Base
Customs Broker

Jesse E. Garcia

TX

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “Jesse E. Garcia” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “Jesse E. Garcia” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

000-25313
2002-03-14

SCHEDULE 14A; SHAREHOLDER LETTER; PROXY; PROXY CAR

View on SEC.gov →
005-10058
2025-06-18

BLOCK TRADE PURCHASE AGREEMENT, DATED JUNE 17, 2025, BETWEEN THE REPORTING PERSONS AND THE ISSUER.

View on SEC.gov →
001-04119
2023-03-24

ARS

View on SEC.gov →
001-04119
2024-03-22

ARS

View on SEC.gov →
001-04119
2026-03-27

ARS

View on SEC.gov →
001-14315
2003-01-31

2002 ANNUAL REPORT TO SHAREHOLDERS

View on SEC.gov →
005-86395
2016-02-09

SC 13G/A

View on SEC.gov →
001-01063
2025-01-23

EXHIBIT 10.1

View on SEC.gov →
001-39386
2023-11-13

EX-10.1

View on SEC.gov →
000-25313
2001-04-16

FORM DEF 14A

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333-261949
2021-12-30

EX-99.2

View on SEC.gov →
867-00738
2014-08-26

SEC filing

View on SEC.gov →
867-00738
2015-03-16

SEC filing

View on SEC.gov →
001-38229
2023-03-22

SEC filing

View on SEC.gov →
867-00738
2015-01-14

SEC filing

View on SEC.gov →
333-258349
2021-10-18

EX-99.3

View on SEC.gov →
021-184721
2012-09-27

SEC filing

View on SEC.gov →
000-27446
2017-05-10

EXHIBIT 10.1

View on SEC.gov →
811-22902
2022-07-26

PROXY VOTING RECORD

View on SEC.gov →
001-15829
2015-12-17

EX-10.6

View on SEC.gov →
020-35250
2024-12-05

SEC filing

View on SEC.gov →
000-25313
2003-08-29

REVISED PRELIMINARY PROXY

View on SEC.gov →
333-135959333-135959-02333-135959-05333-135959-10333-135959-13333-135959-04333-135959-07333-135959-09333-135959-01333-135959-08333-135959-14333-135959-06333-135959-12333-135959-11333-135959-03
2006-09-29

EX-5.2: OPINION OF JONES VARGAS

View on SEC.gov →
000-25313
2003-06-04

REVISED PRELIMINARY PROXY STATEMENT

View on SEC.gov →
333-135959-01333-135959-06333-135959-02333-135959-05333-135959-04333-135959-03333-135959-08333-135959-09333-135959-10333-135959-13333-135959-14333-135959-11333-135959-12333-135959333-135959-07
2006-10-27

EX-5.2: OPINION OF JONES VARGAS

View on SEC.gov →
000-25313
2003-09-29

REVISED PRELIMINARY PROXY MATERIALS

View on SEC.gov →
811-21549
2022-07-26

SUMMARY VOTING RECORD

View on SEC.gov →
333-258349
2021-08-02

EX-99.3

View on SEC.gov →
333-251252
2020-12-10

S-8

View on SEC.gov →
333-87415
2001-08-06

RAILAMERICA, INC.

View on SEC.gov →
020-35250
2025-08-06

SEC filing

View on SEC.gov →
811-22738
2022-07-26

PROXY VOTING RECORD

View on SEC.gov →
333-161176-11333-161176-12333-161176-10333-161176-15333-161176-13333-161176-09333-161176-08333-161176-07333-161176-05333-161176-17333-161176333-161176-06333-161176-16333-161176-18333-161176-01333-161176-14333-161176-02333-161176-04333-161176-03
2009-10-15

OPINION OF JONES VARGAS

View on SEC.gov →
333-161176-12333-161176-10333-161176-15333-161176-13333-161176-09333-161176-08333-161176-07333-161176-11333-161176-17333-161176333-161176-06333-161176-16333-161176-18333-161176-01333-161176-14333-161176-02333-161176-04333-161176-03333-161176-05
2009-10-07

OPINION OF JONES VARGAS

View on SEC.gov →
020-35250
2025-03-18

SEC filing

View on SEC.gov →
020-35250
2025-04-30

SEC filing

View on SEC.gov →
811-22528
2022-07-26

PROXY VOTING RECORD

View on SEC.gov →
000-25313
2003-10-15

DEFINITIVE 14A

View on SEC.gov →
000-50974
2007-03-07

EX 99.1 - PDF VERSION OF EXHIBIT 99.1

View on SEC.gov →
333-264872
2022-05-12

EX-99.2

View on SEC.gov →
000-17249
2005-10-12

SEC filing

View on SEC.gov →
000-50974
2007-03-07

EX 99.1

View on SEC.gov →
001-40478
2021-06-15

EX-10.3

View on SEC.gov →
333-150274333-150274-14333-150274-08333-150274-07333-150274-06333-150274-09333-150274-02333-150274-10333-150274-12333-150274-04333-150274-05333-150274-01333-150274-03333-150274-11333-150274-13
2008-05-02

