Base
Customs Broker

RUSSELL NELSON

NC

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “RUSSELL NELSON” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “RUSSELL NELSON” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

Federal Register Mentions (3)

Notice2013-26007
2013-10-31

Notice of Inventory Completion: University of Michigan, Ann Arbor, MI

Rule04-24242
2004-10-29

Water Quality Standards; Withdrawal of Certain Federal Water Quality Criteria Applicable to Alaska, Arkansas, and Puerto Rico

Notice01-13943
2001-06-04

State and Tribal Water Quality Standards: Notice of EPA Approvals and Announcement of EPA Internet Repository

SEC Filings (100)

002-11101
2020-06-04

VAUGHAN NELSON VALUE OPPORTUNITY FUND

View on SEC.gov →
000-27290
2002-04-12

PROXY SOLICITATION STATMENT

View on SEC.gov →
001-08491
2017-08-03

EXHIBIT 10.2

View on SEC.gov →
002-98326
2009-05-29

NATIXIS FUNDS TRUST I

View on SEC.gov →
002-11101
2010-04-30

NATIXIS FUNDS TRUST II

View on SEC.gov →
333-235466
2024-04-30

NATIXIS VN MID CAP ETF - 497K

View on SEC.gov →
001-08491
2019-11-07

EXHIBIT 10.2

View on SEC.gov →
002-11101
2011-12-29

NATIXIS FUNDS TRUST II

View on SEC.gov →
002-11101
2011-05-02

NATIXIS FUNDS TRUST II

View on SEC.gov →
002-98326
2011-05-02

NATIXIS FUNDS TRUST I

View on SEC.gov →
002-98326
2011-12-29

NATIXIS FUNDS TRUST I

View on SEC.gov →
002-98326
2010-04-30

NATIXIS FUNDS TRUST I

View on SEC.gov →
000-20293
2016-05-04

EXHIBIT 99.1

View on SEC.gov →
000-20293
2016-02-05

EXHIBIT 99.1

View on SEC.gov →
000-20293
2016-05-03

EXHIBIT 99.1

View on SEC.gov →
002-11101
2024-10-25

VAUGHAN NELSON MID CAP FUND

View on SEC.gov →
002-11101
2024-04-30

VAUGHAN NELSON MID CAP FUND - 497K

View on SEC.gov →
002-98326
2024-04-30

VAUGHAN NELSON SMALL CAP VALUE FUND - 497K

View on SEC.gov →
002-98326
2008-06-13

NATIXIS FUNDS TRUST I

View on SEC.gov →
002-98326
2009-12-11

VAUGHAN NELSON CODE OF ETHICS DATED MAY 20, 2008

View on SEC.gov →
333-187194
2025-09-02

497K

View on SEC.gov →
333-187194
2016-03-31

SUMMARY PROSPECTUS

View on SEC.gov →
005-83027
2011-02-14

SEC filing

View on SEC.gov →
033-59474
2009-04-02

SUPPLEMENT IN LIEU OF N-14 SMLCAP VAL III MERGER INTO SMCAP VAL II

View on SEC.gov →
811-00242
2010-03-01

VAUGHAN NELSON CODE OF ETHICS

View on SEC.gov →
811-23500
2022-04-29

SUB-ADVISORY AGREEMENT FOR NATIXIS VAUGHAN NELSON SELECT ETF

View on SEC.gov →
333-187194
2016-10-27

CODE OF ETHICS OF VAUGHAN NELSON INVESTMENT MANAGEMENT, LP (SUB-ADVISER).

View on SEC.gov →
002-11101
2012-04-27

NATIXIS FUNDS TRUST II

View on SEC.gov →
333-235466
2024-02-01

NATIXIS VAUGHAN NELSON MID CAP ETF - 497K

View on SEC.gov →
811-00242
2022-03-29

VAUGHAN NELSON MID CAP FUND AMENDMENT TO THE SUB-ADVISORY AGREEMENT

View on SEC.gov →
333-187194
2025-07-01

497K

View on SEC.gov →
333-229803333-229803-01333-229803-02333-229803-03333-229803-04333-229803-05333-229803-06333-229803-07333-229803-08333-229803-09333-229803-10333-229803-11333-229803-12333-229803-13333-229803-14333-229803-15333-229803-16333-229803-17333-229803-18333-229803-19333-229803-20333-229803-21333-229803-22333-229803-23333-229803-24333-229803-25333-229803-26
2020-02-10

