Base
Customs Broker

RICHARD H YING

NY

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “RICHARD H YING” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “RICHARD H YING” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

005-90943
2021-02-17

SC 13D/A

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005-90943
2021-12-10

SC 13D/A

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005-90943
2021-11-22

SC 13D/A

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005-90539
2021-02-16

SCHEDULE 13D/A

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005-79744
2004-03-12

INFORMATION STATEMENT

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005-90943
2022-11-16

SC 13E3/A

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005-80401
2007-02-14

SEC filing

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333-216642
2017-03-13

EX-4.4

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001-16429
2011-05-04

6-K

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377-01479
2017-01-24

SEC filing

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001-16429
2017-04-14

6-K

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005-80401
2008-02-14

AMENDMENT TO SCHEDULE 13G

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005-80401
2006-02-14

SEC filing

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005-80401
2009-02-17

AMENDMENT TO SCHEDULE 13G

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005-55343
2013-08-01

FORM SC 13D/A

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001-12128
2001-04-17

MATRITECH, INC.

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005-80401
2005-02-14

SC 13G

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001-01520
2004-11-08

EXHIBIT 10.1 AMENDMENT #7 - RESTATED CREDIT AGREEMENT

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333-76084
2001-12-28

AMENDED & RESTATED FIRST REFUSAL AND CO-SALE AGREE

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377-01479
2017-01-24

SEC filing

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333-71730
2001-10-17

FORM S-8

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001-39980
2022-04-20

EX-99.1

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333-115438
2004-05-13

AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT DATED MAY 31, 2001

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333-216642
2017-03-13

EX-4.2

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021-221208021-221208-01
2014-07-16

SEC filing

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333-179472
2012-02-10

S-8

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333-190180
2013-07-26

S-8

View on SEC.gov →
811-08403
2013-08-27

SEC filing

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2021-05-21

SEC filing

View on SEC.gov →
811-07707
2013-08-27

SEC filing

View on SEC.gov →
001-32560
2012-02-22

EXHIBIT 99.5

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811-05037
2014-08-18

ANNUAL REPORT OF PROXY VOTING

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333-181583
2012-05-22

S-8

View on SEC.gov →
001-32560
2012-02-22

EXHIBIT 99.10

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377-01479
2017-01-24

SEC filing

View on SEC.gov →
377-01479
2017-02-27

SEC filing

View on SEC.gov →
811-05299
2019-09-03

ANNUAL REPORT OF PROXY VOTING RECORD

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333-173292
2011-04-04

AMENDMENT NO. 1 TO THE AMENDED AND RESTATED SHAREHOLDERS' AGREEMENTS

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333-216642
2017-03-13

EX-4.3

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2022-09-07

SEC filing

View on SEC.gov →
811-05299
2019-09-06

AMENDMENT TO ANNUAL REPORT OF PROXY VOTING RECORD

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333-42500
2001-01-26

424 (B)(3)

View on SEC.gov →
333-190417
2013-08-07

EX-10.2

View on SEC.gov →
811-05415
2011-08-25

SEC filing

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2021-03-05

SEC filing

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811-21308
2004-08-25

SEC filing

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333-42500
2001-06-21

PROSPECTUS SUPPLEMENT NO. 9 DATED JUNE 21, 2001

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333-257846
2021-07-12

SEC filing

View on SEC.gov →
001-10409
2014-05-02

RESULT OF AGM

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001-10409
2015-05-08

RESULT OF AGM

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333-42500
2001-11-29

424(B)(3)

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2023-10-05

SEC filing

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2022-07-08

SEC filing

View on SEC.gov →
333-42500
2001-11-05

424(B)(3)

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333-199577
2014-10-24

FORM S-8

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000-22874
2002-11-26

4

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2022-07-01

SEC filing

View on SEC.gov →
811-03793
2004-08-19

SEC filing

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811-23466
2022-08-25

BLACKROCK HEALTH SCIENCES TRUST II

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2022-05-19

SEC filing

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2023-09-01

SEC filing

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333-197846
2014-08-05

FORM S-8

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811-06400
2015-08-31

SEC filing

View on SEC.gov →
811-06400
2016-08-30

SEC filing

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811-07102
2015-08-28

SEC filing

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811-01701
2011-08-30

DAVIS NEW YORK VENTURE FUND, INC.

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333-181334
2012-05-11

FORM S-8

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811-09925
2004-08-31

FORM N-PX

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811-04923
2012-08-30

FORM N-PX

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005-92238
2024-10-15

SC 13D

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811-07707
2009-08-31

SEC filing

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811-01533
2011-08-30

SELECTED INTERNATIONAL FUND

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811-21702
2022-08-25

BLACKROCK HEALTH SCIENCES TRUST

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001-38205
2023-04-18

PRE14A

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000-27543
2001-09-14

SHARE EXCHANGE AGREEMENT

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008-70571
2024-03-19

SEC filing

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2022-06-10

SEC filing

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811-21386
2015-08-20

FORM N-PX

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000-31285
2010-03-25

425

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001-38205
2023-04-28

DEF 14A

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811-08850
2008-08-27

SEC filing

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2022-04-11

SEC filing

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2010-06-23

SEC filing

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000-52933
2008-07-30

SEC filing

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001-38826
2022-07-01

DEF 14A

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001-34449
2016-12-29

EXHIBIT 10.2

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333-235888333-235888-01333-235888-02333-235888-03333-235888-04333-235888-05333-235888-06333-235888-07333-235888-08333-235888-09333-235888-10333-235888-11333-235888-12333-235888-13333-235888-14333-235888-15333-235888-16333-235888-17333-235888-18333-235888-19333-235888-20333-235888-21333-235888-22333-235888-23333-235888-24333-235888-25333-235888-26333-235888-27333-235888-28333-235888-29
2020-01-10

EXHIBIT 5.3

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811-22917
2015-08-27

ANNUAL REPORT OF PROXY VOTING

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811-07707
2011-08-31

SEC filing

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2005-07-21

SEC filing

View on SEC.gov →
001-34449
2016-12-29

EXHIBIT 10.2

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811-06400
2015-08-31

SEC filing

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811-08403
2011-08-31

SEC filing

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811-04854
2009-08-31

SEC filing

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333-147601
2007-11-23

SERIES B PREFERRED SHARE PURCHASE AGREEMENT

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811-05686
2006-08-29

AIM INVESTMENT SECURITIES

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811-07959
2004-08-31

FORM N-PX

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811-22771
2017-08-29

SEC filing

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811-05684
2013-08-29

SEC filing

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333-256794
2021-06-04

OPINION OF LATHAM & WATKINS LLP

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Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
ANJ
License Status
Active
Address
NY
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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← RICHARD GEORGE FLEISCHER JRRICHARD L JONES TECATE INC →