Base
Customs Broker

Stephen Lee

CA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “Stephen Lee” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “Stephen Lee” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

Federal Register Mentions (3)

Presidential Document2025-19928
2025-11-14

Granting Pardons for Certain Offenses Related to the 2020 Presidential Election

Rule2018-13392
2018-06-22

Children's Products, Children's Toys, and Child Care Articles: Determinations Regarding Lead, ASTM F963 Elements, and Phthalates for Engineered Wood Products

Notice2011-13198
2011-05-27

Stephen Lee Seldon: Debarment Order

SEC Filings (100)

005-60309
2017-05-30

EX-A.1

View on SEC.gov →
005-60309
2017-07-28

EX-99A.2

View on SEC.gov →
005-60309
2016-11-14

EX-99.A

View on SEC.gov →
005-60309
2017-05-30

SC 13D/A

View on SEC.gov →
005-60309
2016-11-14

SC 13D

View on SEC.gov →
005-60309
2017-07-28

SC 13D/A

View on SEC.gov →
005-60309
2018-07-30

EX-99.A.4

View on SEC.gov →
333-130880-14333-130880-15333-130880-16333-130880-46333-130880333-130880-39333-130880-43333-130880-19333-130880-28333-130880-44333-130880-32333-130880-21333-130880-45333-130880-26333-130880-02333-130880-27333-130880-01333-130880-37333-130880-36333-130880-35333-130880-13333-130880-12333-130880-11333-130880-10333-130880-09333-130880-08333-130880-07333-130880-06333-130880-05333-130880-20333-130880-18333-130880-17333-130880-25333-130880-24333-130880-23333-130880-22333-130880-29333-130880-38333-130880-04333-130880-03333-130880-42333-130880-40333-130880-34333-130880-53333-130880-50333-130880-49333-130880-47333-130880-48333-130880-51333-130880-52333-130880-54333-130880-55
2007-02-28

POST EFFECTIVE AMENDMENT NO. 1 TO FORM S-3ASR

View on SEC.gov →
005-60309
2018-02-09

EX-99.A.3

View on SEC.gov →
005-60309
2018-07-30

SC 13D/A

View on SEC.gov →
005-60309
2018-02-09

SC 13D/A

View on SEC.gov →
033-50390
2007-04-26

CODE OF ETHICS OF LOGAN CAPITAL MANAGEMENT INC

View on SEC.gov →
000-29253000-29253000-29253000-29253000-29253000-29253000-29253000-29253000-29253
2018-02-09

FORM 5 SUBMISSION

View on SEC.gov →
333-90426-01333-90426-02333-90426-03333-90426-04333-90426-15333-90426-05333-90426-17333-90426-16333-90426333-90426-11333-90426-13333-90426-12333-90426-07333-90426-09333-90426-08333-90426-14333-90426-10
2004-11-16

FORM S-3 POST EFFECTIVE AMENDMENT NO.1

View on SEC.gov →
000-29253000-29253000-29253000-29253000-29253000-29253000-29253
2016-11-14