POSASR

View on SEC.gov →
333-187194
2015-04-27

SUMMARY PROSPECTUS

View on SEC.gov →
333-187194
2024-10-25

497K

View on SEC.gov →
002-98326
2011-03-22

CODE OF ETHICS DATED MAY 20, 2008 AS AMENDED NOV.1 2010 OF VAUGHAN NELSON

View on SEC.gov →
002-98326
2016-01-12

NATIXIS FUNDS TRUST I

View on SEC.gov →
333-187194
2018-10-26

SUMMARY PROSPECTUS

View on SEC.gov →
002-11101
2015-10-30

NATIXIS FUNDS TRUST II

View on SEC.gov →
333-187194
2016-04-20

SUMMARY PROSPECTUS

View on SEC.gov →
333-187194
2026-01-13

497K

View on SEC.gov →
333-235466
2020-09-03

INVESTMENT REPRESENTATION REGARDING INITIAL SHARES

View on SEC.gov →
333-229803333-229803-01333-229803-02333-229803-03333-229803-04333-229803-05333-229803-06333-229803-07333-229803-08333-229803-09333-229803-10333-229803-11333-229803-12333-229803-13333-229803-14333-229803-15333-229803-16333-229803-17333-229803-18333-229803-19333-229803-20333-229803-21333-229803-22333-229803-23333-229803-24333-229803-25
2019-02-22

