Base
Customs Broker

RICHARD T. CAVE

CA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “RICHARD T. CAVE” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “RICHARD T. CAVE” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

333-100212333-100212-01333-100212-02333-100212-03333-100212-04333-100212-05333-100212-06333-100212-07333-100212-08
2002-10-01

EX-24.1

View on SEC.gov →
000-30419
2003-03-25

EX-24.1

View on SEC.gov →
333-104927-01333-104927-02333-104927-03333-104927-04333-104927-05333-104927-06333-104927-07333-104927-08333-104927
2003-05-02

EX-24.1

View on SEC.gov →
000-30419
2005-03-31

POWERS OF ATTORNEY

View on SEC.gov →
000-30419
2006-02-22

POWERS OF ATTORNEY

View on SEC.gov →
000-30419
2002-03-29

EX-24.1

View on SEC.gov →
000-30419
2007-02-23

POWERS OF ATTORNEY

View on SEC.gov →
000-30419
2004-03-10

POWER OF ATTORNEY

View on SEC.gov →
000-30419
2001-03-30

EX-24.1

View on SEC.gov →
001-07775
2010-08-09

THIRD SUPPLEMENTAL INDENTURE

View on SEC.gov →
001-07775
2010-08-09

FIFTH SUPPLEMENTAL INDENTURE

View on SEC.gov →
001-07775
2010-08-09

FOURTH SUPPLEMENTAL INDENTURE

View on SEC.gov →
001-32331
2011-06-01

FOURTH SUPPLEMENTAL INDENTURE, DATED AS OF APRIL 30, 2010

View on SEC.gov →
333-188796
2013-05-23

S-8

View on SEC.gov →
333-84952-01333-84952
2002-04-16

AMENDMENT TO REGISTRATION STATEMENT

View on SEC.gov →
333-118814
2004-09-03

FORM S-8

View on SEC.gov →
001-07775
2010-08-09

FOURTH SUPPLEMENTAL INDENTURE

View on SEC.gov →
001-07775
2010-08-09

SIXTH SUPPLEMENTAL INDENTURE

View on SEC.gov →
000-33433
2013-04-16

SEC filing

View on SEC.gov →
001-32331
2011-06-01

FIFTH SUPPLEMENTAL INDENTURE, DATED AS OF JUNE 29, 2010

View on SEC.gov →
001-07775
2010-08-09

FIFTH SUPPLEMENTAL INDENTURE

View on SEC.gov →
333-125193333-125193-01
2005-07-05

PRE-EFFECTIVE AMEND. NO. 1

View on SEC.gov →
001-15839
2008-05-30

EXHIBIT 99.2

View on SEC.gov →
001-11307-01
2006-03-16

FCX 2005 10-K

View on SEC.gov →
333-182979
2012-08-01

S-8

View on SEC.gov →
001-11307-01
2006-03-15

FCX 2005 10-K

View on SEC.gov →
000-30419
2005-04-12

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
333-130399
2005-12-16

FORM S-8

View on SEC.gov →
001-11307-01
2005-03-16

FCX 2004 10-K

View on SEC.gov →
333-107896
2003-08-12

FORM S-8 / 2000 STOCK INCENTIVE PLAN

View on SEC.gov →
333-71336
2001-10-10

FORM S-8

View on SEC.gov →
001-11307-01
2004-03-10

SEC filing

View on SEC.gov →
000-30419
2007-04-11

DEF 14A

View on SEC.gov →
001-11307-01
2025-11-18

EX-99.2

View on SEC.gov →
000-49983
2003-11-17

AMENDMENT TO AGENTED REVOLVING CREDIT AGREEMENT

View on SEC.gov →
001-11307-01
2007-02-28

FCX 2006 FORM 10-K

View on SEC.gov →
333-107895
2003-08-12

FORM S-8

View on SEC.gov →
005-43077
2012-12-06

SEC filing

View on SEC.gov →
005-81483
2009-12-15

SOUTHCREST FINANCIAL SC13E-3 A 12-15-2009

View on SEC.gov →
001-09916
2003-03-27

SEC filing

View on SEC.gov →
005-43077
2011-03-16

SEC filing

View on SEC.gov →
000-30419
2006-04-11

DEF 14A

View on SEC.gov →
001-07775
2011-06-07

SIXTH SUPPLEMENTAL INDENTURE

View on SEC.gov →
000-30419
2006-03-23

PRE 14A

View on SEC.gov →
811-07440
2013-05-06

SEC filing

View on SEC.gov →
001-14174
2003-07-02

FORM 8-K

View on SEC.gov →
811-07436
2016-07-01

SEC filing

View on SEC.gov →
001-07775
2009-08-10

SUPPLEMENTAL INDENTURE (6.625% NOTES)

View on SEC.gov →
001-09183
2016-03-21

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
001-32331
2011-06-01

SIXTH SUPPLEMENTAL INDENTURE, DATED AS OF JUNE 1, 2011

View on SEC.gov →
001-14174
2001-04-27

PRESS RELEASE, DATED APRIL 26, 2001

View on SEC.gov →
001-09916
2002-03-11

FREEPORT-MCMORAN COPPER & GOLD INC - AMENDMENT

View on SEC.gov →
001-07775
2009-10-28

SUPPLEMENTAL INDENTURE (6.625% NOTES)

