Base
Customs Broker

SANDERS BROKERAGE SERVICES LLC

WA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-29 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “SANDERS BROKERAGE SERVICES LLC” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “SANDERS BROKERAGE SERVICES LLC” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

000-30066
2009-05-11

PRESS RELEASE

View on SEC.gov →
811-22208
2022-11-09

425

View on SEC.gov →
000-30066
2009-08-10

SEC filing

View on SEC.gov →
000-30066
2007-03-16

SEC filing

View on SEC.gov →
000-30066
2009-05-11

SEC filing

View on SEC.gov →
000-30066
2010-03-16

SEC filing

View on SEC.gov →
000-30066
2006-11-09

SEC filing

View on SEC.gov →
000-30066
2010-02-18

SEC filing

View on SEC.gov →
333-134448
2006-09-29

FINAL PROSPECTUS

View on SEC.gov →
000-30066
2010-05-10

SEC filing

View on SEC.gov →
333-134448
2006-09-14

AMENDMENT NO.1 TO FORM S-3

View on SEC.gov →
008-38325
2026-03-27

SANDERS MORRIS 2025 AUDIT REPORT PUBLIC

View on SEC.gov →
000-30066
2007-08-09

SEC filing

View on SEC.gov →
000-30066
2010-11-09

SEC filing

View on SEC.gov →
000-30066
2007-05-10

SEC filing

View on SEC.gov →
000-30066
2006-08-09

SEC filing

View on SEC.gov →
000-30066
2008-08-11

SEC filing

View on SEC.gov →
000-30066
2009-08-10

SEC filing

View on SEC.gov →
000-30066
2011-03-16

SEC filing

View on SEC.gov →
333-134448
2006-05-25

FORM S-3

View on SEC.gov →
000-30066
2009-11-09

SEC filing

View on SEC.gov →
811-22655
2022-10-25

425

View on SEC.gov →
000-30066
2010-08-09

SEC filing

View on SEC.gov →
000-30066
2005-08-09

SEC filing

View on SEC.gov →
000-30066
2008-05-12

SEC filing

View on SEC.gov →
000-30066
2006-05-10

SEC filing

View on SEC.gov →
008-38325
2025-03-20

SANDERS MORRIS 2024 AUDIT REPORT PUBLIC

View on SEC.gov →
000-30066
2007-11-09

SEC filing

View on SEC.gov →
001-11840
2025-06-02

SEC filing

View on SEC.gov →
333-230949
2019-05-06

FWP

View on SEC.gov →
000-30066
2005-11-09

SEC filing

View on SEC.gov →
000-30066
2008-11-10

SEC filing

View on SEC.gov →
000-30066
2011-05-10

SEC filing

View on SEC.gov →
333-268607
2023-02-03

424B3

View on SEC.gov →
000-30066
2011-03-18

SEC filing

View on SEC.gov →
008-38325
2024-03-22

SANDERS MORRIS 2023 AUDIT REPORT PUBLIC

View on SEC.gov →
001-11840
2026-01-07

SEC filing

View on SEC.gov →
001-36150
2023-02-02

EXHIBIT 99.1

View on SEC.gov →
333-269205
2023-02-03

424B3

View on SEC.gov →
000-30066
2009-12-11

SEC filing

View on SEC.gov →
001-39852
2023-02-02

EX-99.1

View on SEC.gov →
333-268603
2023-02-03

424B3

View on SEC.gov →
000-30066
2005-05-10

10-Q

View on SEC.gov →
001-11840
2025-11-28

SEC filing

View on SEC.gov →
001-11840
2025-04-21

SEC filing

View on SEC.gov →
000-30066
2009-03-16

SEC filing

View on SEC.gov →
001-11840
2025-05-30

SEC filing

View on SEC.gov →
001-11840
2025-11-26

SEC filing

View on SEC.gov →
001-36150
2023-02-02

EXHIBIT 99.2

View on SEC.gov →
008-38325
2021-03-12

PUBLIC ANNUAL REPORT

View on SEC.gov →
008-38325
2023-03-16

PUBLIC ANNUAL REPORTS

View on SEC.gov →
000-30066
2005-03-15

10-K

View on SEC.gov →
811-02410811-02557811-02946811-03207811-03456811-03954811-03964811-04175811-04430811-04723811-05160811-05295811-05527811-05718811-05717811-06014811-06172811-06273811-06395811-06606811-06604811-08211811-05125811-06126811-06377
2009-08-19

