Base
Customs Broker

RAY H SUNG

CA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-28 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “RAY H SUNG” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “RAY H SUNG” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

333-204348
2015-05-21

S-8

View on SEC.gov →
333-199150
2014-11-06

F-1/A

View on SEC.gov →
333-189020
2013-07-15

EX-8.1

View on SEC.gov →
2014-09-10

SEC filing

View on SEC.gov →
001-07598
2014-06-02

EX-1.02

View on SEC.gov →
811-04358
2022-08-31

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
001-07598
2017-05-31

EXHIBIT 1.01

View on SEC.gov →
001-07598
2016-05-31

EX-1.01

View on SEC.gov →
811-00696
2022-08-31

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
001-07598
2015-06-01

EX-1.01

View on SEC.gov →
001-37860
2019-05-29

EXHIBIT 1.01

View on SEC.gov →
001-37860
2018-05-29

EXHIBIT 1.01

View on SEC.gov →
811-02215-99
2022-08-31

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
000-29197
2005-02-08

SEC filing

View on SEC.gov →
811-00082
2007-08-23

CGM TRUST

View on SEC.gov →
000-30807
2005-04-25

SEC filing

View on SEC.gov →
000-30807
2005-04-19

SEC filing

View on SEC.gov →
000-30807
2005-04-05

SEC filing

View on SEC.gov →
000-32567
2005-06-02

SEC filing

View on SEC.gov →
000-30807
2005-05-02

SEC filing

View on SEC.gov →
001-32550
2014-04-03

DEFA14A

View on SEC.gov →
000-00121
2024-01-22

DEF 14A

View on SEC.gov →
000-00121
2024-01-11

PRE 14A

View on SEC.gov →
001-38751
2023-05-16

EXHIBIT 99.1

View on SEC.gov →
811-00560
2006-08-29

INVESTMENT TRUST

View on SEC.gov →
811-22264
2011-08-30

N-PX

View on SEC.gov →
333-61286
2003-01-15

EXCHANGE AGREEMENT

View on SEC.gov →
811-07173
2022-08-31

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
333-61286
2002-12-04

EXCHANGE AGREEMENT OF 11/14/02

View on SEC.gov →
000-30668
2017-05-30

EXHIBIT 1.01

View on SEC.gov →
333-61286
2002-12-03

EXCHANGE AGREEMENT OF 11/14/02

View on SEC.gov →
333-61286
2003-03-05

EXCHANGE AGREEMENT

View on SEC.gov →
811-05749
2009-08-25

THE CHINA FUND, INC.

View on SEC.gov →
001-34021
2010-03-19

ACQUISITION AGREEMENT DATED MARCH 15, 2010

View on SEC.gov →
811-03131
2010-08-31

SEC filing

View on SEC.gov →
333-173372-07
2016-05-31

EXHIBIT 1.01

View on SEC.gov →
811-21623
2010-08-26

ANNUAL FORM N-PX FILING

View on SEC.gov →
811-22700
2018-08-15

N-PX

View on SEC.gov →
811-02871
2022-08-17

ANNUAL REPORT OF PROXY VOTING RECORDS

View on SEC.gov →
000-30833
2016-05-27

EX-1.01

View on SEC.gov →
000-30833
2017-05-26

EX-1.01

View on SEC.gov →
333-287148
2025-05-09

EX-4.2

View on SEC.gov →
811-07440
2007-04-27

N-Q

View on SEC.gov →
811-08203
2022-08-31

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
000-30668
2020-05-26

EXHIBIT 1.01

View on SEC.gov →
811-21823
2006-08-25

FORM N-PX 2006 PIONEER SERIES TRUST V

View on SEC.gov →
333-248559
2020-09-02

EX-4.1

View on SEC.gov →
811-07440
2006-10-30

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

View on SEC.gov →
811-07639
2022-08-31

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-05749
2010-08-11

SEC filing

View on SEC.gov →
811-23261
2022-08-31

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
333-114595
2004-06-14

AMENDED AND RESTATED INVESTOR'S RIGHTS AGREEMENT

View on SEC.gov →
811-22153
2014-07-25

N-PX

View on SEC.gov →
000-20728
2014-06-02

EXHIBIT 1.01

View on SEC.gov →
811-04451
2010-08-20

LEGG MASON CAPITAL MANAGEMENT SPECIAL INVESTMENT TRUST, INC.

