Base
Customs Broker

FERRER BROKERS, INC.

CA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “FERRER BROKERS, INC.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “FERRER BROKERS, INC.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

005-82505
2016-05-23

SC TO-T

View on SEC.gov →
005-82505
2016-05-23

EX-99.(A)(1)(F)

View on SEC.gov →
005-82505
2016-05-23

EX-99.(A)(1)(D)

View on SEC.gov →
005-82505
2016-06-03

SC TO-T, AMENDMENT NO. 1

View on SEC.gov →
005-82505
2016-05-23

EX-99.(A)(1)(A)

View on SEC.gov →
001-38396
2019-04-29

SEC filing

View on SEC.gov →
000-51820
2015-09-28

EX-10.2

View on SEC.gov →
001-36231
2017-02-28

EXHIBIT 4.40

View on SEC.gov →
000-26296
2012-11-13

2012 OCT 25 MANAGEMENT INFORMATION CIRCULAR

View on SEC.gov →
000-51820
2012-03-12

AMENDMENT TO COLLABORATION, LICENSE AND SUPPLY AGREEMENT

View on SEC.gov →
000-25331
2004-03-29

POA DOCUMENT

View on SEC.gov →
333-55442
2001-02-12

SEC filing

View on SEC.gov →
005-82505
2016-05-23

EX-99.(A)(1)(B)

View on SEC.gov →
000-31589
2002-03-11

DEF 14A

View on SEC.gov →
000-31133
2002-04-17

NOTICE & PROXY STATEMENT

View on SEC.gov →
333-182341
2012-07-23

424B5

View on SEC.gov →
001-31574
2004-04-07

DEF 14A

View on SEC.gov →
333-182341
2012-08-23

424B5

View on SEC.gov →
001-40943
2025-11-07

EX-2.1

View on SEC.gov →
333-182341
2013-05-23

424B5

View on SEC.gov →
000-29350
2008-02-28

2007 ANNUAL INFORMATION FORM

View on SEC.gov →
811-23690
2022-06-24

FORM OF DEALER AGREEMENT

View on SEC.gov →
333-182341
2012-06-26

FORM S-3

View on SEC.gov →
001-41964
2025-11-07

EXHIBIT 10.7

View on SEC.gov →
811-23691
2022-06-24

FORM OF DEALER AGREEMENT

View on SEC.gov →
811-23694
2022-06-24

FORM OF STANDARD DEALER AGREEMENT

View on SEC.gov →
811-23688
2022-06-24

FORM OF DEALER AGREEMENT

View on SEC.gov →
811-23692
2022-06-24

FORM OF STANDARD DEALER AGREEMENT

View on SEC.gov →
333-182341
2012-09-24

424B5

View on SEC.gov →
333-182341
2012-08-08

FORM 424(B)(5)

