Base
Customs Broker

MARK HOWARD STEFFEN

CA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “MARK HOWARD STEFFEN” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “MARK HOWARD STEFFEN” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

005-36505
2010-09-22

SC 13D

View on SEC.gov →
333-145706
2007-08-27

OPINION OF LEGALITY

View on SEC.gov →
333-118557
2007-08-28

EXHIBIT 5.1 OPINION REGARDING LEGALITY

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333-145705
2007-08-27

OPINION REGARDING LEGALITY

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021-308480
2019-06-26

SEC filing

View on SEC.gov →
811-21719
2017-08-04

SEC filing

View on SEC.gov →
000-54370
2011-04-28

CERTIFICATE OF AMENDMENT TO CERTIFICATE OF LIMITED PARTNERSHIP

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001-32576
2022-10-12

EXHIBIT 4.57

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333-153021
2008-08-14

FORM S-8

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001-32576
2020-07-15

EXHIBIT 4.53

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000-54370
2011-04-28

CERTIFICATE OF AMENDMENT TO CERTIFICATE OF LIMITED PARTNERSHIP

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811-22690
2018-08-27

SEC filing

View on SEC.gov →
000-54370
2011-04-28

CERTIFICATE OF CORRECTION

View on SEC.gov →
005-61585
2007-06-11

AMENDMENT NO.8

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005-47969
2007-06-11

AMENDMENT NO. 3

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811-22585
2018-08-27

SEC filing

View on SEC.gov →
811-03131
2017-08-31

SEC filing

View on SEC.gov →
001-32253
2007-06-18

ENERSYS DEFINITIVE PROXY STATEMENT

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811-22690
2019-08-29

SEC filing

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811-23177
2020-08-06

SEC filing

View on SEC.gov →
811-23177
2021-08-06

SEC filing

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811-21410
2017-07-25

N-PX

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811-03131
2016-08-31

SEC filing

View on SEC.gov →
811-04018
2011-08-25

N-PX

View on SEC.gov →
001-14315
2003-01-31

2002 ANNUAL REPORT TO SHAREHOLDERS

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811-05206
2017-08-29

SEC filing

View on SEC.gov →
333-291160
2025-10-30

S-8

View on SEC.gov →
811-06400
2018-08-31

SEC filing

View on SEC.gov →
811-22077
2012-08-29

ANNUAL REPORT OF PROVY VOTING

View on SEC.gov →
001-38558
2019-04-01

10-K/A

View on SEC.gov →
811-05379
2013-08-15

RFT N-PX 2013

View on SEC.gov →
811-03061
2017-08-16

PUTNAM GLOBAL NATURAL RESOURCES FUND

View on SEC.gov →
811-03061
2019-08-12

PUTNAM GLOBAL NATURAL RESOURCES FUND

View on SEC.gov →
811-07683
2010-08-25

FORM N-PX

View on SEC.gov →
001-32253
2006-06-19

DEFINITIVE NOTICE & PROXY STATEMENT

View on SEC.gov →
811-08426
2017-08-31

SEC filing

View on SEC.gov →
333-131730
2007-03-20

SEC filing

View on SEC.gov →
811-22585
2019-08-29

SEC filing

View on SEC.gov →
333-283576
2024-12-03

S-1

View on SEC.gov →
811-05037
2017-08-18

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-22077
2013-08-29

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-22077
2010-08-26

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
333-259474
2021-09-13

S-8

View on SEC.gov →
811-22885
2018-07-23

SEC filing

View on SEC.gov →
811-04018
2013-08-22

SEC filing

View on SEC.gov →
811-22668
2018-08-20

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-22077
2011-08-31

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-23177
2019-08-22

SEC filing

View on SEC.gov →
811-21308
2020-08-31

N-PX

View on SEC.gov →
811-01027
2021-08-27

N-PX

View on SEC.gov →
811-23111
2017-08-10

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-02736
2017-07-21

SEC filing

View on SEC.gov →
811-21938
2018-08-24

VOYA NATURAL RESOURCES EQUITY INCOME FUND

View on SEC.gov →
811-08426
2016-08-31

SEC filing

View on SEC.gov →
811-04282
2017-08-25

BLACKROCK NATURAL RESOURCES TRUST

View on SEC.gov →
811-04632
2017-08-28

THE EUROPEAN EQUITY FUND, INC.

