Base
Customs Broker

ROGER C GARCIA III

TX

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-28 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “ROGER C GARCIA III” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “ROGER C GARCIA III” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

000-26519
2002-01-28

FORM 10-K AMENDMENT 1

View on SEC.gov →
000-26519
2003-01-28

FORM 10-K/A

View on SEC.gov →
333-159829-07333-159829-03333-159829-04333-159829-05333-159829333-159829-06333-159829-02333-159829-01
2009-08-21

FOURTH SUPPLEMENTAL INDENTURE, DATED AUGUST 20, 2009

View on SEC.gov →
000-53772
2009-08-21

FOURTH SUPPLEMENTAL INDENTURE

View on SEC.gov →
001-14315
2003-01-31

2002 ANNUAL REPORT TO SHAREHOLDERS

View on SEC.gov →
001-12111
2011-03-25

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
001-12111
2010-03-26

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
001-04119
2024-03-22

ARS

View on SEC.gov →
001-04119
2026-03-27

ARS

View on SEC.gov →
001-12111
2009-03-24

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
000-26519
2001-01-29

FORM 10-K/A (AMENDMENT NO. 1)

View on SEC.gov →
000-13078
2002-06-20

THE STOCK SALES AND SECURITY AGREEMENT

View on SEC.gov →
333-85366
2009-01-02

POST EFFECTIVE AMENDMENT NO. 1 TO FORM S-8

View on SEC.gov →
811-23226
2020-07-21

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
333-121125
2009-01-02

POST EFFECTIVE AMENDMENT NO. 2 TO FORM S-8

View on SEC.gov →
333-153397
2009-01-02

POST EFFECTIVE AMENDMENT NO. 1 TO FORM S-8

View on SEC.gov →
030-00301
2002-04-30

FORM U5S 2001

View on SEC.gov →
333-101225
2009-01-02

POST-EFFECTIVE AMENDMENT NO.1 TO FORM S-8

View on SEC.gov →
333-151272
2009-01-02

POST EFFECTIVE AMENDMENT NO. 1 TO FORM S-8

View on SEC.gov →
000-13078
2002-06-20

STOCK PURCHASE AND SALE AND SECURITY AGREEMENT

View on SEC.gov →
001-41269
2022-08-18

EXHIBIT 10.5

View on SEC.gov →
001-11533
2002-04-04

PARKWAY PROPERTIES, INC. DEFINITIVE PROXY

View on SEC.gov →
001-38073
2017-05-03

EX-10.3

View on SEC.gov →
001-09273
2009-11-23

SECOND AMENDMENT TO AMENDED AND RESTATED POST-PETITION CREDIT AGREEMENT

View on SEC.gov →
001-41269
2022-08-18

EXHIBIT 10.5

View on SEC.gov →
005-78067
2005-01-07

SEC filing

View on SEC.gov →
005-78067
2005-01-07

SEC filing

View on SEC.gov →
001-08645
2002-05-23

LETTER REGARDING LOAN & SECURITY AGREEMENT

View on SEC.gov →
001-11533
2001-03-09

PARKWAY PROPERTIES, INC. FORM PRE 14A

View on SEC.gov →
001-11533
2008-04-03

PARKWAY PROPERTIES, INC. DEF 14A

View on SEC.gov →
001-11533
2004-04-01

PARKWAY PROPERTIES FORM DEF 14A

View on SEC.gov →
001-11533
2001-04-03

PARKWAY PROPERTIES, INC. PRER 14A

View on SEC.gov →
333-175183
2016-03-14

DIVERSIFIED RESOURCES 10K/A, 10.31.15

View on SEC.gov →
000-27131
2003-02-10

SEC filing

View on SEC.gov →
333-175183
2015-02-20

DIVERSIFIED RESOURCES 10K AMENDMENT 1, 10.31.14

View on SEC.gov →
005-78067
2006-12-13

AMENDMENT TO SCHEDULE 13D

View on SEC.gov →
333-175183
2015-02-13

DIVERSIFIED RESOURCES 10K, 10.31.14

View on SEC.gov →
333-199448
2014-10-17

DIVERSIFIED RESOURCES S-1, 10.17.14

View on SEC.gov →
333-175183
2016-02-16

DIVERSIFIED RESOURCES 10K, 10.31.15

View on SEC.gov →
000-26519
2001-01-29

PRELIMINARY NOTICE AND PROXY STATEMENT

View on SEC.gov →
000-09120
2005-11-09

ASSIGNMENT BILL OF SALE AND CONVEYANCE - SOUTHERN

View on SEC.gov →
000-26519
2001-02-14

DEFINITIVE PROXY STATMENT

View on SEC.gov →
001-04119
2023-03-24

ARS

View on SEC.gov →
333-175183
2013-11-22

8-K REPORT

View on SEC.gov →
001-34476
2025-07-07

6-K

View on SEC.gov →
001-11533
2001-04-05

PARKWAY PROPERTIES, INC. FORM DEF 14A

View on SEC.gov →
333-115286
2004-05-07

HTML FORMAT

View on SEC.gov →
333-175183
2014-05-29

DIVERSIFIED RESOURCES 8K AMENDMENT 1, 11.21.13

View on SEC.gov →
001-07534
2005-03-21

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
333-100565
2002-10-16

PARKWAY PROPERTIES, INC. S-8

View on SEC.gov →
001-12111
2012-03-30

DEF 14A

View on SEC.gov →
001-11533
2007-04-17

PARKWAY PROPERTIES, INC. DEF 14A

View on SEC.gov →
811-07687
