Base
Customs Broker

Keith J. Hwang

CA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-28 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “Keith J. Hwang” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “Keith J. Hwang” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

001-12407000-30242
2011-02-25

EX-10.P.3

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333-270942
2023-03-29

S-8

View on SEC.gov →
333-277997
2024-03-15

S-8

View on SEC.gov →
001-39672
2023-04-19

DEF 14A

View on SEC.gov →
005-78067
2004-03-29

AMENDMENT TO SCHEDULE 13D

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001-39672
2024-04-12

DEF 14A

View on SEC.gov →
333-282108
2024-09-13

S-8

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333-267753
2022-10-05

S-8

View on SEC.gov →
033-93644
2003-09-22

EXHIBIT 10.4.3

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001-39672
2025-04-16

DEF 14A

View on SEC.gov →
033-93644
2003-09-22

EXHIBIT 10.5.3

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001-39672
2022-08-02

EX-10.5

View on SEC.gov →
333-285128
2025-02-21

S-8

View on SEC.gov →
033-93644
2003-09-22

EX-10.7.3

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333-148847
2009-10-28

SECOND AMENDMENT TO CREDIT AGREEMENT

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333-158666-16333-158666-22333-158666-39333-158666-37333-158666-26333-158666-31333-158666-46333-158666-48333-158666-54333-158666-58333-158666-60333-158666-05333-158666-11333-158666-43333-158666-32333-158666-36333-158666-25333-158666-27333-158666-29333-158666-42333-158666-55333-158666-57333-158666-62333-158666-02333-158666-40333-158666333-158666-35333-158666-28333-158666-45333-158666-47333-158666-52333-158666-56333-158666-19333-158666-34333-158666-23333-158666-61333-158666-08333-158666-14333-158666-09333-158666-10333-158666-24333-158666-49333-158666-12333-158666-30333-158666-59333-158666-13333-158666-44333-158666-01333-158666-38333-158666-18333-158666-51333-158666-63333-158666-21333-158666-33333-158666-06333-158666-20333-158666-50333-158666-15333-158666-53333-158666-64333-158666-17333-158666-07333-158666-04333-158666-03333-158666-41
2009-10-28

PROSPECTUS SUPPLEMENT NO. 4 TO PROSPECTUS DATED JULY 23, 2009

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001-39672
2026-04-15

DEF 14A

View on SEC.gov →
001-33830
2013-02-20

EX-4.1

View on SEC.gov →
001-33830
2013-02-20

EX-4.1

View on SEC.gov →
000-52421
2010-01-28

FORM 10-K/A

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2010-11-19

SEC filing

View on SEC.gov →
005-49893
2026-04-01

SC 13E3/A

View on SEC.gov →
001-39672
2022-08-02

8-K

View on SEC.gov →
333-164461
2010-01-21

EX-5.1

View on SEC.gov →
811-22530
2012-08-10

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
333-118677
2004-08-31

FORM S-3

View on SEC.gov →
000-52421
2011-01-28

DEF 14A

View on SEC.gov →
2011-10-13

SEC filing

View on SEC.gov →
333-189020
2013-07-15

EX-8.1

View on SEC.gov →
001-39672
2024-12-10

DEF 14C

View on SEC.gov →
811-22428
2012-08-28

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
2010-04-09

SEC filing

View on SEC.gov →
811-22492
2012-08-09

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-22435
2012-08-20

KAYNE ANDERSON ENERGY DEVELOPMENT COMPANY - N-PX

View on SEC.gov →
811-22072
2012-08-28

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
000-11552
2005-06-16

PREM14C

View on SEC.gov →
811-22525
2012-08-29

AMENDED ANNUAL NOTICE OF PROXY VOTING

View on SEC.gov →
000-11552
2005-07-11

PRER14C

View on SEC.gov →
811-21593
2012-08-20

KAYNE ANDERSON MLP INVESTMENT COMPANY - N-PX

View on SEC.gov →
811-22525
2012-08-03

ANNUAL REPORT OF PROXY VOTING

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333-267098
2023-09-07

POS AM

View on SEC.gov →
000-11552
2005-07-25

PRER14C

View on SEC.gov →
811-00560
2006-08-29

INVESTMENT TRUST

View on SEC.gov →
001-39672
2025-08-08

DEF 14C

View on SEC.gov →
001-39672
2025-07-29

PRE 14C

View on SEC.gov →
811-22106
2012-08-28

FORM N-PX

View on SEC.gov →
811-22585
2012-08-28

FORM N-PX

View on SEC.gov →
333-267098
2023-05-12

424B3

View on SEC.gov →
333-267098
2023-05-05

POS AM

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2010-11-19

SEC filing

View on SEC.gov →
333-205439
2015-11-02

EX-10.1(A)

