Base
Customs Broker

MARIO PENA, INC.

TX

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-28 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “MARIO PENA, INC.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “MARIO PENA, INC.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

001-14852
2010-04-30

RESOLUTIONS ADOPTED AT THE GENERAL ORDINARY SHAREHOLDERS' MEETING

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001-14852
2012-04-30

RESOLUTIONS ADOPTED AT THE GENERAL ORDINARY SHAREHOLDERS' MEETING

View on SEC.gov →
001-14852
2011-05-02

RESOLUTIONS ADOPTED AT THE GENERAL ORDINARY SHAREHOLDERS' MEETING

View on SEC.gov →
001-14852
2009-05-01

RESOLUTIONS ADOPTED AT THE GENERAL ORDINARY SHAREHOLDERS' MEETING

View on SEC.gov →
001-31317
2010-12-09

SUMMARY OF THE MINUTES

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001-14852
2012-12-13

RESOLUTIONS ADOPTED AT THE GENERAL ORDINARY AND EXTRAORDINARY SHAREHOLDERS' MEETINGS

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000-24487
2007-10-19

FORM 3

View on SEC.gov →
333-102077-25333-102077-24333-102077-23333-102077-14333-102077-06333-102077-18333-102077-16333-102077-15333-102077-13333-102077-12333-102077-07333-102077-05333-102077-04333-102077-03333-102077-02333-102077-17333-102077-20333-102077-01333-102077-26333-102077-22333-102077-21333-102077-19333-102077-11333-102077-10333-102077-09333-102077-08333-102077-27333-102077
2004-02-19

POST-EFFECTIVE AMENDMENT NO. 1 ON FORM S-3 TO S-1

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001-31317
2011-01-07

MINUTES OF THE ANNUAL GENERAL MEETING

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001-14315
2003-01-31

2002 ANNUAL REPORT TO SHAREHOLDERS

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000-17594
2001-08-08

EXHIBIT 99.3

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2018-02-22

SEC filing

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000-09120
2005-11-09

ASSIGNMENT BILL OF SALE AND CONVEYANCE - SOUTHERN

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005-31361
2002-11-14

AMENDMENT NO. 34 TO SCHEDULE 13D

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811-21200
2013-08-23

DNY FORM N-PX 2013

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001-14950
2009-04-30

FORM 6K

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001-32175
2005-04-18

SEC filing

View on SEC.gov →
005-31361
2003-06-20

SCHEDULE 13D/A

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333-276243
2024-05-30

424B3

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005-44114
2003-10-24

SEC filing

View on SEC.gov →
000-50116
2011-05-03

ANNUAL INFORMATION FORM DATED MARCH 31, 2009

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811-02328
2013-08-23

BIF FORM N-PX 2013

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005-61257
2004-06-21

SEC filing

View on SEC.gov →
000-50116
2011-05-03

ANNUAL INFORMATION FORM

View on SEC.gov →
022-28758
2004-10-01

T3E A COPY OF THE JOINT DEBTORS SOLICITATION PACKAGE

View on SEC.gov →
811-10609
2004-08-31

FORM N-PX

View on SEC.gov →
000-09120
2005-11-09

PURCHASE AND SALE AGREEMENT

View on SEC.gov →
005-78150
2002-11-15

SIDERCA S.A.I.C.

View on SEC.gov →
001-04119
2023-03-24

ARS

View on SEC.gov →
000-27667
2001-01-30

SEC filing

View on SEC.gov →
811-21410
2014-08-15

N-PX

View on SEC.gov →
001-15188
2002-11-15

SCHEDULE 14D9

View on SEC.gov →
000-50116
2011-06-07

AUDITED CONSOLIDATED FINANCIAL STATEMENTS AS AT AND FOR THE PERIODS ENDED DECEMBER 31, 2010 AND 2009, INCLUDING REPORT OF OUR CURRENT INDEPENDENT AUDITOR THEREON