View on SEC.gov →
001-06549
2016-05-31

EX-1.01

View on SEC.gov →
811-07440
2007-10-30

N-Q

View on SEC.gov →
002-25577
2021-04-14

DEF 14A - 2021 ANNUAL MEETING

View on SEC.gov →
811-07440
2008-04-29

N-Q

View on SEC.gov →
811-21293
2012-08-29

NUVEEN PREFERRED INCOME OPPORTUNITIES FUND

View on SEC.gov →
811-08220
2022-08-26

VOYA VARIABLE PRODUCTS TRUST

View on SEC.gov →
811-07440
2008-10-30

N-Q

View on SEC.gov →
811-08388
2015-08-28

FORM N-PX

View on SEC.gov →
811-07143
2022-08-31

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
000-19528
2014-06-02

EX. 1.02

View on SEC.gov →
811-21407
2006-08-30

NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND

View on SEC.gov →
811-21597
2007-08-29

SEC filing

View on SEC.gov →
811-03158
2006-08-29

SMITH BARNEY FUNDAMENTAL VALUE FUND INC.

View on SEC.gov →
811-09357
2005-08-17

NY VF I N-PX 8-05

View on SEC.gov →
005-37333
2001-07-23

AMENDMENT NO.23 TO SCHEDULE 13D

View on SEC.gov →
811-00203
2006-08-25

MASSACHUSETTS INVESTORS TRUST

View on SEC.gov →
811-22004
2017-08-25

VOYA ASIA PACIFIC HIGH DIVIDEND EQUITY INCOME FUND

View on SEC.gov →
811-03443
2006-08-29

AIM SUMMIT FUND

View on SEC.gov →
811-04743
2006-08-30

SEC filing

View on SEC.gov →
001-36731
2015-04-22

20-F

View on SEC.gov →
811-09105
2003-01-09

SEC filing

View on SEC.gov →
005-37333
1995-08-22

AMENDMENT NO. 22 TO SCHEDULE 13D

View on SEC.gov →
811-09395
2006-08-29

THIRD AVENUE VARIABLE SERIES TRUST

View on SEC.gov →
001-34036
2019-05-30

EXHIBIT 1.01

View on SEC.gov →
005-37333
1995-03-28

AMENDMENT NO. 21 TO SCHEDULE 13D

View on SEC.gov →
000-00121
2026-01-22

DEF 14A

View on SEC.gov →
811-21897
2019-08-21

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-22525
2020-08-26

ANNUAL REPORT FOR N-PX

View on SEC.gov →
811-22255
2020-08-21

N-PX

View on SEC.gov →
811-10401
2019-08-15

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
333-173372-07
2015-05-29

EXHIBIT 1.01

View on SEC.gov →
001-15295
2018-05-29

EXHIBIT 1.01

View on SEC.gov →
811-08388
2014-08-28

FORM N-PX

View on SEC.gov →
811-23757
2022-08-26

GOLDMAN SACHS ETF TRUST II

View on SEC.gov →
001-15295
2019-05-30

EXHIBIT 1.01 CONFLICT MINERALS REPORT 2018

View on SEC.gov →
001-00035
2015-06-01

SEC filing

View on SEC.gov →
811-03114
2006-08-25

SEC filing

View on SEC.gov →
001-34036
2018-05-31

EXHIBIT 1.01

View on SEC.gov →
811-05037
2019-08-27

N-PX

View on SEC.gov →
811-03940
2010-08-24

FORM N-PX

View on SEC.gov →
811-01533
2007-08-24

SSS

View on SEC.gov →
811-08006
2006-08-31

N-PX FILING

View on SEC.gov →
377-00674
2014-06-30

SEC filing

View on SEC.gov →
333-199150
2014-10-03

F-1

View on SEC.gov →
811-07440
2009-04-01

N-Q

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
ATE
License Status
Active
Address
CA
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List
← RAY E SHAWRaymond A. Fleites →