View on SEC.gov →
001-34084
2026-03-11

PRE 14A

View on SEC.gov →
811-23689
2022-06-24

FORM OF DEALER AGREEMENT

View on SEC.gov →
811-23693
2022-06-24

FORM OF DEALER AGREEMENT

View on SEC.gov →
000-29350
2009-02-27

2008 ANNUAL INFORMATION FORM

View on SEC.gov →
000-26296
2011-11-09

2011 OCT 19 MANAGEMENT INFORMATION CIRCULAR

View on SEC.gov →
001-34084
2026-03-24

DEF 14A

View on SEC.gov →
000-50118
2003-04-17

DEF 14A

View on SEC.gov →
001-36443
2015-04-29

OTHER DEFINITIVE PROXY STATEMENTS

View on SEC.gov →
000-27084
2018-04-20

DEF 14A

View on SEC.gov →
000-31589
2004-04-02

DEF 14A

View on SEC.gov →
2018-05-21

SEC filing

View on SEC.gov →
001-34084
2026-03-24

COURTESY PDF

View on SEC.gov →
001-34084
2017-03-09

DEF 14A

View on SEC.gov →
001-34084
2019-03-20

DEF 14A

View on SEC.gov →
000-26422
2005-10-27

SEC filing

View on SEC.gov →
001-34084
2019-03-20

DEF 14A

View on SEC.gov →
333-225726333-225726-01
2018-06-19

FORM S-3ASR

View on SEC.gov →
000-31589
2003-04-03

DEF 14A

View on SEC.gov →
001-34084
2023-03-29

DEF 14A

View on SEC.gov →
001-34084
2016-03-09

DEF 14A

View on SEC.gov →
001-34084
2022-03-30

DEF 14A

View on SEC.gov →
000-31589
2001-04-02

DEF 14A

View on SEC.gov →
001-34084
2025-03-25

DEF 14A

View on SEC.gov →
001-34084
2018-03-21

DEF 14A

View on SEC.gov →
001-34084
2022-03-30

COURTESY PDF

View on SEC.gov →
000-26296
2009-12-02

ANNUAL GENERAL MEETING MATERIALS FOR MEETING DATED DECEMBER 15, 2009

View on SEC.gov →
005-82854
2008-11-10

EX-99.A.1.N

View on SEC.gov →
001-34084
2021-03-25

DEF 14A

View on SEC.gov →
001-34084
2023-03-29

COURTESY PDF

View on SEC.gov →
001-34084
2024-03-27

DEF 14A

View on SEC.gov →
005-82854
2008-11-10

EX-99.A.1.N

View on SEC.gov →
001-34084
2018-02-27

PRE 14A

View on SEC.gov →
001-34084
2021-03-25

DEF 14A

View on SEC.gov →
333-268124
2022-11-03

SEC filing

View on SEC.gov →
001-34084
2024-03-27

COURTESY PDF

View on SEC.gov →
333-55442
2001-05-08

EXHIBIT 10.10

View on SEC.gov →
001-34084
2018-03-21

DEF 14A

View on SEC.gov →
377-06335
2022-08-29

SEC filing

View on SEC.gov →
001-36443
2018-04-20

DEF 14A

View on SEC.gov →
000-29350
2008-02-28

FORM 20-F

View on SEC.gov →
001-34084
2025-03-25

COURTESY PDF

View on SEC.gov →
333-265467
2022-06-07

SEC filing

View on SEC.gov →
333-277811
2024-03-11

SEC filing

View on SEC.gov →
333-257218333-257218-01
2021-06-21

FORM S-3ASR

View on SEC.gov →
000-52045
2007-04-27

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
333-277811
2024-03-20

SEC filing

View on SEC.gov →
377-06212
2022-05-27

SEC filing

View on SEC.gov →
333-176798
2014-03-31

ANNUAL REPORT

View on SEC.gov →
333-268124
2022-11-15

SEC filing

View on SEC.gov →
333-279090
2024-05-03

SEC filing

View on SEC.gov →
000-25331
2006-04-04

FORM 10-K

View on SEC.gov →
333-265467
2022-06-09

SEC filing

View on SEC.gov →
333-204604
2015-06-01

S-3

View on SEC.gov →
001-31574
2003-04-10

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
000-25331
2007-04-16

FORM 10-K

View on SEC.gov →
001-34084
2020-03-18

PRE 14A

View on SEC.gov →
333-288717
2025-08-13

S-1/A

View on SEC.gov →
333-288717
2025-07-16

S-1

View on SEC.gov →
000-25331
2007-12-26

PRELIMINARY MERGER PROXY STATEMENT

View on SEC.gov →
001-36443
2016-04-28

DEF 14A - DEFINITIVE PROXY STATEMENT

View on SEC.gov →
001-34084
2020-03-31

DEF 14A

View on SEC.gov →
000-25331
2008-02-20

REVISED PRELIMINARY MERGER PROXY STATEMENT

View on SEC.gov →
333-55442
2001-05-08

EXHIBIT 10.9

View on SEC.gov →
001-32626
2012-02-27

FORM DEF 14A

View on SEC.gov →
001-34084
2020-03-18

PRE 14A

View on SEC.gov →
001-32626
2012-01-27

SCHEDULE 14A

View on SEC.gov →
001-14793
2010-03-25

SCHEDULE PRE 14A

View on SEC.gov →
000-51820
2016-05-10

EX-10.1

View on SEC.gov →
001-34084
2020-03-31

DEF 14A

View on SEC.gov →
333-172378
2011-02-22

F-10

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
H87
License Status
Active
Address
CA
Classification
Customs Broker

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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FERRARI EXPRESS INCFG Brokers LLC