View on SEC.gov →
001-04119
2026-03-27

ARS

View on SEC.gov →
000-50116
2012-07-05

AUDITED ANNUAL FINANCIAL STATEMENTS

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811-07677
2015-08-05

PROFIT FUNDS INVESTMENT TRUST - N-PX

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000-50116
2011-05-03

CONSOLIDATED FINANCIAL STATEMENTS FOR THE PERIOD ENDED DECEMBER 31, 2010 AND 2009

View on SEC.gov →
333-184724
2012-11-02

LIST OF SELLING SHAREHOLDERS

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000-50116
2012-04-02

AUDITED FINANCIAL STATEMENTS

View on SEC.gov →
811-06673
2017-08-03

N-PX

View on SEC.gov →
811-21443
2012-08-28

BLACKROCK EQUITY DIVIDEND TRUST

View on SEC.gov →
333-67170
2002-05-20

EXHIBIT 4.1

View on SEC.gov →
001-11080
2006-03-13

ANNEX 4QUARTER-2005

View on SEC.gov →
001-04119
2024-03-22

ARS

View on SEC.gov →
811-01512
2006-08-28

OPPENHEIMER CAPITAL INCOME FUND FORM N-PX

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814-00188
2012-05-08

CONSOLIDATED SCHEDULES OF INVESTMENTS AS OF MARCH 31, 2012 AND DECEMBER 31, 2011

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811-03074
2014-07-21

NORTHEAST INVESTORS GROWTH FUND

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811-04384
2004-08-19

SEC filing

View on SEC.gov →
811-21713
2013-08-16

ANNUAL PROXY VOTING REPORT FOR 2013

View on SEC.gov →
814-00188
2012-03-28

CONSOLIDATED SCHEDULES OF INVESTMENTS

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811-10001
2017-08-29

SEC filing

View on SEC.gov →
811-07677
2016-07-26

SEC filing

View on SEC.gov →
811-07677
2014-07-22

PROFIT FUNDS INVESTMENT TRUST - N-PX

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005-60737
2004-02-20

SEC filing

View on SEC.gov →
811-09237
2013-08-30

BRD8W20001079575.TXT

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811-22154
2014-08-26

N-PX

View on SEC.gov →
001-33153
2008-04-07

ANNUAL INFORMATION FORM

View on SEC.gov →
814-00188
2012-11-07

CONSOLIDATED SCHEDULES OF INVESTMENTS AS OF SEPTEMBER 30, 2012.

View on SEC.gov →
814-00188
2013-03-13

EX-99.1

View on SEC.gov →
814-00188
2012-08-06

CONSOLIDATED SCHEDULES OF INVESTMENTS

View on SEC.gov →
811-07677
2013-08-14

PROFIT FUNDS INVESTMENT TRUST - FORM N-PX

View on SEC.gov →
814-00188
2016-03-07

EX-99.1

View on SEC.gov →
811-22668
2016-08-15

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
814-00188
2015-08-10

EX-99.1

View on SEC.gov →
814-00188
2017-05-10

EX-99.1

View on SEC.gov →
333-205439
2015-11-02

EX-4.1

View on SEC.gov →
814-00188
2015-05-07

EX-99.1

View on SEC.gov →
814-00188
2015-11-09

EX-99.1

View on SEC.gov →
001-37747
2018-05-15

EX-99.1

View on SEC.gov →
001-14950
2010-02-25

FORM 6-K

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811-09687
2014-08-29

SEC filing

View on SEC.gov →
333-286640
2025-04-18

S-8

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811-01886
2007-08-21

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-09687
2013-08-27

SEC filing

View on SEC.gov →
811-01209
2015-07-20

BRDM270000014170.TXT

View on SEC.gov →
005-45903
2004-06-28

SEC filing

View on SEC.gov →
811-03421
2012-08-23

SEC filing

View on SEC.gov →
001-15829
2015-12-17

EX-10.6

View on SEC.gov →
811-06669
2017-08-25

BLACKROCK CAPITAL APPRECIATION FUND, INC.

View on SEC.gov →
811-01835
2013-08-20

FORM N-PX FILING 2013

View on SEC.gov →
005-45903
2004-07-14

SEC filing

View on SEC.gov →
811-09237
2014-08-28

BRD_8W20001079575.TXT

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811-01612
2012-08-23

SEC filing

View on SEC.gov →
000-50116
2011-05-03

MANAGEMENT INFORMATION CIRCULAR DATED OCTOBER 8, 2010

View on SEC.gov →
814-00188
2018-03-14

EX-99.1

View on SEC.gov →
814-00188
2017-11-09

EX-99.1

View on SEC.gov →
005-61257
2004-03-19

SEC filing

View on SEC.gov →
814-00188
2016-08-09

EX-99.1

View on SEC.gov →
814-00188
2016-11-10

EX-99.1

View on SEC.gov →
814-00188
2017-08-09

EX-99.1

View on SEC.gov →
814-00188
2017-03-14

EX-99.1

View on SEC.gov →
814-00188
2016-05-10

EX-99.1

View on SEC.gov →
333-206692
2016-02-18

EX-99.2

View on SEC.gov →
811-07959
2007-08-15

CHASE GROWTH FUNDS FORM N-PX

View on SEC.gov →
811-01899
2012-08-21

FORM N-PX

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001-32556
2012-05-15

RADIUS FORM 20-F ANNUAL FOR THE YEAR ENDED DECEMBER 31, 2011

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811-01209
2014-08-12

BRDM270000014170

View on SEC.gov →
811-21670
2012-08-07

BRD2K30001308335.TXT

View on SEC.gov →
811-01209
2012-08-06

BRDM270000014170

View on SEC.gov →
811-22572
2016-08-10

N-PX

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
BKM
License Status
Active
Address
TX
Classification
Customs Broker

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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MARIO A. VALDEZMario Trujillo