2008-08-27

N-PX

View on SEC.gov →
333-101909
2002-12-17

FORM S-8

View on SEC.gov →
001-05881
2002-04-30

NOTICE AND PROXY STATEMENT

View on SEC.gov →
333-98091
2002-08-14

FORM S-8

View on SEC.gov →
001-11533
2006-04-03

PARKWAY PROPERTIES, INC. DEF 14A

View on SEC.gov →
333-199448
2015-01-30

DIVERSIFIED RESOURCES 424B3, 01.30.15

View on SEC.gov →
333-134069
2006-05-12

S-8 HTML FORMAT

View on SEC.gov →
001-11533
2005-04-01

PARKWAY PROPERTIES, INC. DEF 14A

View on SEC.gov →
001-38073
2017-05-03

EX-10.1

View on SEC.gov →
001-11181
2006-09-22

EXHIBIT 4.1

View on SEC.gov →
001-11533
2009-04-01

FORM DEF 14A

View on SEC.gov →
811-01604
2008-08-25

ANNUAL N-PX FILING

View on SEC.gov →
022-28906-07022-28906-12022-28906-15022-28906-21022-28906-34022-28906-36022-28906-40022-28906-42022-28906-47022-28906-50022-28906-52022-28906-01022-28906-03022-28906-06022-28906-13022-28906-16022-28906-22022-28906-23022-28906-30022-28906-33022-28906-35022-28906-37022-28906-02022-28906-17022-28906-31022-28906-38022-28906-43022-28906-49022-28906-51022-28906022-28906-04022-28906-14022-28906-20022-28906-25022-28906-44022-28906-46022-28906-05022-28906-45022-28906-53022-28906-11022-28906-27022-28906-10022-28906-41022-28906-19022-28906-48022-28906-18022-28906-39022-28906-54022-28906-08022-28906-32022-28906-26022-28906-55022-28906-28022-28906-24022-28906-29022-28906-09
2009-10-19

T-3/A

View on SEC.gov →
811-09997
2021-04-28

FOURTEENTH AMENDMENT TO LOAN AGREEMENT EX-99.(H)(V)(O)

View on SEC.gov →
811-04750
2008-07-30

T19_FENIMORE ASSET MGMET TR

View on SEC.gov →
001-39730
2025-07-01

EXHIBIT 10.1

View on SEC.gov →
001-11533
2003-04-01

PARKWAY PROPERTIES, INC. 05-08-2003

View on SEC.gov →
001-41269
2022-08-18

EXHIBIT 10.3

View on SEC.gov →
333-159829-07333-159829-03333-159829-04333-159829-05333-159829333-159829-06333-159829-02333-159829-01
2009-08-21

POST - EFFECTIVE AMENDMENT NO.1 TO FORM S-3

View on SEC.gov →
005-11539
2002-05-17

LETTER FROM HUMMINGBIRD TO THE ISSUER

View on SEC.gov →
005-11539
2002-02-01

LETTER FROM MORNINGSIDE

View on SEC.gov →
333-104628
2003-08-20

SELLING SHAREHOLDERS

View on SEC.gov →
001-41269
2022-08-18

EXHIBIT 10.3

View on SEC.gov →
000-27131
2003-05-15

NOMADIC COLLABORATION INTERNATIONAL, INC.

View on SEC.gov →
811-21664
2016-08-16

ANNUAL N-PX DISCLOSURE

View on SEC.gov →
333-175183
2014-05-29

DIVERSIFIED RESOURCES 8K AMENDMENT 1, EMPLOYMENT AGREEMENT, LAIRD

View on SEC.gov →
001-33268
2007-03-20

AMENDMENT NO. 4 TO CREDIT AGREEMENT - MARCH 15, 2007

View on SEC.gov →
811-21365
2006-08-29

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
000-25813
2011-08-11

FIRST AMENDMENT TO THIRD AMENDED AND RESTATED CREDIT AGREEMENT

View on SEC.gov →
001-09894
2022-03-31

DEF 14A

View on SEC.gov →
001-09894
2021-04-01

DEF 14A

View on SEC.gov →
811-01415
2005-08-30

SEC filing

View on SEC.gov →
811-21098
2006-08-29

LEGG MASON REAL ESTATE INCOME FUND

View on SEC.gov →
333-128694
2005-11-14

EXHIBIT 10.6

View on SEC.gov →
811-09603
2024-08-27

SEC filing

View on SEC.gov →
811-03235
2013-08-01

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
333-131794
2006-02-13

REGISTRATION RIGHTS AGREEMENT

View on SEC.gov →
333-67170
2001-12-10

EXHIBIT 4.1

View on SEC.gov →
811-21206
2006-08-29

ADP015_0001191256.TXT

View on SEC.gov →
811-22050
2023-08-31

N-PX

View on SEC.gov →
811-09603
2024-08-20

SEC filing

View on SEC.gov →
811-09357
2008-08-28

SEC filing

View on SEC.gov →
333-135067
2006-10-20

SEC filing

View on SEC.gov →
811-21098
2007-08-29

LMP REAL ESTATE INCOME FUND INC.

View on SEC.gov →
333-135067
2006-06-15

SEC filing

View on SEC.gov →
811-07075
2018-08-31

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-21048
2006-08-29

AIM SELECT REAL ESTATE INCOME FUND

View on SEC.gov →
811-22570
2020-08-28

N-PX

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
ENV
License Status
Active
Address
TX
Classification
Customs Broker

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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ROGELIO GERARDO SALINASROGERS & BROWN CUSTOM BROKERS, INC.