View on SEC.gov →
811-21938
2017-08-25

VOYA NATURAL RESOURCES EQUITY INCOME FUND

View on SEC.gov →
811-05037
2014-08-28

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-21582
2020-08-26

N-PX

View on SEC.gov →
811-08822
2010-08-24

SEC filing

View on SEC.gov →
000-04690
2003-07-09

ADDITIONAL MATERIAL

View on SEC.gov →
333-267731
2022-12-22

S-1/A

View on SEC.gov →
811-21410
2018-08-28

N-PX

View on SEC.gov →
333-267731
2023-01-31

S-1/A

View on SEC.gov →
811-00249
2020-08-28

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-02933
2011-08-22

SEC filing

View on SEC.gov →
811-21582
2021-08-13

N-PX

View on SEC.gov →
811-06400
2017-08-31

SEC filing

View on SEC.gov →
005-83427
2008-08-01

SCHEDULE 13D

View on SEC.gov →
811-01027
2020-08-27

N-PX

View on SEC.gov →
811-08426
2014-08-29

SEC filing

View on SEC.gov →
811-01027
2020-08-27

N-PX

View on SEC.gov →
005-55221
2019-02-20

EXHIBIT 3

View on SEC.gov →
811-22585
2017-08-25

TTP 2017 N-PX

View on SEC.gov →
001-13953
2019-02-20

EXHIBIT 99.1

View on SEC.gov →
811-22143
2011-08-23

SEC filing

View on SEC.gov →
001-32399
2007-04-17

SEC filing

View on SEC.gov →
811-22143
2013-08-27

SEC filing

View on SEC.gov →
811-04632
2015-08-18

N-PX FILING - THE EUROPEAN EQUITY FUND, INC.

View on SEC.gov →
811-05206
2018-08-16

SEC filing

View on SEC.gov →
811-23011
2020-08-25

N-PX

View on SEC.gov →
811-23025
2018-08-22

FORM N-PX

View on SEC.gov →
333-273060
2023-09-29

S-1/A

View on SEC.gov →
811-07572
2014-08-29

PFI 2014 N-PX 10/31 FUNDS - PART 23

View on SEC.gov →
811-08437
2018-08-23

BRDG4G_0001047712_2018

View on SEC.gov →
811-22885
2019-08-09

SEC filing

View on SEC.gov →
333-273060
2023-06-30

S-1

View on SEC.gov →
811-06199
2020-08-14

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-21987
2023-08-23

SEC filing

View on SEC.gov →
811-21786
2016-08-30

VOYA GLOBAL ADVANTAGE & PREMIUM OPPORTUNITY FUND

View on SEC.gov →
811-08426
2018-08-31

SEC filing

View on SEC.gov →
811-00058
2020-08-19

GEORGE PUTNAM BALANCED FUND

View on SEC.gov →
000-04690
2005-07-29

FIC 2003 10-K

View on SEC.gov →
811-05693
2017-08-16

PUTNAM EUROPE EQUITY FUND

View on SEC.gov →
070-09577
2001-12-14

SEC filing

View on SEC.gov →
000-26519
2003-07-30

SEMINIS, INC.

View on SEC.gov →
811-08437
2020-08-27

SEC filing

View on SEC.gov →
811-05693
2014-08-08

PUTNAM EUROPE EQUITY FUND

View on SEC.gov →
811-21308
2018-08-28

N-PX

View on SEC.gov →
811-09445
2016-08-03

BRDU12_0001090154_2016.TXT

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
AFF
License Status
Active
Address
CA
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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