SEC filing

View on SEC.gov →
000-30066
2008-03-13

SEC filing

View on SEC.gov →
000-30066
2006-03-16

SEC filing

View on SEC.gov →
000-30066
2011-08-09

QUARTERLY REPORT

View on SEC.gov →
002-71299
2011-02-10

EXHIBIT (P)1.98

View on SEC.gov →
001-38910
2019-06-24

EXHIBIT 99.1

View on SEC.gov →
000-30066
2011-11-09

FORM 10-Q

View on SEC.gov →
001-11840
2025-01-21

SEC filing

View on SEC.gov →
033-18030
2011-02-10

EXHIBIT (P)1.60

View on SEC.gov →
001-11840
2025-02-24

SEC filing

View on SEC.gov →
000-23186
2025-11-13

SEC filing

View on SEC.gov →
001-11840
2025-11-24

SEC filing

View on SEC.gov →
000-30066
2011-04-15

SEC filing

View on SEC.gov →
001-39852
2023-02-02

EX-99.2

View on SEC.gov →
001-11840
2025-05-29

SEC filing

View on SEC.gov →
000-30066
2009-04-15

SEC filing

View on SEC.gov →
008-38325
2022-03-10

PUBLIC ANNUAL REPORT

View on SEC.gov →
000-29961
2009-02-23

ALLIANCEBERNSTEIN L.P. 10-K 12-31-2008

View on SEC.gov →
377-02504
2019-02-13

SEC filing

View on SEC.gov →
008-38325
2019-02-28

SANDERS MORRIS HARRIS 2018 AUDIT REPORT PUBLIC

View on SEC.gov →
001-09818
2009-02-23

ALLIANCEBERNSTEIN HOLDING L.P. 10-K 12-31-2008

View on SEC.gov →
000-30066
2011-04-01

SEC filing

View on SEC.gov →
001-09818
2008-02-25

ALLIANCEBERNSTEIN HOLDING 10-K 12-31-2007

View on SEC.gov →
001-11840
2025-03-24

SEC filing

View on SEC.gov →
001-39307
2025-06-24

SEC filing

View on SEC.gov →
001-11840
2025-11-21

SEC filing

View on SEC.gov →
000-30066
2007-04-16

SEC filing

View on SEC.gov →
001-39307
2025-09-23

SEC filing

View on SEC.gov →
333-230949
2019-05-09

S-1/A

View on SEC.gov →
000-29961
2008-02-25

ALLIANCEBERNSTEIN LP 10-K 12-31-2007

View on SEC.gov →
033-59474
2003-12-22

PIF SUPPLEMENT & INFORMATION STATEMENT DATED 12/22/2003

View on SEC.gov →
333-230949
2019-04-18

S-1

View on SEC.gov →
000-30066
2008-04-18

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
333-230949
2019-05-06

S-1/A

View on SEC.gov →
811-01525
2002-05-01

POST EFFECTIVE AMENDMENT NO. 52

View on SEC.gov →
333-122973
2005-04-05

SEC filing

View on SEC.gov →
000-29961
2007-02-28

ALLIANCEBERNSTEIN LP 10-K 12-31-2006

View on SEC.gov →
333-126672
2005-07-18

SEC filing

View on SEC.gov →
377-02504
2019-04-03

SEC filing

View on SEC.gov →
021-127380
2010-03-03

SEC filing

View on SEC.gov →
333-122973
2005-02-24

SEC filing

View on SEC.gov →
001-38910
2020-03-31

FORM 10-K

View on SEC.gov →
000-30066
2004-03-12

10-K

View on SEC.gov →
333-230949
2019-05-13

424B4

View on SEC.gov →
001-09818
2007-02-28

ALLIANCEBERNSTEIN HOLDING 10-K 12-31-2006

View on SEC.gov →
001-11840
2024-11-22

SEC filing

View on SEC.gov →
002-35570
2003-12-22

PVC SUPPLEMENT & INFORMATION STATEMENT DATED 12/22/2003

View on SEC.gov →
001-38910
2021-03-31

FORM 10-K

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
ARM
License Status
Active
Address
WA
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List
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