Base
Customs Broker

Daniel F. Romero

CA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “Daniel F. Romero” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “Daniel F. Romero” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

000-55233
2021-10-28

FORM 10-K

View on SEC.gov →
001-13464
2019-11-27

6-K

View on SEC.gov →
000-55233
2021-06-03

FORM 10-K

View on SEC.gov →
001-13464
2019-12-30

6-K

View on SEC.gov →
001-13464
2019-11-20

6-K

View on SEC.gov →
001-13464
2019-06-11

6-K

View on SEC.gov →
001-13464
2022-02-18

FORM 6-K

View on SEC.gov →
000-11688
2016-04-22

DEF 14A

View on SEC.gov →
000-55233
2020-02-12

FORM 10-K

View on SEC.gov →
001-13464
2020-02-04

FORM 6-K

View on SEC.gov →
001-37384
2023-05-23

PRESS RELEASE

View on SEC.gov →
001-14464
2004-01-06

FORM 6K: RPT OF FOREIGN ISSUER - JAN 7 2003

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000-55233
2021-07-09

FORM 10-Q

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000-55233
2021-07-26

FORM 10-Q

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000-55233
2021-06-25

FORM 10-Q

View on SEC.gov →
001-33202
2018-02-28

EXHIBIT 10.05

View on SEC.gov →
000-11688
2015-04-15

DEF 14A

View on SEC.gov →
000-11688
2017-04-12

DEF 14A

View on SEC.gov →
005-84063
2011-05-11

SCHEDULE 13D

View on SEC.gov →
000-11688
2015-06-02

CURRENT REPORT ON FORM 8-K

View on SEC.gov →
001-34028
2011-08-03

AMENDMENT 2011-1 TO THE PENSION PLAN FOR EMPLOYEES

View on SEC.gov →
001-14315
2003-01-31

2002 ANNUAL REPORT TO SHAREHOLDERS

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000-55233
2021-12-13

FORM 10-Q

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333-226325
2018-08-23

FORM S-1/A

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333-226325
2018-07-25

FORM S-1

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333-169966
2010-10-15

FORM F-6

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001-14475
2007-04-04

MINUTES OF THE 9TH AGM AND 25TH EGM

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000-19681
2021-09-10

DEF 14A

View on SEC.gov →
333-226325
2018-09-07

424B3

View on SEC.gov →
333-173661
2011-04-21

EX-10.19

View on SEC.gov →
333-173661
2011-04-21

EX-10.21

View on SEC.gov →
001-36019
2024-06-06

COMBINED BLOCKADE OF THE CD154 AND CD28 CO-STIMULATION PATHWAYS ATTENUATES PATHOGENIC ALLOIMMUNITY AND PROLONGS SURVIVAL IN CYNOMOLGUS CARDIAC ALLOGRAFTS

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001-13464
2019-07-22

6-K

View on SEC.gov →
001-04119
2026-03-27

ARS

View on SEC.gov →
000-55233
2023-11-14

FORM 10-K

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811-08959
2004-08-13

SEC filing

View on SEC.gov →
333-137664-03333-137664-04333-137664-05333-137664-06333-137664-07333-137664-08333-137664-09333-137664-10333-137664-11333-137664-12333-137664-14333-137664-13333-137664-15333-137664-18333-137664-19333-137664-20333-137664-24333-137664-25333-137664-26333-137664-27333-137664-22333-137664-28333-137664-21333-137664-01333-137664-23333-137664-02333-137664-16333-137664-17333-137664
2006-12-15

EXHIBIT 5.9

View on SEC.gov →
001-14173
2026-01-21

DEF 14A

View on SEC.gov →
333-137664-27333-137664-04333-137664-08333-137664-06333-137664-19333-137664-13333-137664-05333-137664-22333-137664-20333-137664-09333-137664-03333-137664333-137664-14333-137664-28333-137664-18333-137664-26333-137664-16333-137664-17333-137664-12333-137664-25333-137664-10333-137664-02333-137664-21333-137664-07333-137664-01333-137664-11333-137664-23333-137664-24
2007-01-08

