Base
Customs Broker

CATHY CHIU LAM

NY

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-28 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “CATHY CHIU LAM” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “CATHY CHIU LAM” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

000-53415
2010-06-09

FORM 8-K

View on SEC.gov →
811-09114
2016-08-24

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
000-53415
2010-10-13

FORM 10-K

View on SEC.gov →
333-258246
2021-07-29

S-8

View on SEC.gov →
811-07502
2020-08-18

FORM N-PX

View on SEC.gov →
811-04782
2017-07-28

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-07737
2013-07-30

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
333-89086
2002-05-24

FORM S-8

View on SEC.gov →
811-05723
2020-08-27

BLACKROCK EMERGING MARKETS FUND, INC

View on SEC.gov →
333-166747
2011-06-02

FORM S-1 AMENDMENT

View on SEC.gov →
333-166747
2010-10-12

AMENDED REGISTRATION STATEMENT

View on SEC.gov →
333-166747
2010-10-13

FORM S-1 AMENDMENT

View on SEC.gov →
811-22920
2023-08-28

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

View on SEC.gov →
333-166747
2010-07-02

AMENDMENT NO. 1 TO S-1

View on SEC.gov →
333-166747
2011-02-01

FORM S-1 AMENDMENT

View on SEC.gov →
333-166747
2010-12-22

FORM S-1 AMENDMENT

View on SEC.gov →
811-08039
2016-08-29

BRDDJ6_0001031661_2016.TXT

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811-06490
2006-08-17

FORM N-PX

View on SEC.gov →
333-166747
2010-08-13

FORM S-1/A

View on SEC.gov →
811-21910
2017-08-10

CLAYMORE EXCHANGE-TRADED FUND TRUST 2

View on SEC.gov →
811-21482
2016-08-19

SUNAMERICA SPECIALTY SERIES

View on SEC.gov →
811-02594
2010-08-26

MFS SERIES TRUST IV

View on SEC.gov →
811-07443
2023-08-28

N-PX

View on SEC.gov →
811-01403
2016-08-15

PUTNAM GLOBAL EQUITY FUND

View on SEC.gov →
811-07537
2013-08-15

RCF N-PX 2013

View on SEC.gov →
811-01545
2024-08-30

SEC filing

View on SEC.gov →
811-07123
2016-08-18

FORM N-PX

View on SEC.gov →
811-05684
2015-08-27

SEC filing

View on SEC.gov →
811-07145
2013-08-30

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-02699
2016-08-12

N-PX

View on SEC.gov →
811-09092
2023-08-30

SEC filing

View on SEC.gov →
811-22920
2016-08-29

SEC filing

View on SEC.gov →
811-06351
2016-08-19

BRDJX6_0000877232_2016.TXT

View on SEC.gov →
811-07737
2016-08-09

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-08529
2018-07-25

SEC filing

View on SEC.gov →
811-22004
2023-08-23

VOYA ASIA PACIFIC HIGH DIVIDEND EQUITY INCOME FUND

View on SEC.gov →
811-22655
2022-08-03

N-PX

View on SEC.gov →
811-09923
2010-08-19

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-04782
2018-08-08

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-21744
2010-08-27

FDP SERIES INC

View on SEC.gov →
811-04813
2020-08-19

FORM N-PX

View on SEC.gov →
811-03090
2013-08-28

MFS SERIES TRUST VII N-PX

View on SEC.gov →
811-21744
2010-08-31

FDP SERIES

View on SEC.gov →
811-02968-99
2014-08-28

SEC filing

View on SEC.gov →
811-05972
2023-08-28

N-PX

View on SEC.gov →
811-05159
2016-07-29

RS INVESTMENT TRUST FROM N-PX

View on SEC.gov →
811-22658
2024-05-17

NUVEEN REAL ASSET INCOME AND GROWTH FUND

View on SEC.gov →
811-03940