OPINION

View on SEC.gov →
811-21507
2023-08-24

SEC filing

View on SEC.gov →
811-23654
2022-08-30

N-PX

View on SEC.gov →
811-21507
2021-08-27

UTILITIES AND HIGH INCOME FUND NPX

View on SEC.gov →
811-03916
2023-08-28

N-PX

View on SEC.gov →
000-00981
2001-03-30

ANNUAL REPORT FOR PERIOD ENDING 12/30/2000

View on SEC.gov →
001-32550
2010-08-24

EX-5.1

View on SEC.gov →
811-22920
2023-08-21

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

View on SEC.gov →
811-05569
2023-08-28

FUT NPX 2023

View on SEC.gov →
001-34945
2011-03-16

SEC filing

View on SEC.gov →
811-04915
2023-08-03

DNP SELECT INCOME FUND INC

View on SEC.gov →
001-04721
2019-04-26

425

View on SEC.gov →
333-259704
2021-09-22

S-8

View on SEC.gov →
030-00363
2005-05-02

EXHIBIT F, SCHEDULE 6

View on SEC.gov →
000-18953
2026-04-01

ARS

View on SEC.gov →
811-21507
2022-08-29

SEC filing

View on SEC.gov →
333-179427333-179427-01333-179427-03333-179427-15333-179427-14333-179427-12333-179427-13333-179427-02333-179427-18333-179427-11333-179427-17333-179427-16333-179427-09333-179427-08333-179427-07333-179427-06333-179427-05333-179427-04333-179427-10
2012-02-08

EXHIBIT 5.4

View on SEC.gov →
333-173926333-173926-05333-173926-07333-173926-04333-173926-03333-173926-01333-173926-02333-173926-06333-173926-14333-173926-13333-173926-12333-173926-11333-173926-17333-173926-16333-173926-15333-173926-10333-173926-09333-173926-08
2011-05-04

EX-5.4

View on SEC.gov →
811-21462
2023-08-24

SEC filing

View on SEC.gov →
811-03916
2022-08-26

N-PX

View on SEC.gov →
811-22750
2013-08-01

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-05908
2023-08-23

BRD031_0000855886_2023

View on SEC.gov →
811-05807
2019-08-12

N-PX

View on SEC.gov →
811-04915
2022-09-06

DNP SELECT INCOME FUND INC.

View on SEC.gov →
811-05569
2022-08-29

FUT N-PX 0822

View on SEC.gov →
811-05569
2022-08-29

FUT N-PX 0822

View on SEC.gov →
333-53306
2001-01-05

EXHIBIT 10.1

View on SEC.gov →
811-03235
2013-08-01

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-01027
2022-08-26

N-PX

View on SEC.gov →
001-04721
2019-04-26

425

View on SEC.gov →
811-05569
2021-08-30

FUT NPX 0821

View on SEC.gov →
811-22298
2013-08-30

STARBOARD INVESTMENT TRUST - SCS TACTICAL ALLOCATION FUND

View on SEC.gov →
811-05631
2012-08-28

SEC filing

View on SEC.gov →
811-22920
2018-08-31

SEC filing

View on SEC.gov →
811-22445
2022-08-25

N-PX

View on SEC.gov →
811-09253
2023-08-24

SEC filing

View on SEC.gov →
811-22533
2023-08-03

DUFF & PHELPS UTILITY & INFRASTRUCTURE FUND INC.

View on SEC.gov →
333-101677
2003-11-13

SEC filing

View on SEC.gov →
333-148557
2008-01-07

SEC filing

View on SEC.gov →
001-39508
2021-02-08

STOCKHOLDER SUPPORT AGREEMENT, DATED AS OF FEBRUARY 7, 2021, BY AND AMONG ACQUIROR AND THE SHAREHOLDERS OF THE COMPANY NAMED THEREIN

View on SEC.gov →
811-21549
2023-08-17

SUMMARY VOTING RECORD

View on SEC.gov →
811-22902
2023-08-17

PROXY VOTING RECORD

View on SEC.gov →
001-39508
2021-02-08

STOCKHOLDER SUPPORT AGREEMENT, DATED AS OF FEBRUARY 7, 2021, BY AND AMONG ACQUIROR AND THE SHAREHOLDERS OF THE COMPANY NAMED THEREIN

View on SEC.gov →
811-22738
2023-08-17

PROXY VOTING RECORD

View on SEC.gov →
333-101677
2003-10-10

FORM SB-2/A

View on SEC.gov →
811-22445
2023-08-16

N-PX

View on SEC.gov →
000-25313
2001-05-15

FORM 10QSB

View on SEC.gov →
333-127865
2005-10-25

SEC filing

View on SEC.gov →
811-04605
2015-08-28

FOFI FORM N-PX 2015

View on SEC.gov →
333-127070
2005-08-01

SEC filing

View on SEC.gov →
811-22559
2022-08-18

PROXY VOTING RECORD

View on SEC.gov →
811-21432
2023-08-08

SEC filing

View on SEC.gov →
811-01027
2023-08-28

N-PX

View on SEC.gov →
811-23341
2023-08-25

BLACKROCK FUNDS IV

View on SEC.gov →
811-22690
2023-08-24

SEC filing

View on SEC.gov →
811-22528
2023-08-17

PROXY VOTING RECORD

View on SEC.gov →
333-127865
2005-09-16

SEC filing

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
ERU
License Status
Active
Address
TX
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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