →
811-22438
2011-08-26

ING EMERGING MARKETS HIGH DIVIDEND EQUITY FUND

View on SEC.gov →
000-16469
2011-08-09

SEC filing

View on SEC.gov →
001-38304
2022-09-14

SEC filing

View on SEC.gov →
811-22549
2021-08-12

N-PX

View on SEC.gov →
811-07242
2019-08-13

SEC filing

View on SEC.gov →
000-25132
2008-02-19

EX-10.1

View on SEC.gov →
000-54292
2016-03-03

A LIST OF BENEFICIAL OWNERS OF THE AGL TRUST

View on SEC.gov →
811-07876
2021-08-30

TCWF NPX 0821

View on SEC.gov →
811-01466
2022-08-26

N-PX

View on SEC.gov →
811-10609
2004-08-31

FORM N-PX

View on SEC.gov →
811-07148
2021-08-10

N-PX

View on SEC.gov →
333-225254
2018-05-25

FORM S-1

View on SEC.gov →
811-10371
2004-08-27

N-PX

View on SEC.gov →
811-07959
2019-08-13

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
333-131065
2006-01-17

EX-10.48 SHARE PURCHASE AGREEMENT

View on SEC.gov →
811-03143
2015-08-28

SEC filing

View on SEC.gov →
333-146913
2007-10-24

EX-10.98 SHARE PURCHASE AGREEMENT

View on SEC.gov →
333-184847
2013-01-23

MASTER ASSET PURCHASE AGREEMENT

View on SEC.gov →
005-82477
2013-04-03

EX-99.(A)(1)

View on SEC.gov →
811-00750
2018-08-30

N-PX

View on SEC.gov →
811-00750
2016-08-25

N-PX

View on SEC.gov →
811-23175
2019-08-20

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-07102
2023-08-18

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

View on SEC.gov →
005-82477
2013-05-22

EX-99.(A)(1)

View on SEC.gov →
333-17391
2014-01-28

ADVISOR CODE OF ETHICS

View on SEC.gov →
811-00750
2021-08-27

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-00750
2019-08-28

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
333-225254
2021-04-08

POS AM

View on SEC.gov →
005-82477
2013-05-07

EX-99.(A)(1)

View on SEC.gov →
333-261727
2021-12-17

S-8

View on SEC.gov →
005-82477
2013-05-29

EX-99.(A)(1)

View on SEC.gov →
333-225254
2021-04-19

424B3

View on SEC.gov →
811-06190
2011-08-08

PUTNAM INTERNATIONAL EQUITY FUND

View on SEC.gov →
333-225254
2018-12-13

FORM S-1/A

View on SEC.gov →
333-225254
2018-11-07

FORM S-1/A

View on SEC.gov →
811-00750
2020-08-28

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-23175
2018-08-24

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-00750
2017-08-30

N-PX

View on SEC.gov →
333-225254
2018-07-25

FORM S-1/A

View on SEC.gov →
811-23117
2021-11-12

JP MORGAN TRUST IV AMMENDMENT

View on SEC.gov →
001-38203
2023-04-18

EXHIBIT 99.3

View on SEC.gov →
333-121187
2005-09-23

SB-2/A

View on SEC.gov →
811-23175
2020-08-19

ANN

View on SEC.gov →
811-22218
2011-08-30

T. ROWE PRICE GLOBAL REAL ESTATE FUND, INC.

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
N3U
License Status
Active
Address
CA
Classification
Customs Broker
COFR Vessels
3(2 valid · 1 expiring)

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List
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