FORM 3 SUBMISSION

View on SEC.gov →
005-91690
2021-02-12

SC 13G

View on SEC.gov →
005-92059
2021-02-12

SC 13G

View on SEC.gov →
005-58067
2002-09-27

SCHEDULE 13D - STEPHEN J. CLEARMAN

View on SEC.gov →
000-29253000-29253000-29253000-29253000-29253
2016-11-14

FORM 3 SUBMISSION

View on SEC.gov →
001-12609
2009-02-24

POWERS OF ATTORNEY

View on SEC.gov →
001-02348
2010-02-19

POWERS OF ATTORNEY

View on SEC.gov →
005-91328
2021-02-16

SC 13G/A

View on SEC.gov →
005-54277
2011-08-10

SCHEDULE 13D

View on SEC.gov →
333-102430
2003-01-09

SUBSCRIPTION AND STOCK PURCHASE AGREEMENT

View on SEC.gov →
001-02348
2009-02-24

POWERS OF ATTORNEY

View on SEC.gov →
001-12609
2010-02-19

POWERS OF ATTORNEY

View on SEC.gov →
005-78596
2006-04-12

AMENDMENT NO. 9 TO SCHEDULE 13D

View on SEC.gov →
005-78596
2005-04-13

SCHEDULE 13D/AMENDMENT NO. 2

View on SEC.gov →
030-00301
2004-04-30

2003 FORM U5S

View on SEC.gov →
005-52713
2002-06-28

SECOND EXHIBIT TO SCHEDULE 13-D

View on SEC.gov →
333-185146
2019-05-14

8K

View on SEC.gov →
033-47287
2005-12-20

POWERS OF ATTORNEY

View on SEC.gov →
333-185146
2019-05-14

8K/A

View on SEC.gov →
001-09727001-09727001-09727001-09727001-09727
2012-05-21

FORM 4

View on SEC.gov →
333-104218
2006-04-28

SEC filing

View on SEC.gov →
811-09036
2006-04-28

SEC filing

View on SEC.gov →
001-09727001-09727001-09727001-09727001-09727
2012-02-22

OWNERSHIP DOCUMENT

View on SEC.gov →
867-01315
2023-05-01

SEC filing

View on SEC.gov →
811-09036
2007-04-30

SEC filing

View on SEC.gov →
867-01315
2023-05-01

SEC filing

View on SEC.gov →
333-12222
2022-05-20

6-K 20220520

View on SEC.gov →
867-01315
2024-01-04

SEC filing

View on SEC.gov →
001-38771001-38771001-38771001-38771001-38771001-38771001-38771001-38771
2019-12-05

FORM 4 SUBMISSION

View on SEC.gov →
867-01315
2023-05-01

SEC filing

View on SEC.gov →
001-38771001-38771001-38771001-38771001-38771001-38771001-38771001-38771
2019-04-08

FORM 3 SUBMISSION

View on SEC.gov →
867-01315
2023-05-01

SEC filing

View on SEC.gov →
005-78596
2005-11-08

AMENDMENT NO. 4 TO SCHEDULE 13D

View on SEC.gov →
000-53379
2017-01-25

EXHIBIT 10.1

View on SEC.gov →
867-01315
2023-05-01

SEC filing

View on SEC.gov →
811-21079
2004-12-22

CERTIFICATIONS

View on SEC.gov →
021-238307
2015-04-20

SEC filing

View on SEC.gov →
001-38771001-38771001-38771001-38771001-38771001-38771001-38771001-38771
2019-11-27