S-3ASR

View on SEC.gov →
333-187194
2015-10-28

SUMMARY PROSPECTUS

View on SEC.gov →
033-59474
2009-12-18

(P)(36) VAUGHAN NELSON CODE OF ETHICS

View on SEC.gov →
333-187194
2017-10-27

SUMMARY PROSPECTUS

View on SEC.gov →
811-04323
2022-01-28

AMENDMENT DATED JULY 1, 2021 TO THE SUB-ADVISORY AGREEMENT DATED MARCH 1, 2004

View on SEC.gov →
002-11101
2009-05-29

NATIXIS FUNDS TRUST II

View on SEC.gov →
333-187194
2018-12-31

SUMMARY PROSPECTUS

View on SEC.gov →
002-11101
2013-04-29

NATIXIS FUNDS TRUST II

View on SEC.gov →
033-79708
2009-12-29

SEC filing

View on SEC.gov →
333-187194
2025-10-27

497K

View on SEC.gov →
002-98326
2013-10-01

NATIXIS FUNDS TRUST I

View on SEC.gov →
333-187194
2015-08-03

SUMMARY PROSPECTUS

View on SEC.gov →
333-187194
2015-03-30

VAUGHAN NELSON INVESTMENT MANAGEMENT, LP (SUB-ADVISER) UPDATED DECEMBER 31, 2014

View on SEC.gov →
333-187194
2019-10-25

497K

View on SEC.gov →
811-23500
2022-04-29

SUB-ADVISORY AGREEMENT FOR NATIXIS VAUGHAN NELSON MID CAP ETF

View on SEC.gov →
002-11101
2011-05-02

VAUGHAN NELSON CODE OF ETHICS DATED NOVEMBER 1, 2010

View on SEC.gov →
033-59474
2011-10-12

VAUGHAN-NELSON CODE OF ETHICS

View on SEC.gov →
811-00242
2022-03-29

VAUGHAN NELSON SELECT FUND AMENDMENT TO THE SUB-ADVISORY AGREEMENT

View on SEC.gov →
002-98326
2016-04-28

NATIXIS FUNDS TRUST I

View on SEC.gov →
333-187194
2020-10-23

497K

View on SEC.gov →
002-98326
2012-11-16

NATIXIS FUNDS TRUST I

View on SEC.gov →
333-187194
2019-12-12

497K

View on SEC.gov →
333-187194
2021-06-01

497K

View on SEC.gov →
333-187194
2022-10-27

497K

View on SEC.gov →
002-11101
2018-03-29

CODE OF ETHICS AS AMENDED SEPTEMBER 1, 2017 FOR VAUGHAN NELSON

View on SEC.gov →
002-98326
2015-04-29

NATIXIS FUNDS TRUST I

View on SEC.gov →
002-11101
2025-04-30

VAUGHAN NELSON MID CAP FUND

View on SEC.gov →
002-98326
2013-04-29

NATIXIS FUNDS TRUST I

View on SEC.gov →
333-187194
2019-02-05

SUMMARY PROSPECTUS

View on SEC.gov →
002-98326
2014-04-29

NATIXS FUNDS TRUST I

View on SEC.gov →
002-11101
2014-07-01

NATIXIS FUNDS TRUST II

View on SEC.gov →
002-98326
2019-01-28

CODE OF ETHICS DATED MAY 20, 2008 AS AMENDED FEBRUARY 28, 2018 OF VAUGHAN NELSON

View on SEC.gov →
033-79708
2011-10-28

SEC filing

View on SEC.gov →
002-11101
2015-09-11

CODE OF ETHICS FOR VAUGHAN NELSON

View on SEC.gov →
002-11101
2016-04-28

NATIXIS FUNDS TRUST II

View on SEC.gov →
811-10401
2025-11-05

TPM-COLUMN FUNDS ANNUAL REPORT - N-CSR

View on SEC.gov →
333-187194
2023-03-14

497K

View on SEC.gov →
333-187194
2023-10-27

497K

View on SEC.gov →
333-187194
2024-03-01

497K

View on SEC.gov →
002-11101
2013-10-01

NATIXIS FUNDS TRUST II

View on SEC.gov →
002-11101
2014-06-27

NATIXIS FUNDS TRUST II

View on SEC.gov →
002-11101
2015-04-29

NATIXIS FUNDS TRUST II

View on SEC.gov →
333-17217
2019-04-26

CODE OF ETHICS OF VAUGHAN NELSON, REVISED FEBRUARY 28, 2018

View on SEC.gov →
033-87762
2018-10-26

VAUGHAN NELSON CODE OF ETHICS

View on SEC.gov →
333-187194
2021-10-27

497K

View on SEC.gov →
001-02207
2007-08-10

TRIARC 8-K AUGUST 10, 2007

View on SEC.gov →
002-98326
2012-04-27

NATIXIS FUNDS TRUST I

View on SEC.gov →
002-11101
2019-02-28

CODE OF ETHICS DATED MAY 20, 2008 AS AMENDED FEBRUARY 28, 2018 OF VAUGHAN NELSON

View on SEC.gov →
002-98326
2018-01-26

CODE OF ETHICS DATED MAY 20, 2008 AS AMENDED SEPTEMBER 1, 2017 OF VAUGHAN NELSON

View on SEC.gov →
333-17217
2018-04-26

CODE OF ETHICS OF VAUGHAN NELSON, REVISED AS OF AUGUST 2017

View on SEC.gov →
811-05754811-04992811-05785811-05567811-05851811-09539811-09537811-09533
2003-05-01

SEC filing

View on SEC.gov →
002-11101
2014-04-29

NATIXIS FUNDS TRUST II

View on SEC.gov →
033-87762
2017-08-28

THE CODE OF ETHICS, DATED JANUARY 1, 2017

View on SEC.gov →
333-187194
2017-10-27

VAUGHAN NELSON INVESTMENT MANAGEMENT, LP (SUB-ADVISER)

View on SEC.gov →
002-98326
2017-04-28

NATIXIS FUNDS TRUST I

View on SEC.gov →
333-187194
2018-10-26

VAUGHAN NELSON INVESTMENT MANAGEMENT, LP (SUB-ADVISER)

View on SEC.gov →
002-98326
2015-08-28

CODE OF ETHICS DATED MAY 20, 2008 AS AMENDED DECEMBER 31, 2014 OF VAUGHAN NELSON

View on SEC.gov →
811-23500
2025-04-29

CODE OF ETHICS DATED MAY 20, 2008, AS AMENDED AUGUST 27, 2024, FOR VAUGHAN NELSO

View on SEC.gov →
333-185659
2018-10-24

CODE OF ETHICS OF VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
N3S
License Status
Active
Address
NC
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List
← RUSSELL A. FARROW (U.S.) INC.Rutherford Group, Inc. →