Base
Customs Broker

ALPHA BROKERS CORPORATION

FL

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-28 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “ALPHA BROKERS CORPORATION” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “ALPHA BROKERS CORPORATION” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

005-86770
2019-10-15

BOOKS AND RECORDS DEMAND DATED OCTOBER 10, 2019

View on SEC.gov →
333-96667
2003-01-27

ALPHA HOSPITALITY CORPORATION PROSPECTUS SUPPLEMENT TO PROSPECTUS DATED 7/30/02

View on SEC.gov →
811-23661
2025-12-08

SUBADVISORY AGREEMENT BETWEEN THE SUBSIDIARY, HARBOR CAPITAL ADVISORS, INC.

View on SEC.gov →
811-23661
2025-07-15

INVESTMENT SUBADVISORY AGREEMENT

View on SEC.gov →
005-60529
2016-02-17

PRESS RELEASE

View on SEC.gov →
000-54114
2015-12-28

DEF 14C

View on SEC.gov →
811-21079
2004-04-08

SEMI-ANNUAL REPORT

View on SEC.gov →
811-22961
2024-12-13

SEC filing

View on SEC.gov →
000-54114
2015-12-15

PRE 14C

View on SEC.gov →
000-54114
2015-09-01

PRE 14C

View on SEC.gov →
000-54114
2015-09-11

DEF 14C

View on SEC.gov →
333-113350
2004-03-05

REGISTRATION STATEMENT

View on SEC.gov →
811-23661
2021-09-10

SUBADVISORY AGREEMENT BETWEEN THE REGISTRANT, HARBOR CAPITAL ADVISORS, INC.

View on SEC.gov →
333-195493
2021-01-25

EXHIBIT (H)(12)

View on SEC.gov →
811-09039
2001-10-26

DEFINITIVE PROXY FOR A SPECIAL MEETING 11/9/01

View on SEC.gov →
001-07933
2018-02-20

EXHIBIT 21

View on SEC.gov →
333-195493
2020-12-14

EXHIBIT (H)(12)

View on SEC.gov →
033-58041
2010-07-30

EX-99.B(93)

View on SEC.gov →
811-09039
2001-10-03

SPECIAL PRELIMINARY PROXY STATEMENT

View on SEC.gov →
811-23661
2021-07-08

(D)(3) SUBADVISORY AGREEMENT BETWEEN THE REGISTRANT, HARBOR CAPITAL ADVISORS

View on SEC.gov →
811-21079
2004-10-08

AMENDMENT TO FORM N-CSR

View on SEC.gov →
333-113350
2004-05-14

ALPHA TECHNOLOGIES GROUP INC. S-3/A

View on SEC.gov →
333-85956
2002-06-05

AMENDMENT NO.1 TO FORM S-3

View on SEC.gov →
811-23661
2023-11-03

SUBADVISORY AGREEMENT BETWEEN THE REGISTRANT, HARBOR CAPITAL ADVISORS, INC.

View on SEC.gov →
811-21079
2005-03-31

AMENDMENT TO FORM N-CSR

View on SEC.gov →
811-21079
2013-12-04

PRE 14A

View on SEC.gov →
005-60529
2016-03-03

SCHEDULE TO AMENDMENT

View on SEC.gov →
001-07933
2024-02-16

EX-21.1

View on SEC.gov →
005-60529
2016-02-22

TOP ALPHA CAPITAL S.M. LTD.

View on SEC.gov →
811-23661
2025-02-28

SUBADVISORY AGREEMENT FOR LSEQ

View on SEC.gov →
001-07933
2022-02-18

EX-21.1

View on SEC.gov →
811-21079
2004-10-05

CERTIFIED SHAREHOLDER REPORT

View on SEC.gov →
333-113350
2004-08-10

ALPHA TECHNOLOGIES GROUP, INC.

View on SEC.gov →
005-84972
2010-10-07

SUNAMERICA FOCUSED ALPHA LARGE-CAP FUND, INC.

View on SEC.gov →
005-84972
2010-10-07

FORM OF LETTER TO BROKERS,DEALERS,COMMERCIAL BANKS,TRUST COMPANIES

View on SEC.gov →
005-83161
2010-10-07

SUNAMERICA FOCUSED ALPHA GROWTH FUND, INC.

View on SEC.gov →
811-21079
2013-12-04

PRE 14A

View on SEC.gov →
005-83161
2010-10-07

FORM OF LETTER TO BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES

View on SEC.gov →
005-60529
2016-02-09

SC TO-T/A

View on SEC.gov →
001-07933
2023-02-17

EX-21.1

View on SEC.gov →
001-07933
2020-02-14

EXHIBIT 21

View on SEC.gov →
005-60529
2016-02-17

AMENDMENT NO. 3

View on SEC.gov →
811-21079
2015-12-11

PRE 14A

View on SEC.gov →
333-113350
2004-06-21

ALPHA TECHNOLOGIES GROUP, INC. S-3 AMENDMENT NO. 2

View on SEC.gov →
811-21079
2013-12-04

PRE 14A

View on SEC.gov →
333-124319-01333-124319-05333-124319-09333-124319-11333-124319-16333-124319333-124319-27333-124319-08333-124319-10333-124319-14333-124319-19333-124319-21333-124319-23333-124319-26333-124319-02333-124319-04333-124319-07333-124319-18333-124319-24333-124319-20333-124319-30333-124319-28333-124319-06333-124319-29333-124319-17333-124319-13333-124319-03333-124319-22333-124319-12333-124319-25333-124319-15
2005-04-26