FORM 4 SUBMISSION

View on SEC.gov →
000-50057
2007-11-07

SEC filing

View on SEC.gov →
867-01315
2023-05-05

SEC filing

View on SEC.gov →
001-14756001-03672001-02967
2025-05-12

FORM 8-K

View on SEC.gov →
867-01315
2023-05-01

SEC filing

View on SEC.gov →
030-00301
2005-04-29

FORM U5S 2004

View on SEC.gov →
001-32395
2017-05-18

EX-2.2

View on SEC.gov →
001-16537
2011-03-10

AMENDMENT NO. 2 EMPLOYMENT AGREEMENT FOR STEPHEN R. LEE, PHD DATED 12/15/2010

View on SEC.gov →
005-46755
2022-09-02

VOTING AGREEMENT

View on SEC.gov →
001-04119
2024-03-22

ARS

View on SEC.gov →
001-04119
2026-03-27

ARS

View on SEC.gov →
005-78596
2006-08-01

AMENDMENT NO. 13 TO SCHEDULE 13D

View on SEC.gov →
001-04119
2023-03-24

ARS

View on SEC.gov →
333-168184
2012-12-07

PROXY STATEMENT

View on SEC.gov →
000-30939000-30939000-30939000-30939
2011-11-28

OWNERSHIP DOCUMENT

View on SEC.gov →
001-16537
2005-09-28

FORM 8-K

View on SEC.gov →
000-05663000-05663000-05663000-05663
2010-03-19

SEC filing

View on SEC.gov →
001-34513
2017-05-18

EX-99.1

View on SEC.gov →
001-35699001-35699001-35699001-35699001-35699
2014-01-07

OWNERSHIP DOCUMENT

View on SEC.gov →
000-51718
2009-12-04

SCHEDULE 14A

View on SEC.gov →
001-35756001-35756001-35756001-35756001-35756
2013-07-19

OWNERSHIP DOCUMENT

View on SEC.gov →
000-30939000-30939000-30939000-30939
2011-11-30

OWNERSHIP DOCUMENT

View on SEC.gov →
000-30939000-30939000-30939000-30939
2011-12-16

OWNERSHIP DOCUMENT

View on SEC.gov →
000-30939000-30939000-30939000-30939
2011-11-28

OWNERSHIP DOCUMENT

View on SEC.gov →
333-130880-14333-130880-15333-130880-16333-130880333-130880-39333-130880-43333-130880-19333-130880-28333-130880-31333-130880-30333-130880-44333-130880-32333-130880-08333-130880-07333-130880-06333-130880-05333-130880-20333-130880-18333-130880-25333-130880-17333-130880-24333-130880-23333-130880-22333-130880-29333-130880-38333-130880-04333-130880-03333-130880-42333-130880-41333-130880-40333-130880-34333-130880-33333-130880-21333-130880-45333-130880-26333-130880-02333-130880-27333-130880-01333-130880-37333-130880-36333-130880-35333-130880-13333-130880-12333-130880-11333-130880-10333-130880-09
2006-01-06

FORM S-3ASR

View on SEC.gov →
000-30939000-30939000-30939000-30939
2011-12-05

OWNERSHIP DOCUMENT

View on SEC.gov →
000-05663000-05663000-05663000-05663
2010-06-11

SEC filing

View on SEC.gov →
005-85243
2012-08-30

AMENDED AND RESTATED NOTICE OF EGM AND PROXY MATERIALS

View on SEC.gov →
005-90969
2019-04-08

SEC filing

View on SEC.gov →
000-29253000-29253000-29253
2018-07-30

FORM 4 SUBMISSION

View on SEC.gov →
001-14569
2002-03-21

FOURTH AMENDMENT TO CREDIT AGREEMENT

View on SEC.gov →
005-85243
2012-08-21

NOTICE OF EGM AND PROXY MATERIALS

View on SEC.gov →
001-39002
2020-02-06

CURRENT REPORT

View on SEC.gov →
333-102430
2003-01-09

REGISTRATION RIGHTS AGREEMENT

View on SEC.gov →
333-158268-29333-158268-50333-158268-51333-158268-52333-158268-27333-158268333-158268-21333-158268-22333-158268-14333-158268-43333-158268-09333-158268-42333-158268-41333-158268-05333-158268-06333-158268-13333-158268-02333-158268-54333-158268-28333-158268-16333-158268-07333-158268-44333-158268-04333-158268-53333-158268-25333-158268-26333-158268-30333-158268-31333-158268-32333-158268-33333-158268-34333-158268-35333-158268-36333-158268-37333-158268-38333-158268-39333-158268-18333-158268-08333-158268-19333-158268-23333-158268-20333-158268-01333-158268-24333-158268-15333-158268-03333-158268-17333-158268-49333-158268-48333-158268-12333-158268-11333-158268-10333-158268-46333-158268-45333-158268-47333-158268-40
2009-04-20

AMENDMENT TO FORM S-3

View on SEC.gov →
001-09727001-09727001-09727001-09727001-09727
2014-01-24

OWNERSHIP DOCUMENT

View on SEC.gov →
005-20011
2004-12-21

SEC filing

View on SEC.gov →
333-168184
2011-10-11

DEF 14A

View on SEC.gov →
811-21104
2007-04-13

POWERS OF ATTORNEY

View on SEC.gov →
333-214738
2016-12-30

FINAL PROSPECTUS

View on SEC.gov →
000-53015
2009-11-12

SEC filing

View on SEC.gov →
005-90784
2019-02-12

EX-99.4

View on SEC.gov →
868-04383
2014-09-23

SEC filing

View on SEC.gov →
000-26399
2004-10-29

SEC filing

View on SEC.gov →
005-78596
2006-05-09

AMENDMENT NO. 10 TO SCHEDULE 13D

View on SEC.gov →
005-58067
2003-04-23

SCHEDULE 13D/A - STEPHEN J. CLEARMAN

View on SEC.gov →
005-90798
2019-02-12

EX-99.4

View on SEC.gov →
867-01315
2017-03-27

SEC filing

View on SEC.gov →
000-29253000-29253000-29253
2018-02-09

FORM 5 SUBMISSION

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
E7T
License Status
Active
Address
CA
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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