2016-08-19

FORM N-PX

View on SEC.gov →
811-08030
2011-08-16

SEC filing

View on SEC.gov →
811-07470
2018-08-17

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-22245
2016-08-08

PROXY VOTING SUMMARY

View on SEC.gov →
811-09521
2016-08-22

BRD006_0001089951_2016.TXT

View on SEC.gov →
811-22132
2010-08-26

N-PX

View on SEC.gov →
811-08228
2017-08-28

N-PX

View on SEC.gov →
811-04813
2016-08-18

FORM N-PX

View on SEC.gov →
811-07762
2023-08-30

SEC filing

View on SEC.gov →
811-22655
2020-08-25

N-PX

View on SEC.gov →
811-01743
2016-08-26

N-PX

View on SEC.gov →
811-02753
2016-08-25

GUGGENHEIM VARIABLE FUNDS TRUST

View on SEC.gov →
811-21910
2018-08-08

CLAYMORE ETF TRUST 2

View on SEC.gov →
811-01424
2018-08-10

N-PX

View on SEC.gov →
811-05547
2013-08-28

N-PX

View on SEC.gov →
811-06563
2020-08-19

CALVERT WORLD VALUES FUND, INC.

View on SEC.gov →
811-04257
2016-08-29

DEUTSCHE VARIABLE SERIES I

View on SEC.gov →
811-07912
2014-08-15

SEC filing

View on SEC.gov →
811-07537
2011-08-16

SEC filing

View on SEC.gov →
811-21978
2014-08-28

ANNUAL NPX DISCLOSURE

View on SEC.gov →
811-04875
2017-08-18

SEC filing

View on SEC.gov →
811-06431
2016-08-22

BRD006_0000879947_2016.TXT

View on SEC.gov →
811-02968-99
2023-08-28

N-PX

View on SEC.gov →
811-10399
2016-08-11

HENDERSON GLOBAL FUNDS

View on SEC.gov →
811-03599
2016-08-12

TRF-NPX 6/30/2016

View on SEC.gov →
811-09435
2010-08-30

WADDELL & REED ADVISORS EQUITY FUNDS

View on SEC.gov →
811-03599
2022-08-23

SEC filing

View on SEC.gov →
811-21763
2022-08-25

MANAGED ACCOUNT SERIES

View on SEC.gov →
811-07436
2012-08-31

SEC filing

View on SEC.gov →
811-05962
2013-08-29

SEC filing

View on SEC.gov →
811-01027
2013-08-29

SEC filing

View on SEC.gov →
811-09092
2025-09-02

SEC filing

View on SEC.gov →
811-08764
2010-08-18

N-PX

View on SEC.gov →
811-22532
2014-08-13

RGT N-PX 6/30/2014

View on SEC.gov →
811-04492
2013-08-28

MFS SERIES TRUST X N-PX

View on SEC.gov →
811-22920
2016-08-30

SEC filing

View on SEC.gov →
811-01685
2018-08-29

SEC filing

View on SEC.gov →
811-07239
2016-08-29

SEC filing

View on SEC.gov →
811-08203
2016-08-31

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-23004
2016-08-30

SEC filing

View on SEC.gov →
811-01027
2016-08-30

SEC filing

View on SEC.gov →
811-21786
2023-08-23

VOYA GLOBAL ADVANTAGE & PREMIUM OPPORTUNITY FUND

View on SEC.gov →
811-22895
2022-08-29

N-PX

View on SEC.gov →
811-09105
2016-08-29

N-PX

View on SEC.gov →
811-23334
2020-08-25

SEC filing

View on SEC.gov →
811-05518
2010-08-30

THE RBB FUNDS

View on SEC.gov →
811-21553
2023-08-23

VOYA GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND

View on SEC.gov →
811-22975
2018-08-28

ALLIANZGI INSTITUTIONAL MULTI-SERIES TRUST

View on SEC.gov →
811-06463
2013-08-16

N-PX - AIMF

View on SEC.gov →
811-09195
2020-08-20

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-03599
2014-08-13

TRF N-PX 6/30/2014

View on SEC.gov →
811-07440
2014-08-28

SEC filing

View on SEC.gov →
811-05547
2015-08-31

N-PX

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
KX2
License Status
Active
Address
NY
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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