View on SEC.gov →
333-100466
2002-10-10

S-3

View on SEC.gov →
333-276498
2024-01-12

S-3

View on SEC.gov →
001-39672
2022-07-28

425

View on SEC.gov →
333-274397
2023-09-07

S-3

View on SEC.gov →
811-07978
2004-08-30

N-PX

View on SEC.gov →
001-39672
2022-07-28

FORM 8-K

View on SEC.gov →
811-22467
2012-08-20

KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. - N-PX

View on SEC.gov →
333-283416
2024-11-22

S-3

View on SEC.gov →
005-78067
2004-06-14

SEC filing

View on SEC.gov →
811-21750
2012-08-20

KAYNE ANDERSON ENERGY TOTAL RETURN FUND - N-PX

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333-289823
2025-08-22

EX-10.12

View on SEC.gov →
333-267098
2023-09-18

424B3

View on SEC.gov →
333-275535
2023-11-14

S-3

View on SEC.gov →
005-78067
2004-03-29

AMENDMENT TO SCHEDULE 13D

View on SEC.gov →
005-78067
2006-12-13

AMENDMENT TO SCHEDULE 13D

View on SEC.gov →
005-78067
2004-10-18

SEC filing

View on SEC.gov →
333-267098
2022-08-26

S-1

View on SEC.gov →
000-52421
2010-04-20

DEF 14A

View on SEC.gov →
005-78067
2005-01-07

SEC filing

View on SEC.gov →
005-78067
2005-01-07

SEC filing

View on SEC.gov →
333-267098
2022-11-14

424B3

View on SEC.gov →
2010-11-04

SEC filing

View on SEC.gov →
005-52339
2004-02-17

SEC filing

View on SEC.gov →
001-13828
2004-02-12

UNDERWRITING AGREEMENT DATED FEBRUARY 9, 2004

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333-267098
2022-09-29

S-1/A NO. 1

View on SEC.gov →
811-09995
2011-08-30

T. ROWE PRICE GLOBAL TECHNOLOGY FUND, INC.

View on SEC.gov →
333-276498
2024-04-12

S-3/A

View on SEC.gov →
000-52421
2010-04-08

PRE 14A

View on SEC.gov →
811-10529
2023-08-23

N-PX

View on SEC.gov →
811-08253
2021-08-13

N-PX

View on SEC.gov →
811-08915
2022-08-24

PIP 16 N-PX

View on SEC.gov →
333-147388
2007-12-26

AMENDMENT NO. 1 TO THE FORM S-1

View on SEC.gov →
333-276498
2024-02-09

S-3/A

View on SEC.gov →
811-01466
2021-08-26

N-PX

View on SEC.gov →
811-22525
2022-08-23

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-02460
2006-08-25

SEC filing

View on SEC.gov →
000-52421
2010-06-22

EX-10.1

View on SEC.gov →
811-22525
2023-08-23

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-22930
2021-08-26

SEC filing

View on SEC.gov →
005-78067
2004-10-18

SEC filing

View on SEC.gov →
811-09759
2004-08-30

PRINCIPAL PART MID GROWTH FUND, INC.-2004

View on SEC.gov →
811-07075
2014-08-29

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-01466
2023-08-28

FORM N-PX

View on SEC.gov →
005-78067
2002-02-14

SCHEDULE 13D

View on SEC.gov →
005-78067
2002-02-14

SCHEDULE 13D

View on SEC.gov →
005-78067
2003-11-26

AMENDMENT NO.4 TO SCHEDULE 13D

View on SEC.gov →
811-21989
2022-08-29

VIRTUS EQUITY AND CONVERTIBLE INCOME FUND

View on SEC.gov →
811-09759
2005-01-14

PRINCIPAL PART MID GROWTH FUND, INC.-2004

View on SEC.gov →
811-21989
2023-08-23

VIRTUS EQUITY AND CONVERTIBLE INCOME FUND

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Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
EQF
License Status
Active
Address
CA
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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