Base
Customs Broker

JOHN PHILLIP LIU CUSTOMS BROKER INC

CA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “JOHN PHILLIP LIU CUSTOMS BROKER INC” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “JOHN PHILLIP LIU CUSTOMS BROKER INC” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

811-10401
2009-07-16

SEC filing

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333-101716
2002-12-16

FORM S-3/A#1

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333-101716
2002-12-09

FORM S-3

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811-06322
2011-08-31

N-PX

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811-04692
2011-08-26

N-PX

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811-06322
2011-11-21

N-PX/A

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811-05162
2011-08-31

N-PX

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811-06324
2011-08-31

N-PX

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001-33694
2011-10-18

PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934

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001-33694
2012-01-13

CHINA DIRECT INDUSTRIES, INC. PRELIMINARY PROXY STATEMENT

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001-33694
2012-01-24

SEC filing

View on SEC.gov →
001-33694
2012-01-25

CHINA DIRECT INDUSTRIES, INC. DEFINITIVE PROXY STATEMENT

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811-08457
2011-08-31

N-PX

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811-08764
2011-08-23

N-PX

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811-06637
2010-08-18

N-PX

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000-14710
2011-04-13

ROYALTY PURCHASE AGREEMENT

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811-09445
2006-08-22

U12 0001090154

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811-01540
2011-08-19

FORM N-PX

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811-05159
2007-08-28

SEC filing

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811-03091
2011-08-29

BLACKROCK SERIES FUND, INC.

View on SEC.gov →
811-08786
2009-08-25

ANNUAL FORM N-PX FILING 2009

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811-08932
2010-08-27

ARTISAN FUNDS, INC.

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811-05583
2011-08-26

FTVIP FORM N-PX PE 6/30/11

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811-03916
2009-08-28

VANGUARD SPECIALIZED ENERGY 51

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811-23580
2023-08-31

SEC filing

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811-07428
2012-08-24

ING MUTUAL FUNDS

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811-04323
2010-08-27

BRD0150000770540.TXT

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811-04813
2011-08-24

FORM N-PX

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811-07729
2010-08-26

BRD0150001019766.TXT

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811-21759
2011-08-29

BLACKROCK GLOBAL DYNAMIC EQUITY FUND

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811-05576
2011-08-29

BLACKROCK GLOBAL ALLOCATION FUND INC

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811-21145
2012-08-27

SPDR INDEX SHARES FUNDS

View on SEC.gov →
811-05017
2010-03-05

FORM N-PX/A -- IVY FUNDS VARIABLE INSURANCE PORTFOLIOS

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811-04008
2011-08-22

SEC filing

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811-05017
2009-08-26

FORM N-PX -- IVY FUNDS VARIABLE INSURANCE PORTFOLIOS

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811-03759
2007-08-30

SEC filing

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811-05601
2011-08-31

SEC filing

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811-03855
2007-08-30

SEC filing

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811-04118
2007-08-30

SEC filing

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811-03916
2015-08-28

SEC filing

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811-03153
2011-08-11

FORM N-PX

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811-21922
2007-08-28

SEC filing

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811-06135
2008-08-29

TEMPLETON INST FUNDS

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811-21529
2016-08-25

N-PX

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811-03752
2011-08-31

BRD0060000720309.TXT

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333-151822
2009-07-20

EXHIBIT 4.5

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024-12271
2024-05-23

SEC filing

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811-08194
2015-08-25

SEC filing

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811-07205
2011-08-22

SEC filing

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811-05577
2015-08-25

THE GLENMEDE FUND, INC.

View on SEC.gov →
811-04015
2009-08-28

BRD2K3_0000745463

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811-01028
2009-08-26

FORM N-PX -- IVY FUNDS

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811-03258
2023-08-31

SEC filing

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811-01090
2012-08-27

NOMURA PARTNERS FUNDS, INC.

View on SEC.gov →
811-05514
2010-08-03

MTB GROUP OF FUNDS

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811-04297
2009-08-28

RETAIL N-PX 6-30-2009

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811-07345
2007-08-30

BRD015_0000949683

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811-05555
2010-08-31

SEC filing

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811-06318
2011-08-26

N-PX

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811-02105
2015-08-24

SEC filing

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811-03153
2010-08-31

FORM N-PX

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811-08194
2011-08-19

FINANCIAL INVESTORS TRUST

View on SEC.gov →
811-08257
2010-08-09

GE INSTITUTIONAL FUND - ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-07142
2010-08-09

GE FUNDS - ANNUAL REPORT OF PROXY VOTING RECORD

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811-07912
2008-08-21

N-PX

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811-03752
2010-08-17

BRD0060000720309.TXT

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811-09102
2015-08-26

FORM N-PX FOR ISHARES INC.

View on SEC.gov →
811-07142
2010-09-21

GE FUNDS - ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-05426
2011-08-19

FORM N-PX

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811-08257
2010-09-21

GE INSTITUTIONAL FUND - ANNUAL REPORT OF PROXY VOTING RECORD

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811-05324
2008-08-14

ELFUN DIVERSIFIED- ANNUAL REPORT OF PROXY VOTING RECORD FOR THE PERIOD ENDED JUNE 30, 2008

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024-12271
2023-10-16

SEC filing

View on SEC.gov →
811-07428
2011-08-26

ING MUTUAL FUNDS

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811-22153
2011-08-31

DUNHAM FUNDS

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811-09903
2015-08-20

FORM N-PX

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811-22041
2012-08-16

GABELLI 787 FUND, INC.

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811-03833-01
2015-08-27

N-PX

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333-119606
2004-10-07

FORM F-1

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811-21673
2010-08-31

SEC filing

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811-22487
2023-08-10

DBX ETF TRUST

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811-22175
2010-08-27

ALPS ETF TRUST

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811-04041
2010-08-09

GE INVESTMENT FUNDS - ANNUAL REPORT OF PROXY VOTING RECORD

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811-04984
2011-08-31

BEACON NPX 2011

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811-08553
2010-08-23

EVERGREEN INTERNATIONAL TRUST FORM N-PX FILING

View on SEC.gov →
811-05083
2009-08-28

SEC filing

View on SEC.gov →
811-04041
2010-09-21

GE INVESTMENT FUNDS - ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-09729
2021-08-27

FORM N-PX

View on SEC.gov →
811-05972
2023-08-28

N-PX

View on SEC.gov →
811-05583
2010-08-31

FTVIPT N-PX PE 6/30/10

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811-08553
2008-08-29

EVERGREEN INTERNATIONAL TRUST FORM N-PX FILING

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811-21779
2010-08-31

BRD031B0001331971.TXT

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333-119606
2004-10-26

FORM F-1 AMENDMENT#3

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333-119606
2004-10-29

424B(4)

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333-119606
2004-10-27

FORM F-1 AMENDMENT #4

View on SEC.gov →
811-08236
2011-08-30

NORTHERN FUNDS

View on SEC.gov →
811-08236
2010-08-27

NORTHERN FUNDS

View on SEC.gov →
811-21145
2011-08-30

SPDR INDEX SHARES

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333-119606
2004-10-12

FORM F-1 AMENDMENT#1

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811-21779
2011-08-24

BRD0310001331971D.TXT

View on SEC.gov →
811-09102
2011-08-26

FORM N-PX FOR ISHARES INC.

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Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
BOJ
License Status
Active
Address
CA
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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