Base
Customs Broker

PHILIP T. COWEN

TX

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “PHILIP T. COWEN” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “PHILIP T. COWEN” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

001-34703
2013-11-12

TRANSCRIPT OF CONFERENCE CALL ON NOVEMBER 11, 2013

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001-15313
2013-03-21

EX-99.2

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2009-07-10

SEC filing

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033-14363
2005-02-28

DELAWARE VIP TRUST - SUPPLEMENT TO REFLECT PM CHANGES 2/28/05

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811-22655
2017-08-31

N-PX

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000-22418
2017-09-19

EX-99.2

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2009-09-30

SEC filing

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005-56295
2005-05-03

AMENDMENT NO. 59 TO SCHEDULE 13D

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005-56295
2005-03-28

AMENDMENT NO. 58 TO SCHEDULE 13D

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005-56295
2004-10-29

AMENDMENT NO. 56 TO SCHEDULE 13D

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000-15313
2011-08-09

TRANSCRIPT DATED AUGUST 4TH, 2011

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000-52048
2009-04-28

10-K/A

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000-52048
2007-04-30

DEF 14A

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811-22894
2019-12-30

SEC filing

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005-56295
2006-03-27

AMENDMENT NO. 63 TO SCHEDULE 13D

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811-21553
2010-01-27

N-Q

View on SEC.gov →
001-35462
2017-08-10

EX-99.2

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001-35462
2017-08-10

EX-99.2

View on SEC.gov →
000-15313
2012-02-03

TRANSCRIPT DATED FEBRUARY 1, 2012

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028-14571
2013-02-12

COWEN GROUP, INC.

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811-22894
2020-03-31

AXS MULTI-STRATEGY ALTERNATIVES FUND NPORT PART F

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000-52048
2008-04-30

DEF 14A

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028-15541
2015-05-12

SEC filing

View on SEC.gov →
000-52048
2008-05-01

10-K/A

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001-35397
2022-03-01

DEFA14A

View on SEC.gov →
001-35828
2017-09-19

DEFA14A

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000-27246
2010-12-17

SEC filing

View on SEC.gov →
005-82415
2009-09-16

EX-99.1

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005-37205
2010-10-21

EX-(A)(20)

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2009-09-10

SEC filing

View on SEC.gov →
000-15313
2011-05-09

TRANSCRIPT DATED MAY 5, 2011

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333-147844
2007-12-05

S-3

View on SEC.gov →
005-82187
2020-04-09

AMENDMENT NO. 1 TO THE SCHEDULE 13D

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000-27188
2003-08-05

EX-99.2

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000-27246
2011-01-19

SEC filing

View on SEC.gov →
333-202660
2015-03-11

EX-10.3

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811-21553
2009-01-29

N-Q

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000-27246
2010-12-06

SEC filing

View on SEC.gov →
001-31552
2013-06-26

EX-99.1

View on SEC.gov →
001-36579
2016-03-10

EX-99.2

View on SEC.gov →
001-36579
2016-03-10

EX-99.2

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811-22818
2022-03-16

SEC filing

View on SEC.gov →
028-15541
2020-08-04

SEC filing

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001-14837
2008-07-10

SIXTH SUPPLEMENTAL INDENTURE, DATED AS OF JULY 10, 2008, AMONG QUICKSILVER RESOURCES INC., THE SUBSIDIARY GUARANTORS NAMED THEREIN AND THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., AS TRUSTEE

View on SEC.gov →
005-55203
2011-01-06

SETTLEMENT AGREEMENT

View on SEC.gov →
028-14571
2013-05-15

COWEN GROUP, INC.

View on SEC.gov →
000-27246
2011-01-07

SEC filing

View on SEC.gov →
005-80072
2017-05-12

EX-99.(C)(5)

View on SEC.gov →
005-80072
2017-05-12

EX-99.(C)(5)

View on SEC.gov →
028-15541
2020-05-13

SEC filing

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001-38875
2019-05-14

TRANSCRIPT OF MAY 9, 2019 INVESTOR CONFERENCE CALL

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001-35788
2018-01-22

SEC filing

View on SEC.gov →
000-27074
2008-09-22

SOLICITING MATERIAL FILED BY PARTY OTHER THAN REGISTRANT

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028-15541
2018-08-09

SEC filing

View on SEC.gov →
001-35788
2016-02-03

SEC filing

View on SEC.gov →
028-15541
2020-02-07

SEC filing

View on SEC.gov →
000-27074
2008-09-24

DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS

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001-35788
2017-07-24

SEC filing

View on SEC.gov →
028-14571
2012-08-14

COWEN GROUP, INC.

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2018-01-24

SEC filing

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811-22058
2020-08-27

SEC filing

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811-21401
2004-08-30

SEC filing

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811-22058
2021-02-26

SEC filing

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001-07964
2020-07-20

425

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001-39467
2024-10-17

DEFA14A

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811-22058
2020-11-27

SEC filing

View on SEC.gov →
811-22058
2020-05-29

SEC filing

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811-09685
2015-08-21

ANNUAL NPX DISCLOSURE

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811-22058
2019-11-27

SEC filing

View on SEC.gov →
811-22058
2021-05-27

SEC filing

View on SEC.gov →
811-22818
2023-03-13

SEC filing

View on SEC.gov →
811-22058
2020-02-28

SEC filing

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005-56295
2007-11-13

AMENDMENT #67 TO SCHEDULE 13D

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811-21852
2020-01-27

SEC filing

View on SEC.gov →
028-15541
2018-11-15

SEC filing

View on SEC.gov →
811-06400
2019-12-19

SEC filing

View on SEC.gov →
005-56295
2008-11-13

AMENDMENT NO. 71 TO SCHEDULE 13D

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005-56295
2004-11-09

AMENDMENT NO.57 TO SCHEDULE 13D

View on SEC.gov →
005-42078
2008-11-12

EX-99.A.1.G: PRESS RELEASE

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333-00479
2002-08-15

SCUDDER VIT FUNDS

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028-19504
2020-02-11

INFORMATION TABLE FOR LEVIN EASTERLY PARTNERS LLC

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811-21279
2022-03-16

SEC filing

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001-31552
2014-03-05

EX-99.1

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028-04125
2001-01-23

YEAR END 12/31/2000 - SG COWEN SECURITIES

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005-56295
2006-01-18

AMENDMENT NO. 62 TO SCHEDULE 13D

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811-08487
2001-09-27

PRELIMINARY PROXY STATEMENT

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811-07959
2015-08-28

ANNUAL REPORT OF PROXY VOTING

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811-03691
2007-08-24

N-PX

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811-03445
2022-03-16

SEC filing

View on SEC.gov →
000-52048
2007-03-30

10-K

View on SEC.gov →
811-05388
2001-09-27

PRELIMINARY PROXY STATEMENT

View on SEC.gov →
811-04672
2001-09-27

PRELIMINARY PROXY STATEMENT

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000-52048
2007-08-10

10-Q

View on SEC.gov →
028-12772
2011-02-14

SEC filing

View on SEC.gov →
028-12772
2011-02-09

SEC filing

View on SEC.gov →
028-12772
2012-05-09

SEC filing

View on SEC.gov →
028-12772
2012-02-09

SEC filing

View on SEC.gov →
033-34079
2002-09-04

BT INSTITUTIONAL FUNDS 497

View on SEC.gov →
028-12772
2012-05-10

SEC filing

View on SEC.gov →
028-12772
2013-02-08

SEC filing

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Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
H14
License Status
Active
Address
TX
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List
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