EXHIBIT 5.9

View on SEC.gov →
021-120279
2009-02-25

SEC filing

View on SEC.gov →
021-120279
2009-06-24

SEC filing

View on SEC.gov →
021-120279
2009-06-01

SEC filing

View on SEC.gov →
811-21499
2004-08-31

SEC filing

View on SEC.gov →
021-120279
2009-07-22

SEC filing

View on SEC.gov →
000-55233
2022-06-01

FORM 10-Q

View on SEC.gov →
000-55233
2022-03-14

FORM 10-Q

View on SEC.gov →
005-90051
2017-07-27

SC 13G

View on SEC.gov →
021-120279
2010-01-25

SEC filing

View on SEC.gov →
001-04119
2023-03-24

ARS

View on SEC.gov →
001-37384
2022-11-09

PRESS RELEASE

View on SEC.gov →
001-04119
2024-03-22

ARS

View on SEC.gov →
001-32461
2007-07-16

EX-99.4

View on SEC.gov →
005-90121
2017-10-03

SC 13D

View on SEC.gov →
333-112528
2009-03-13

FORM 10-K

View on SEC.gov →
811-07331
2005-08-25

N-PX FILING

View on SEC.gov →
811-02280
2004-08-30

PUTNAM CONVERTIBLE INCOME-GROWTH TRUST

View on SEC.gov →
001-40851
2025-12-05

REPORT OF FOREIGN PRIVATE ISSUER

View on SEC.gov →
001-37384
2022-05-31

PRESS RELEASE

View on SEC.gov →
001-07699
2010-06-28

EX-99.1

View on SEC.gov →
333-218076
2017-06-30

F-10/A

View on SEC.gov →
001-07699
2010-05-28

EX-99.1

View on SEC.gov →
333-218076
2017-05-18

F-10

View on SEC.gov →
811-09281
2004-08-19

FORM N-PX HILLIARD LYONS RESEARCH TRUST

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333-173661
2011-04-21

EX-10.14

View on SEC.gov →
001-09531
2019-03-01

EX-5.2

View on SEC.gov →
001-41973
2025-02-10

REGISTRATION RIGHTS AGREEMENT, BY AND AMONG CRITICAL METALS CORP. AND THE INVESTORS NAMED THEREIN

View on SEC.gov →
001-09531
2017-04-28

EX-5.2

View on SEC.gov →
021-133833
2009-08-21

SEC filing

View on SEC.gov →
000-49709
2013-08-02

REVISED PROXY STATEMENT

View on SEC.gov →
000-49709
2013-07-12

PRELIMINARY PROXY

View on SEC.gov →
000-49709
2013-10-24

DEFINITIVE NOTICE AND INFORMATION STATEMENT

View on SEC.gov →
001-09531
2018-03-06

EX-5.2

View on SEC.gov →
811-05262
2017-08-28

MFS SERIES TRUST VIII N-PX

View on SEC.gov →
333-112528
2010-03-26

FORM 10-K

View on SEC.gov →
811-21664
2005-08-25

SERIES III 2005

View on SEC.gov →
001-09531
2017-03-08

EX-5.2

View on SEC.gov →
005-80455
2009-06-12

FORM SC 13D/A

View on SEC.gov →
811-21416
2004-08-26

TAX-ADVANTAGED DIVIDEND INCOME (3777)

View on SEC.gov →
005-80455
2009-09-23

AMENDMENT NO.2 TO SCHEDULE 13D

View on SEC.gov →
000-53959
2010-04-30

CERTIFICATE OF CORRECTION

View on SEC.gov →
000-23866
2003-09-23

FORM 10-K

View on SEC.gov →
000-23866
2001-02-14

FORM 10KT405 FOR PERIOD 1/1/2000 TO 6/30/2000

View on SEC.gov →
000-53959
2010-04-30

CERTIFICATE OF AMENDMENT TO CERTIFICATE OF LIMITED PARTNERSHIP

View on SEC.gov →
333-220408
2018-04-26

EX-3.1

View on SEC.gov →
001-07699
2009-11-30

EX-99.1

View on SEC.gov →
001-13464
2018-04-26

SEC filing

View on SEC.gov →
811-02213
2005-08-24

SEC filing

View on SEC.gov →
811-08599
2005-08-25

N-PX FILING

View on SEC.gov →
005-88663
2020-03-06

AMENDMENT NO. 6 TO SCHEDULE 13D

View on SEC.gov →
001-07699
2010-04-23

EX-99.1

View on SEC.gov →
001-40851
2025-11-19

FORM OF PROXY CARD FOR THE ANNUAL GENERAL MEETING F SHAREHOLDERS OF PROCAPS GROUP, S.A.

View on SEC.gov →
001-33988
2010-02-23

EX-10.4

View on SEC.gov →
000-23866
2001-09-26

FORM 10-K FOR FISCAL YEAR END JUNE 30, 2001

View on SEC.gov →
001-13464
2026-03-12

FORM 6-K

View on SEC.gov →
000-19681
2022-09-16

DEF 14A

View on SEC.gov →
333-67170
2001-12-10

EXHIBIT 4.1

View on SEC.gov →
333-224360333-224360-01
2018-04-20

EX-5.2

View on SEC.gov →
811-21452
2005-08-25

N-PX PIONEER SELECT EQUITY FUND

View on SEC.gov →
005-80455
2009-12-03

AMENDMENT TO SCHEDULE 13D

View on SEC.gov →
811-21290
2005-08-26

SEC filing

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
ENK
License Status
Active
Address
CA
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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