View on SEC.gov →
001-32331
2011-06-03

SIXTH SUPPLEMENTAL INDENTURE DATED AS OF JUNE 1, 2011

View on SEC.gov →
001-07775
2009-08-10

SUPPLEMENTAL INDENTURE (6.875% NOTES)

View on SEC.gov →
333-88542
2002-07-24

PRE-EFF. AMEND. NO. 1 TO FORM S-3

View on SEC.gov →
001-05807
2019-09-09

PRIMARY DOCUMENT

View on SEC.gov →
001-32331
2011-06-01

SECOND SUPPLEMENTAL INDENTURE, DATED AS OF JULY 20, 2009

View on SEC.gov →
001-07775
2009-10-28

SUPPLEMENTAL INDENTURE (6.875% NOTES)

View on SEC.gov →
001-32331
2011-06-01

THIRD SUPPLEMENTAL INDENTURE, DATED AS OF AUGUST 28, 2009

View on SEC.gov →
001-07775
2009-08-10

SUPPLEMENTAL INDENTURE (3.25% NOTES)

View on SEC.gov →
001-07775
2009-08-10

SUPPLEMENTAL INDENTURE (2.25% NOTES)

View on SEC.gov →
001-07775
2009-10-28

SUPPLEMENTAL INDENTURE (2.25% NOTES)

View on SEC.gov →
005-43077
2010-12-07

SEC filing

View on SEC.gov →
333-130399
2006-08-01

SEC filing

View on SEC.gov →
001-07775
2009-10-28

SUPPLEMENTAL INDENTURE (3.25% NOTES)

View on SEC.gov →
001-05807
2019-07-22

PRIMARY DOCUMENT

View on SEC.gov →
001-05807
2019-09-09

PRIMARY DOCUMENT

View on SEC.gov →
001-05807
2020-07-17

PRIMARY DOCUMENT

View on SEC.gov →
000-16449
2012-12-28

EX-99.1

View on SEC.gov →
005-35789
2002-01-18

SC 13D

View on SEC.gov →
005-61015
2015-12-07

SCHEDULE 14D-9

View on SEC.gov →
2009-05-13

SEC filing

View on SEC.gov →
000-28560
2007-06-18

SEC filing

View on SEC.gov →
005-33741
2012-06-04

BENEFICIAL OWNERSHIP OF 5% OR MORE

View on SEC.gov →
333-287118
2025-05-09

S-8

View on SEC.gov →
333-128960
2005-10-12

\GAMESTOP\ 2005 POST-MERGER FILINGS\OCT S-3\

View on SEC.gov →
333-130219
2006-09-19

SEC filing

View on SEC.gov →
2009-03-25

SEC filing

View on SEC.gov →
005-81483
2009-11-10

SOUTHCREST FINANCIAL GROUP SC 13E3A 11-9-2009

View on SEC.gov →
333-63690
2001-07-18

AMENDMENT NO. 2 TO FORM S-3

View on SEC.gov →
811-07436
2016-10-03

SEC filing

View on SEC.gov →
005-81483
2009-10-16

SOUTHCREST FINANCIAL GROUP INC SC 13E3 A 10-15-2009

View on SEC.gov →
811-22748
2014-08-18

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
001-14174
2004-11-09

APPROVAL BY NJBPU

View on SEC.gov →
005-57783
2001-06-18

13D_1524

View on SEC.gov →
005-81483
2009-09-11

SOUTHCREST FINANCIAL GROUP SC 13E-3 9-4-2009

View on SEC.gov →
001-14174
2001-09-21

PRESS RELEASE

View on SEC.gov →
021-425035
2025-10-27

SEC filing

View on SEC.gov →
001-35286
2026-02-12

EX-99.1

View on SEC.gov →
001-40324
2024-02-14

PRESS RELEASE

View on SEC.gov →
333-178102333-178102-01
2011-12-09

AMENDMENT NO.1 TO FORM S-4

View on SEC.gov →
333-124138
2006-11-13

SECOND AMENDMENT TO LEASE AGREEMENT AT CONCOURSE BETWEEN TEACHERS CONCOURSE, LLC, AS LANDLORD, AND SIMMONS BEDDING, AS TENANT, DATED AS OF OCTOBER 6, 2006.

View on SEC.gov →
001-31722
2020-04-02

EXHIBIT 99.1

View on SEC.gov →
333-120233
2004-11-04

FORM S-3 MEF

View on SEC.gov →
001-09183
2013-03-15

DEF 14A

View on SEC.gov →
001-33838
2013-04-25

NEWS RELEASE DATED APRIL 24, 2013

View on SEC.gov →
000-19462
2003-09-18

EX-99.14

View on SEC.gov →
811-07436
2013-05-06

SEC filing

View on SEC.gov →
333-75928
2002-02-11

PRE-EFFECTIVE AMEND. NO. 2 TO FORM S-1

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
CFA
License Status
Active
Address
CA
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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