FORM OF LETTER TO BROKERS

View on SEC.gov →
005-60529
2016-01-13

SCHEDULE TO

View on SEC.gov →
001-07933
2021-02-19

EX-21

View on SEC.gov →
333-124214
2014-02-07

SUPPLEMENT TO THE PROSPECTUS AND SAI FOR INTERNATIONAL ALPHA STRATEGIES FUND

View on SEC.gov →
811-21079
2013-12-18

DEF 14A

View on SEC.gov →
811-21079
2015-12-24

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
333-124319-10333-124319-20333-124319-30333-124319-19333-124319333-124319-18333-124319-15333-124319-14333-124319-13333-124319-12333-124319-11333-124319-08333-124319-07333-124319-06333-124319-05333-124319-04333-124319-03333-124319-02333-124319-01333-124319-29333-124319-28333-124319-27333-124319-26333-124319-25333-124319-24333-124319-23333-124319-22333-124319-21333-124319-16333-124319-17333-124319-09
2005-06-27

EX-99.2: FORM OF LETTER TO BROKERS, DEALERS

View on SEC.gov →
001-35788
2024-02-06

PRESS RELEASE

View on SEC.gov →
811-21079
2013-12-04

PRE 14A

View on SEC.gov →
000-54318
2019-11-12

SEC filing

View on SEC.gov →
811-21079
2013-12-04

PRE 14A

View on SEC.gov →
008-69996
2025-03-17

PUBLIC ANNUAL REPORT

View on SEC.gov →
333-32086
2002-12-13

SEC filing

View on SEC.gov →
005-83161
2010-10-07

FORM OF LETTER TO CLIENTS OF BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES

View on SEC.gov →
811-21079
2013-12-18

DEF 14A

View on SEC.gov →
033-39088
2015-07-29

(D)(XV) IMA DATED 8/3/15

View on SEC.gov →
001-41153
2022-01-14

EXHIBIT 99.1

View on SEC.gov →
008-69996
2026-03-23

SEC filing

View on SEC.gov →
001-03924
2008-04-30

GLOBAL ALPHA LP 2005 FINANCIAL STATEMENTS

View on SEC.gov →
811-21386
2011-01-26

SEC filing

View on SEC.gov →
811-07123
2011-09-28

SEC filing

View on SEC.gov →
811-07123
2010-10-05

SEC filing

View on SEC.gov →
811-07123
2013-09-27

SEC filing

View on SEC.gov →
811-21079
2003-10-03

CERTIFIED SHAREHOLDER REPORT

View on SEC.gov →
811-07123
2012-12-17

SEC filing

View on SEC.gov →
811-07123
2011-03-04

SEC filing

View on SEC.gov →
001-08944
2008-08-28

CLEVELAND-CLIFFS INC. PREC14A

View on SEC.gov →
811-21079
2013-12-18

DEF 14A

View on SEC.gov →
001-08944
2008-08-22

CLEVELAND-CLIFFS INC. PRE 14A

View on SEC.gov →
811-21386
2011-08-30

SEC filing

View on SEC.gov →
811-23447
2022-09-09

SEC filing

View on SEC.gov →
333-46055
2005-05-12

VECTOR GROUP LTD 424(B)(3) 333-46055

View on SEC.gov →
811-06490
2011-05-18

SEC filing

View on SEC.gov →
811-21386
2009-12-29

SEC filing

View on SEC.gov →
811-07123
2013-11-26

AUGUST 31, 2013 FILING

View on SEC.gov →
811-06490
2013-09-27

SEC filing

View on SEC.gov →
811-07123
2011-11-09

SEC filing

View on SEC.gov →
811-06490
2011-09-28

SEC filing

View on SEC.gov →
811-21422
2018-02-01

ANNUAL CERTIFIED SHAREHOLDER REPORT

View on SEC.gov →
001-03924
2008-04-30

GLOBAL ALPHA LP 2005 FINANCIAL STATEMENTS PDF VERSION

View on SEC.gov →
811-06490
2011-11-09

SEC filing

View on SEC.gov →
005-84972
2010-10-07

FORM OF LETTER TO CLIENTS OF BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES

View on SEC.gov →
811-21386
2011-11-09

SEC filing

View on SEC.gov →
811-21386
2011-09-28

SEC filing

View on SEC.gov →
811-07123
2008-09-26

SEC filing

View on SEC.gov →
811-21386
2010-01-29

SEC filing

View on SEC.gov →
811-07123
2010-03-01

SEC filing

View on SEC.gov →
811-21079
2013-12-18

DEF 14A

View on SEC.gov →
811-07123
2010-08-31

SEC filing

View on SEC.gov →
811-07123
2012-10-24

SEC filing

View on SEC.gov →
811-06490
2012-10-24

SEC filing

View on SEC.gov →
811-21386
2008-09-26

SEC filing

View on SEC.gov →
811-21386
2008-07-30

SEC filing

View on SEC.gov →
005-92647
2024-06-03

SC TO-T

View on SEC.gov →
811-06490
2010-08-26

SEC filing

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
D97
License Status
Active
Address
FL
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List
← ALOHA CUSTOM SERVICES, INC.Alpha Customhouse Brokerage, PLLC →